James J Marino

CIK 1198578 · Lihat di SEC EDGAR ↗

Orang Dalam

Pengajuan SEC Pertama: 1 Maret 2017 · Terbaru: 1 Maret 2017

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Orang Dalam di

Transaksi orang dalam

0 beli (P) 0 jual (S) Bersih: $0 + 27 transaksi non-pasar di bawah 12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini

Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran

27 pengajuan lain disembunyikan
Tanggal Ticker Kode Saham Harga Nilai Dimiliki setelah Δ milik A/D vs sekarang
28 Sep. 2021 TRAW P 5.952 $4,20 $24.998 21.334 Langsung +38,69% Diakuisisi -99,5% (harga per 2026-08-21)
16 Feb. 2021 TRAW P 25.000 $1,00 $25.000 230.716 Langsung +12,15% Diakuisisi -99,9% (harga per 2026-08-21)
24 Nov. 2020 TRAW P 38.774 $0,26 $10.081 205.716 Langsung +23,23% Diakuisisi -99,5% (harga per 2026-08-21)
9 Juni 2020 CLDX P 8.305 $3,00 $24.915 12.704 Langsung +188,79% Diakuisisi 1253,2% (harga per 2026-08-21)
25 Nov. 2019 TRAW P 150.000 150.000 Langsung Diakuisisi (harga per 2026-08-21)
25 Nov. 2019 TRAW P 150.000 $0,20 $30.000 166.942 Langsung +885,37% Diakuisisi -99,3% (harga per 2026-08-21)
25 Sep. 2019 TRAW P 1.472 1.472 Langsung Diakuisisi (harga per 2026-08-21)
25 Sep. 2019 TRAW P 5.000 5.000 Langsung Diakuisisi (harga per 2026-08-21)
25 Sep. 2019 TRAW P 7.260 $1,60 $11.616 16.942 Langsung +74,98% Diakuisisi -99,9% (harga per 2026-08-21)
24 Agu 2018 CLDX P 40.000 $0,48 $19.200 65.997 Langsung +153,86% Diakuisisi 463,8% (harga per 2026-08-21)
27 April 2018 TRAW P 58.900 58.900 Langsung Diakuisisi (harga per 2026-08-21)
27 April 2018 TRAW P 58.900 145.221 Langsung +68,23% Diakuisisi (harga per 2026-08-21)
8 Feb. 2018 TRAW P 50.000 50.000 Langsung Diakuisisi (harga per 2026-08-21)
8 Feb. 2018 TRAW P 50.000 86.321 Langsung +137,66% Diakuisisi (harga per 2026-08-21)
26 April 2017 TRAW P 11.906 $2,10 $25.003 36.321 Langsung +48,77% Diakuisisi -100,0% (harga per 2026-08-21)

P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak

Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.

Kepemilikan Derivatif (Formulir 4 Tabel II)

Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.

Tanggal Ticker Sekuritas Underlying Harga Pelaksanaan Kedaluwarsa Saham A/D
25 Juni 2026 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (26.000) $34,09 25 Juni 2036 26.000 Diakuisisi
13 Juni 2024 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (16.500) $36,43 13 Juni 2034 16.500 Diakuisisi
10 Agu 2023 TRAW Stock Option (right to purchase) Common Stock (66.468) $1,02 10 Agu 2033 66.468 Diakuisisi
15 Juni 2023 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (11.300) $36,87 15 Juni 2033 11.300 Diakuisisi
18 Agu 2022 TRAW Stock Option (right to purchase) Common Stock (66.468) $1,26 18 Agu 2032 66.468 Diakuisisi
16 Juni 2022 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (13.600) $22,48 16 Juni 2032 13.600 Diakuisisi
30 Juli 2021 TRAW Stock Option (right to purchase) Common stock (13.000) $4,97 30 Juli 2031 13.000 Diakuisisi
17 Juni 2021 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (12.000) $28,00 17 Juni 2031 12.000 Diakuisisi
9 Juli 2020 TRAW Stock Appreciation Right Common Stock (125.000) $0,56 9 Juli 2030 125.000 Diakuisisi
18 Juni 2020 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (11.000) $10,38 18 Juni 2030 11.000 Diakuisisi
25 Nov. 2019 TRAW Warrant (right to purchase) Common Stock (150.000) $0,20 25 Nov. 2024 150.000 Diakuisisi
25 Sep. 2019 TRAW Warrant (right to purchase) Series B Convertible Preferred Stock (1.472) $0,11 31 Des. 2022 1.472 Diakuisisi
25 Sep. 2019 TRAW Warrant (right to purchase) Series B Convertible Preferred Stock (1.472) 1.472 Dilepas
25 Sep. 2019 TRAW Warrant (right to purchase) Series A Convertible Preferred Stock (5.000) $0,11 31 Des. 2022 5.000 Diakuisisi
25 Sep. 2019 TRAW Warrant (right to purchase) Series A Convertible Preferred Stock (5.000) 5.000 Dilepas
26 Juli 2019 TRAW Stock Option (right to purchase) Common Stock (5.833) $3,39 26 Juli 2029 5.833 Diakuisisi
19 Juni 2019 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (4.500) $2,78 19 Juni 2029 4.500 Diakuisisi
26 Juli 2018 TRAW Stock Option (right to purchase) Common Stock (87.500) $0,46 26 Juli 2028 87.500 Diakuisisi
13 Juni 2018 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (67.000) $0,60 13 Juni 2028 67.000 Diakuisisi
27 April 2018 TRAW Warrant (right to purchase) Series B Convertible Prefered Stock (1.472) $0,42 58.900 Diakuisisi
8 Feb. 2018 TRAW Warrant (right to purchase) Series A Convertible Preferred Stock (5.000) $1,01 50.000 Diakuisisi
15 Juni 2017 CLDX Non-Qualified Stock Option (right to buy) [F2] Common Stock (15.000) $2,32 15 Juni 2027 15.000 Diakuisisi
12 Juni 2017 TRAW Stock Option (right to purchase) Common Stock (1.500) $1,94 12 Juni 2027 1.500 Diakuisisi
1 Maret 2017 CLDX Non-Qualified Stock Option (right to buy) [F1] Common Stock (8.000) $3,56 1 Maret 2027 8.000 Diakuisisi
1 Agu 2016 TRAW Warrants (right to buy) Common Stock [F2] (18.303) $4,92 27 Juli 2021 18.303 Diakuisisi
26 Juli 2016 TRAW Subscription Rights (right to buy) See Footnote [F1] (15) $4,10 26 Juli 2016 15 Dilepas
27 Juni 2016 TRAW Stock Option (right to buy) Common Stock (10) $5,20 18 Mei 2026 10 Dilepas
18 Mei 2016 TRAW Stock Option (right to purchase) Common Stock (10.000) $0,52 18 Mei 2026 10.000 Diakuisisi

Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).

Kepemilikan Awal (Formulir 3) 2 saham

Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.

Tanggal Ticker Sekuritas Saham Kepemilikan
1 Maret 2017 CLDX Common Stock, par value $0.001 per share 15.997 Langsung
8 Juli 2015 TRAW Stock Option (right to purchase)→ Common Stock (30.000) 30.000 Langsung