James J Marino
CIK 1198578 · Lihat di SEC EDGAR ↗
Pengajuan SEC Pertama: 1 Maret 2017 · Terbaru: 1 Maret 2017
Di halaman ini
- Orang Dalam di Perusahaan di mana orang ini adalah orang dalam yang melaporkan.
- Transaksi orang dalam Setiap saham yang dibeli atau dijual orang ini, dari pengajuan Formulir 4.
- Derivatif Opsi dan kepemilikan derivatif lainnya yang dilaporkan oleh orang ini.
- Kepemilikan Awal Kepemilikan yang dimiliki orang ini saat pertama kali mulai melaporkan.
Orang Dalam di
Transaksi orang dalam
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 28 Sep. 2021 | TRAW | P | 5.952 | $4,20 | $24.998 | 21.334 Langsung | +38,69% | Diakuisisi | -99,5% (harga per 2026-08-21) |
| 16 Feb. 2021 | TRAW | P | 25.000 | $1,00 | $25.000 | 230.716 Langsung | +12,15% | Diakuisisi | -99,9% (harga per 2026-08-21) |
| 24 Nov. 2020 | TRAW | P | 38.774 | $0,26 | $10.081 | 205.716 Langsung | +23,23% | Diakuisisi | -99,5% (harga per 2026-08-21) |
| 9 Juni 2020 | CLDX | P | 8.305 | $3,00 | $24.915 | 12.704 Langsung | +188,79% | Diakuisisi | 1253,2% (harga per 2026-08-21) |
| 25 Nov. 2019 | TRAW | P | 150.000 | — | — | 150.000 Langsung | — | Diakuisisi | (harga per 2026-08-21) |
| 25 Nov. 2019 | TRAW | P | 150.000 | $0,20 | $30.000 | 166.942 Langsung | +885,37% | Diakuisisi | -99,3% (harga per 2026-08-21) |
| 25 Sep. 2019 | TRAW | P | 1.472 | — | — | 1.472 Langsung | — | Diakuisisi | (harga per 2026-08-21) |
| 25 Sep. 2019 | TRAW | P | 5.000 | — | — | 5.000 Langsung | — | Diakuisisi | (harga per 2026-08-21) |
| 25 Sep. 2019 | TRAW | P | 7.260 | $1,60 | $11.616 | 16.942 Langsung | +74,98% | Diakuisisi | -99,9% (harga per 2026-08-21) |
| 24 Agu 2018 | CLDX | P | 40.000 | $0,48 | $19.200 | 65.997 Langsung | +153,86% | Diakuisisi | 463,8% (harga per 2026-08-21) |
| 27 April 2018 | TRAW | P | 58.900 | — | — | 58.900 Langsung | — | Diakuisisi | (harga per 2026-08-21) |
| 27 April 2018 | TRAW | P | 58.900 | — | — | 145.221 Langsung | +68,23% | Diakuisisi | (harga per 2026-08-21) |
| 8 Feb. 2018 | TRAW | P | 50.000 | — | — | 50.000 Langsung | — | Diakuisisi | (harga per 2026-08-21) |
| 8 Feb. 2018 | TRAW | P | 50.000 | — | — | 86.321 Langsung | +137,66% | Diakuisisi | (harga per 2026-08-21) |
| 26 April 2017 | TRAW | P | 11.906 | $2,10 | $25.003 | 36.321 Langsung | +48,77% | Diakuisisi | -100,0% (harga per 2026-08-21) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 25 Juni 2026 | CLDX | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (26.000) | $34,09 | 25 Juni 2036 | 26.000 | Diakuisisi |
| 13 Juni 2024 | CLDX | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (16.500) | $36,43 | 13 Juni 2034 | 16.500 | Diakuisisi |
| 10 Agu 2023 | TRAW | Stock Option (right to purchase) | Common Stock (66.468) | $1,02 | 10 Agu 2033 | 66.468 | Diakuisisi |
| 15 Juni 2023 | CLDX | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (11.300) | $36,87 | 15 Juni 2033 | 11.300 | Diakuisisi |
| 18 Agu 2022 | TRAW | Stock Option (right to purchase) | Common Stock (66.468) | $1,26 | 18 Agu 2032 | 66.468 | Diakuisisi |
| 16 Juni 2022 | CLDX | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (13.600) | $22,48 | 16 Juni 2032 | 13.600 | Diakuisisi |
| 30 Juli 2021 | TRAW | Stock Option (right to purchase) | Common stock (13.000) | $4,97 | 30 Juli 2031 | 13.000 | Diakuisisi |
| 17 Juni 2021 | CLDX | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (12.000) | $28,00 | 17 Juni 2031 | 12.000 | Diakuisisi |
| 9 Juli 2020 | TRAW | Stock Appreciation Right | Common Stock (125.000) | $0,56 | 9 Juli 2030 | 125.000 | Diakuisisi |
| 18 Juni 2020 | CLDX | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (11.000) | $10,38 | 18 Juni 2030 | 11.000 | Diakuisisi |
| 25 Nov. 2019 | TRAW | Warrant (right to purchase) | Common Stock (150.000) | $0,20 | 25 Nov. 2024 | 150.000 | Diakuisisi |
| 25 Sep. 2019 | TRAW | Warrant (right to purchase) | Series B Convertible Preferred Stock (1.472) | $0,11 | 31 Des. 2022 | 1.472 | Diakuisisi |
| 25 Sep. 2019 | TRAW | Warrant (right to purchase) | Series B Convertible Preferred Stock (1.472) | — | — | 1.472 | Dilepas |
| 25 Sep. 2019 | TRAW | Warrant (right to purchase) | Series A Convertible Preferred Stock (5.000) | $0,11 | 31 Des. 2022 | 5.000 | Diakuisisi |
| 25 Sep. 2019 | TRAW | Warrant (right to purchase) | Series A Convertible Preferred Stock (5.000) | — | — | 5.000 | Dilepas |
| 26 Juli 2019 | TRAW | Stock Option (right to purchase) | Common Stock (5.833) | $3,39 | 26 Juli 2029 | 5.833 | Diakuisisi |
| 19 Juni 2019 | CLDX | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (4.500) | $2,78 | 19 Juni 2029 | 4.500 | Diakuisisi |
| 26 Juli 2018 | TRAW | Stock Option (right to purchase) | Common Stock (87.500) | $0,46 | 26 Juli 2028 | 87.500 | Diakuisisi |
| 13 Juni 2018 | CLDX | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (67.000) | $0,60 | 13 Juni 2028 | 67.000 | Diakuisisi |
| 27 April 2018 | TRAW | Warrant (right to purchase) | Series B Convertible Prefered Stock (1.472) | $0,42 | — | 58.900 | Diakuisisi |
| 8 Feb. 2018 | TRAW | Warrant (right to purchase) | Series A Convertible Preferred Stock (5.000) | $1,01 | — | 50.000 | Diakuisisi |
| 15 Juni 2017 | CLDX | Non-Qualified Stock Option (right to buy) [F2] | Common Stock (15.000) | $2,32 | 15 Juni 2027 | 15.000 | Diakuisisi |
| 12 Juni 2017 | TRAW | Stock Option (right to purchase) | Common Stock (1.500) | $1,94 | 12 Juni 2027 | 1.500 | Diakuisisi |
| 1 Maret 2017 | CLDX | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (8.000) | $3,56 | 1 Maret 2027 | 8.000 | Diakuisisi |
| 1 Agu 2016 | TRAW | Warrants (right to buy) | Common Stock [F2] (18.303) | $4,92 | 27 Juli 2021 | 18.303 | Diakuisisi |
| 26 Juli 2016 | TRAW | Subscription Rights (right to buy) | See Footnote [F1] (15) | $4,10 | 26 Juli 2016 | 15 | Dilepas |
| 27 Juni 2016 | TRAW | Stock Option (right to buy) | Common Stock (10) | $5,20 | 18 Mei 2026 | 10 | Dilepas |
| 18 Mei 2016 | TRAW | Stock Option (right to purchase) | Common Stock (10.000) | $0,52 | 18 Mei 2026 | 10.000 | Diakuisisi |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 2 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.