James Fortescue
CIK 1235652 · Lihat di SEC EDGAR ↗
Orang Dalam
Pengajuan SEC Pertama: 8 Feb. 2005 · Terbaru: 14 Feb. 2014
Di halaman ini
- Orang Dalam di Perusahaan di mana orang ini adalah orang dalam yang melaporkan.
- Transaksi orang dalam Setiap saham yang dibeli atau dijual orang ini, dari pengajuan Formulir 4.
- Derivatif Opsi dan kepemilikan derivatif lainnya yang dilaporkan oleh orang ini.
- Kepemilikan Awal Kepemilikan yang dimiliki orang ini saat pertama kali mulai melaporkan.
- Kompensasi Gaji eksekutif yang diungkapkan dalam pernyataan proksi perusahaan.
Orang Dalam di
Transaksi orang dalam
0 beli (P)
0 jual (S)
Bersih:
$0
+ 44 transaksi non-pasar di bawah
12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
44 pengajuan lain disembunyikan
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 11 Nov. 2013 | NLY | P | 25.000 | $10,36 | $259.000 | 160.261 Langsung | +18,48% | Diakuisisi | -42,7% (harga per 2026-08-20) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 7 Nov. 2012 | NLY | Option to purchase Common Stock [F1] | Common Stock (10.000) | $13,25 | 22 April 2019 | 10.000 | Dilepas |
| 2 Feb. 2012 | NLY | Option to purchase Common Stock [F1] | Common Stock (20.000) | $13,25 | 22 April 2019 | 20.000 | Dilepas |
| 9 Agu 2011 | NLY | Option to purchase Common Stock [F1] | Common Stock (10.000) | $11,72 | 13 Feb. 2016 | 10.000 | Dilepas |
| 28 Maret 2011 | NLY | Option to purchase Common Stock [F1] | Common Stock (5.968) | $11,72 | 13 Feb. 2016 | 5.968 | Dilepas |
| 22 Des. 2010 | NLY | Option to purchase Common Stock [F1] | Common Stock (5.000) | $13,25 | 22 April 2019 | 5.000 | Dilepas |
| 22 Des. 2010 | NLY | Option to purchase Common Stock [F1] | Common Stock (4.000) | $11,72 | 13 Feb. 2016 | 4.000 | Dilepas |
| 17 Juni 2010 | NLY | Option to purchase Common Stock [F1] | Common Stock (4.532) | $11,72 | 13 Feb. 2016 | 4.532 | Dilepas |
| 14 Des. 2009 | NLY | Option to purchase Common Stock [F1] | Common Stock (7.500) | $11,72 | 13 Feb. 2016 | 7.500 | Dilepas |
| 19 Juni 2009 | NLY | Option to purchase Common Stock [F1] | Common Stock (35.250) | $11,72 | 13 Feb. 2016 | 3.250 | Dilepas |
| 22 April 2009 | NLY | Option to purchase Common Stock [F2] | Common Stock (150.000) | $13,25 | 22 April 2019 | 150.000 | Diakuisisi |
| 19 Sep. 2008 | NLY | Option to purchase Common Stock [F2] | Common Stock (53.000) | $15,61 | 19 Sep. 2018 | 53.000 | Diakuisisi |
| 11 Agu 2008 | NLY | Option to purchase Common Stock [F1] | Common Stock (3.000) | $11,72 | 13 Feb. 2016 | 3.000 | Dilepas |
| 8 Mei 2008 | NLY | Option to purchase Common Stock [F2] | Common Stock (53.000) | $16,46 | 8 Mei 2018 | 53.000 | Diakuisisi |
| 19 Feb. 2008 | NLY | Option to purchase Common Stock [F1] | Common Stock (3.500) | $8,63 | 18 Nov. 2009 | 3.500 | Dilepas |
| 20 Des. 2007 | NLY | Option to purchase Common Stock [F1] | Common Stock (1.500) | $8,63 | 18 Nov. 2009 | 1.500 | Dilepas |
| 17 Mei 2007 | NLY | Option to purchase Common Stock [F2] | Common Stock (40.000) | $15,70 | 17 Mei 2017 | 40.000 | Diakuisisi |
| 13 Feb. 2006 | NLY | Option to purchase Common Stock | Common Stock (38.250) | $11,72 | 13 Feb. 2016 | 38.250 | Diakuisisi |
| 7 Juli 2005 | NLY | Option to purchase Common Stock | Common Stock (30.000) | $17,07 | 7 Juli 2015 | 30.000 | Diakuisisi |
| 24 Juni 2005 | NLY | Option to purchase Common Stock | Common Stock (1.875) | $7,94 | 18 Nov. 2009 | 1.875 | Dilepas |
| 20 April 2004 | NLY | Option to purchase Common Stock | C/S (20.000) | $17,39 | 20 April 2014 | 0 | Diakuisisi |
| 20 April 2004 | NLY | Option to Purchase Common Stock | C/S (20.000) | $17,39 | 20 April 2014 | 20.000 | Diakuisisi |
| 18 Des. 2003 | NLY | Option to purchase Common Stock | C/S (1.875) | $7,94 | 29 Nov. 2010 | 0 | Diakuisisi |
| 18 Des. 2003 | NLY | Option to purchase Common Stock | C/S (5.000) | $8,63 | 18 Nov. 2009 | 0 | Diakuisisi |
| 18 Des. 2003 | NLY | Option to purchase Common Stock | Common Stock (1.875) | $7,94 | 29 Nov. 2010 | 1.875 | Dilepas |
| 18 Des. 2003 | NLY | Optoin to purchase Common Stock | Common Stock (5.750) | $8,63 | 18 Nov. 2009 | 5.750 | Dilepas |
| 5 Agu 2003 | NLY | Option to purchase Common Stock | Common Stock (0) | $17,97 | 5 Agu 2013 | 20.000 | Diakuisisi |
| 4 Agu 2003 | NLY | Option to purchase Common Stock | C/S (20.000) | $17,97 | 4 Agu 2013 | 0 | Diakuisisi |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 1 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 25 Mei 2005 | FMY | Common Shares | 0 | Langsung |
Kompensasi (DEF 14A)
Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.
| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $375.000 | $0 | — | — | — | — | $5.148 | $380.148 |
| 2011 | $750.000 | $6.350.000 | $0 | $0 | $0 | $0 | $9.956 | $7.109.956 |
| 2010 | $625.000 | $4.091.766 | $0 | $0 | $0 | $0 | $9.968 | $4.726.734 |
Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.