James R Neal
CIK 1600865 · Lihat di SEC EDGAR ↗
Orang Dalam
Pengajuan SEC Pertama: 22 Mei 2017 · Terbaru: 22 Mei 2017
Di halaman ini
- Orang Dalam di Perusahaan di mana orang ini adalah orang dalam yang melaporkan.
- Transaksi orang dalam Setiap saham yang dibeli atau dijual orang ini, dari pengajuan Formulir 4.
- Derivatif Opsi dan kepemilikan derivatif lainnya yang dilaporkan oleh orang ini.
- Kepemilikan Awal Kepemilikan yang dimiliki orang ini saat pertama kali mulai melaporkan.
- Kompensasi Gaji eksekutif yang diungkapkan dalam pernyataan proksi perusahaan.
Orang Dalam di
Transaksi orang dalam
1 beli (P)
0 jual (S)
Bersih:
$2.004
+ 68 transaksi non-pasar di bawah
Rata-rata imbal hasil pembelian terbuka vs sekarang:
-13,4%
12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
68 pengajuan lain disembunyikan
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 31 Maret 2026 | PCSA | P | 789 | $2,54 | $2.004 | 818 Langsung | +2720,69% | Diakuisisi | -13,4% (harga per 2026-08-21) |
| 15 Juli 2022 | XOMA | S 10b5-1 | 905 | $31,86 | $28.833 | 11.822 Langsung | -7,11% | Dilepas | |
| 15 Juli 2022 | XOMA | S 10b5-1 | 3.212 | $31,19 | $100.182 | 12.727 Langsung | -20,15% | Dilepas | |
| 15 Juli 2022 | XOMA | S 10b5-1 | 20.883 | $29,55 | $617.093 | 15.939 Langsung | -56,71% | Dilepas | |
| 23 Maret 2022 | XOMA | S | 1.111 | $30,02 | $33.352 | 11.822 Langsung | -8,59% | Dilepas | |
| 22 Maret 2022 | XOMA | S | 2.339 | $30,02 | $70.217 | 11.822 Langsung | -16,52% | Dilepas | |
| 21 Maret 2022 | XOMA | S | 50.000 | $29,00 | $1.450.000 | 11.822 Langsung | -80,88% | Dilepas | |
| 25 Juni 2021 | XOMA | S | 7.170 | $33,36 | $239.191 | 13.679 Langsung | -34,39% | Dilepas | |
| 25 Juni 2021 | XOMA | S | 1.171 | $34,30 | $40.165 | 12.508 Langsung | -8,56% | Dilepas | |
| 25 Juni 2021 | XOMA | S | 686 | $35,13 | $24.099 | 11.822 Langsung | -5,48% | Dilepas | |
| 15 Des. 2020 | XOMA | S 10b5-1 | 5.706 | $42,04 | $239.880 | 20.849 Langsung | -21,49% | Dilepas | |
| 15 Des. 2020 | XOMA | S 10b5-1 | 20.294 | $41,15 | $835.098 | 26.555 Langsung | -43,32% | Dilepas | |
| 23 Nov. 2020 | XOMA | S 10b5-1 | 13.126 | $32,96 | $432.633 | 20.849 Langsung | -38,63% | Dilepas | |
| 20 Nov. 2020 | XOMA | S 10b5-1 | 426 | $33,35 | $14.207 | 20.849 Langsung | -2,00% | Dilepas | |
| 20 Nov. 2020 | XOMA | S 10b5-1 | 6.448 | $32,46 | $209.302 | 21.275 Langsung | -23,26% | Dilepas | |
| 5 Nov. 2020 | XOMA | S 10b5-1 | 727 | $27,50 | $19.992 | 20.849 Langsung | -3,37% | Dilepas | |
| 5 Nov. 2020 | XOMA | S 10b5-1 | 9.273 | $25,90 | $240.171 | 21.576 Langsung | -30,06% | Dilepas | |
| 23 Maret 2020 | XOMA | P | 1.000 | $14,50 | $14.500 | 20.849 Langsung | +5,04% | Diakuisisi | |
| 20 Maret 2020 | XOMA | P | 1.000 | $16,41 | $16.410 | 19.849 Langsung | +5,31% | Diakuisisi | |
| 6 Nov. 2019 | XOMA | S 10b5-1 | 4.348 | $22,00 | $95.656 | 17.669 Langsung | -19,75% | Dilepas | |
| 20 Sep. 2019 | XOMA | S 10b5-1 | 5.452 | $20,23 | $110.294 | 17.669 Langsung | -23,58% | Dilepas | |
| 19 Sep. 2019 | XOMA | S 10b5-1 | 2.642 | $21,73 | $57.411 | 17.669 Langsung | -13,01% | Dilepas | |
| 19 Sep. 2019 | XOMA | S 10b5-1 | 3.728 | $20,69 | $77.132 | 20.311 Langsung | -15,51% | Dilepas | |
| 18 Sep. 2019 | XOMA | S 10b5-1 | 3.830 | $21,96 | $84.107 | 17.669 Langsung | -17,81% | Dilepas | |
| 13 Nov. 2018 | XOMA | P | 4.000 | $13,26 | $53.040 | 20.333 Langsung | +24,49% | Diakuisisi | |
| 27 April 2018 | XOMA | S | 15.655 | $24,42 | $382.295 | 16.333 Langsung | -48,94% | Dilepas | |
| 26 April 2018 | XOMA | S | 8.345 | $24,69 | $206.038 | 16.333 Langsung | -33,82% | Dilepas | |
| 15 Nov. 2017 | XOMA | S | 2.200 | $27,44 | $60.368 | 16.333 Langsung | -11,87% | Dilepas | |
| 15 Nov. 2017 | XOMA | S | 23.945 | $27,00 | $646.515 | 18.533 Langsung | -56,37% | Dilepas | |
| 14 Nov. 2017 | XOMA | S | 600 | $30,45 | $18.270 | 16.333 Langsung | -3,54% | Dilepas | |
| 14 Nov. 2017 | XOMA | S | 900 | $29,42 | $26.478 | 16.933 Langsung | -5,05% | Dilepas | |
| 14 Nov. 2017 | XOMA | S | 3.564 | $29,05 | $103.534 | 17.833 Langsung | -16,66% | Dilepas |
Menampilkan 100 dari 125 transaksi terakhir
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 26 Juli 2026 | PCSA | Restricted Stock Units | Common Stock (62.221) | $0,00 | — | 62.221 | Diakuisisi |
| 26 Juni 2026 | PCSA | Restricted Stock | Common Stock (203) | $0,00 | — | 203 | Dilepas |
| 1 Okt. 2025 | PCSA | Stock Options (Right to Buy) | Common Stock (300.000) | $0,20 | — | 300.000 | Diakuisisi |
| 1 Okt. 2025 | PCSA | Restricted Stock Units | Common Stock (100.000) | $0,00 | — | 100.000 | Diakuisisi |
| 24 Juli 2025 | PCSA | Restricted Stock | Common Stock (175.299) | $0,00 | — | 175.299 | Diakuisisi |
| 20 Maret 2025 | AKTX | Stock Option (Right to Buy) | American Depositary Shares representing Ordinary Shares [F1] (225.000) | $1,50 | 20 Maret 2035 | 225.000 | Diakuisisi |
| 20 Maret 2025 | AKTX | Stock Option (Right to Buy) | American Depositary Shares representing Ordinary Shares [F1] (175.000) | $1,50 | 20 Maret 2035 | 175.000 | Diakuisisi |
| 6 Maret 2025 | AKTX | Series B Warrants (Right to Buy) | American Depositary Shares representing Ordinary Shares [F1] (4.464) | $0,87 | 6 Maret 2030 | 4.464 | Diakuisisi |
| 6 Maret 2025 | AKTX | Series A Warrants (Right to Buy) | American Depositary Shares representing Ordinary Shares [F1] (4.464) | $0,87 | 6 Maret 2026 | 4.464 | Diakuisisi |
| 3 Sep. 2024 | PCSA | Restricted Stock | Common Stock (31.206) | $0,00 | — | 31.206 | Diakuisisi |
| 3 Sep. 2024 | PCSA | Restricted Stock | Common Stock (31.206) | $0,00 | — | 31.206 | Diakuisisi |
| 27 Juni 2023 | PCSA | Restricted Stock | Common Stock (101.365) | $0,00 | — | 101.365 | Diakuisisi |
| 27 Juni 2023 | PCSA | Restricted Stock | Common Stock (14.407) | $0,00 | — | 14.407 | Dilepas |
| 15 Juli 2022 | XOMA | Stock Option (Right to Buy) | Common Stock (25.000) | $4,03 | 10 Feb. 2027 | 25.000 | Dilepas |
| 23 Maret 2022 | XOMA | Stock Option (Right to Buy) | Common Stock (1.111) | $4,03 | 10 Feb. 2027 | 1.111 | Dilepas |
| 22 Maret 2022 | XOMA | Stock Option (Right to Buy) | Common Stock (2.339) | $4,03 | 10 Feb. 2027 | 2.339 | Dilepas |
| 21 Maret 2022 | XOMA | Stock Option (Right to Buy) | Common Stock (50.000) | $4,03 | 10 Feb. 2027 | 50.000 | Dilepas |
| 21 Des. 2021 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (60.000) | $22,56 | 21 Des. 2031 | 60.000 | Diakuisisi |
| 18 Nov. 2021 | PALI | Stock Option (right to buy) | Common Stock (48.340) | $2,32 | 17 Nov. 2032 | 48.340 | Diakuisisi |
| 27 April 2021 | PALI | Stock Option (Right to Buy) | Common Stock (4.406) | $26,85 | 10 Juli 2030 | 4.406 | Diakuisisi |
| 27 April 2021 | PALI | Stock Option (Right to Buy) | Common Stock (1.298) | $41,20 | 19 Juni 2029 | 1.298 | Diakuisisi |
| 27 April 2021 | PALI | Stock Option (Right to Buy) | Common Stock (5.091) | $41,20 | 25 April 2029 | 5.091 | Diakuisisi |
| 27 April 2021 | PALI | Stock Option (Right to Buy) | Common Stock (1.359) | $53,33 | 24 Juli 2028 | 1.359 | Diakuisisi |
| 27 April 2021 | PALI | Stock Option (Right to Buy) | Common Stock (3.398) | $53,33 | 5 April 2028 | 3.398 | Diakuisisi |
| 27 April 2021 | PALI | Stock Option (Right to Buy) | Common Stock (849) | $27,59 | 10 Nov. 2027 | 849 | Diakuisisi |
| 17 Feb. 2021 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (60.268) | $38,93 | 17 Feb. 2031 | 60.268 | Diakuisisi |
| 15 Des. 2020 | XOMA | Stock Option (Right to Buy) | Common Stock (26.000) | $5,50 | 22 Des. 2017 | 26.000 | Dilepas |
| 23 Nov. 2020 | XOMA | Stock Option (Right to Buy) | Common Stock (13.126) | $5,50 | 22 Des. 2026 | 13.126 | Dilepas |
| 20 Nov. 2020 | XOMA | Stock Option (Right to Buy) | Common Stock (6.874) | $5,50 | 22 Des. 2026 | 6.874 | Dilepas |
| 5 Nov. 2020 | XOMA | Stock Option (Right to Buy) | Common Stock (10.000) | $5,50 | 22 Des. 2026 | 10.000 | Dilepas |
| 13 Maret 2020 | XOMA | Non Qualified Stock Option (right to buy) | Common Shares (66.200) | $18,84 | 13 Maret 2030 | 66.200 | Diakuisisi |
| 23 Des. 2019 | XOMA | Subscription Rights (right to buy) | Common Stock (1.180) | $22,00 | 18 Des. 2019 | 1.180 | Dilepas |
| 6 Nov. 2019 | XOMA | Stock Option (Right to Buy) | Common Stock (4.348) | $5,50 | 22 Des. 2026 | 4.348 | Dilepas |
| 20 Sep. 2019 | XOMA | Stock Option (right to buy) | Common Stock (5.452) | $5,50 | 22 Des. 2026 | 5.452 | Dilepas |
| 19 Sep. 2019 | XOMA | Stock Option (right to buy) | Common Stock (6.370) | $5,50 | 22 Des. 2026 | 6.370 | Dilepas |
| 18 Sep. 2019 | XOMA | Stock Option (right to buy) | Common Stock (3.830) | $5,50 | 22 Des. 2026 | 3.830 | Dilepas |
| 13 Feb. 2019 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (60.000) | $14,33 | 13 Feb. 2029 | 60.000 | Diakuisisi |
| 20 Des. 2018 | XOMA | Subscription Rights (right to buy) | Common Shares (678) | $13,00 | 14 Des. 2018 | 678 | Dilepas |
| 27 April 2018 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (15.655) | $5,50 | 22 Des. 2026 | 15.655 | Dilepas |
| 26 April 2018 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (8.345) | $5,50 | 22 Des. 2026 | 8.345 | Dilepas |
| 14 Feb. 2018 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (30.000) | $27,41 | 14 Feb. 2028 | 30.000 | Diakuisisi |
| 15 Nov. 2017 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (26.145) | $4,03 | 10 Feb. 2027 | 26.145 | Dilepas |
| 14 Nov. 2017 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (8.583) | $4,03 | 10 Feb. 2027 | 8.583 | Dilepas |
| 13 Nov. 2017 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (11.568) | $4,03 | 10 Feb. 2027 | 11.568 | Dilepas |
| 10 Feb. 2017 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (312.500) | $4,03 | 10 Feb. 2027 | 312.500 | Diakuisisi |
| 22 Des. 2016 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (100.000) | $5,50 | 22 Des. 2026 | 100.000 | Diakuisisi |
| 26 Feb. 2015 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (72.500) | $3,83 | 26 Feb. 2025 | 72.500 | Diakuisisi |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 13 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 22 Nov. 2024 | AKTX | Ordinary Shares, par value $0.0001 per share [F1] | 22.216.000 | Langsung |
| 22 Nov. 2024 | AKTX | Warrants (Right to Buy)→ Ordinary Shares, par value $0.0001 per share [F1] (19.570.000) | 19.570.000 | Langsung |
| 22 Nov. 2024 | AKTX | Stock Option (Right to Buy)→ Ordinary Shares, par value $0.0001 per share [F1] (293.500.000) | 293.500.000 | Langsung |
| 3 Maret 2014 | XOMA | Common Shares | 154.112 | Langsung |
| 3 Maret 2014 | XOMA | Common Shares | 1.470 | Tidak Langsung |
| 3 Maret 2014 | XOMA | Incentive Share Option (right to buy)→ Common Shares (1.041) | 1.041 | Langsung |
| 3 Maret 2014 | XOMA | Incentive Share Option (right to buy)→ Common Shares (37.296) | 37.296 | Langsung |
| 3 Maret 2014 | XOMA | Non-Qualified Share Option (right to buy)→ Common Shares (9.758) | 9.758 | Langsung |
| 3 Maret 2014 | XOMA | Non-Qualified Share Option (right to buy)→ Common Shares (23.563) | 23.563 | Langsung |
| 3 Maret 2014 | XOMA | Non-Qualified Share Option (right to buy)→ Common Shares (45.751) | 45.751 | Langsung |
| 3 Maret 2014 | XOMA | Non-Qualified Share Option (right to buy)→ Common Shares (15.625) | 15.625 | Langsung |
| 3 Maret 2014 | XOMA | Non-Qualified Share Option (right to buy)→ Common Shares (45.000) | 45.000 | Langsung |
| 3 Maret 2014 | XOMA | Non-Qualified Share Option (right to buy)→ Common Shares (16.037) | 16.037 | Langsung |
Kompensasi (DEF 14A)
Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.
CIK 791908
| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2022 | $725.000 | — | — | — | $435.000 | — | $1.184.168 | $2.344.168 |
| 2021 | $593.166 | — | — | — | $260.993 | — | $23.394 | $3.510.795 |
| 2020 | $533.527 | — | — | — | $187.802 | — | $21.232 | $1.693.762 |
Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.