James S Riepe

CIK 1203072 · Lihat di SEC EDGAR ↗

Orang Dalam

Pengajuan SEC Pertama: 24 Maret 2008 · Terbaru: 24 Maret 2008

Di halaman ini

Orang Dalam di

Transaksi orang dalam

0 beli (P) 0 jual (S) Bersih: $0 + 97 transaksi non-pasar di bawah 12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini

Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran

97 pengajuan lain disembunyikan
Tanggal Ticker Kode Saham Harga Nilai Dimiliki setelah Δ milik A/D vs sekarang
12 Des. 2018 LPLA S 4.517 $60,69 $274.137 91.925 Langsung -4,68% Dilepas 490,9% (harga per 2026-08-21)
2 Maret 2018 LPLA S 5.632 $62,77 $353.521 79.089 Langsung -6,65% Dilepas 471,3% (harga per 2026-08-21)
21 Mei 2012 GNW P 45.000 $5,01 $225.450 68.000 Langsung +195,65% Diakuisisi 97,4% (harga per 2026-08-21)

Menampilkan 100 dari 236 transaksi terakhir

P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak

Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.

Kepemilikan Derivatif (Formulir 4 Tabel II)

Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.

Tanggal Ticker Sekuritas Underlying Harga Pelaksanaan Kedaluwarsa Saham A/D
31 Maret 2021 GNW Deferred Stock Units Class A Common Stock (19.387) — — 19.387 Diakuisisi
30 Sep. 2020 GNW Deferred Stock Units Class A Common Stock (16.361) — — 16.361 Diakuisisi
30 Juni 2020 GNW Deferred Stock Units Class A Common Stock (22.313) — — 22.313 Diakuisisi
31 Maret 2020 GNW Deferred Stock Units Class A Common Stock (16.326) — — 16.326 Diakuisisi
31 Des. 2019 GNW Deferred Stock Units Class A Common Stock (3.485) — — 3.485 Diakuisisi
30 Sep. 2019 GNW Deferred Stock Units Class A Common Stock (14.764) — — 14.764 Diakuisisi
28 Juni 2019 GNW Deferred Stock Units Class A Common Stock (19.797) — — 19.797 Diakuisisi
29 Maret 2019 GNW Deferred Stock Units Class A Common Stock (16.954) — — 16.954 Diakuisisi
31 Des. 2018 GNW Deferred Stock Units Class A Common Stock (2.746) — — 2.746 Diakuisisi
12 Des. 2018 LPLA Option to purchase Common Stock Common Stock (4.500) $18,04 12 Feb. 2019 4.500 Dilepas
12 Des. 2018 LPLA Option to purchase Common Stock Common Stock (4.500) $19,74 2 Juni 2019 4.500 Dilepas
12 Des. 2018 LPLA Option to purchase Common Stock Common Stock (4.500) $23,02 16 Nov. 2019 4.500 Dilepas
28 Sep. 2018 GNW Deferred Stock Units Class A Common Stock (14.982) — — 14.982 Diakuisisi
29 Juni 2018 GNW Deferred Stock Units Class A Common Stock (15.083) — — 15.083 Diakuisisi
29 Maret 2018 GNW Deferred Stock Units Class A Common Stock (22.188) — — 22.188 Diakuisisi
2 Maret 2018 LPLA Option to purchase Common Stock Common Stock (4.500) $27,17 14 Mei 2018 4.500 Dilepas
2 Maret 2018 LPLA Option to purchase Common Stock Common Stock (4.500) $26,33 9 Sep. 2018 4.500 Dilepas
2 Maret 2018 LPLA Option to purchase Common Stock Common Stock (4.500) $24,96 19 Nov. 2018 4.500 Dilepas
8 Jan. 2018 LPLA Option to purchase Common Stock Common Stock (4.500) $27,80 12 Feb. 2018 4.500 Dilepas
31 Des. 2017 GNW Deferred Stock Units Class A Common Stock (4.283) — — 4.283 Diakuisisi
30 Sep. 2017 GNW Deferred Stock Units Class A Common Stock (17.129) — — 17.129 Diakuisisi
30 Juni 2017 GNW Deferred Stock Units Class A Common Stock (17.577) — — 17.577 Diakuisisi
31 Maret 2017 GNW Deferred Stock Units Class A Common Stock (16.011) — — 16.011 Diakuisisi
30 Sep. 2016 GNW Deferred Stock Units Class A Common Stock (11.976) — — 11.976 Diakuisisi
30 Juni 2016 GNW Deferred Stock Units Class A Common Stock (20.293) — — 20.293 Diakuisisi
31 Maret 2016 GNW Deferred Stock Units Class A Common Stock (22.731) — — 22.731 Diakuisisi
31 Des. 2015 GNW Deferred Stock Units Class A Common Stock (16.460) — — 16.460 Diakuisisi
30 Sep. 2015 GNW Deferred Stock Units Class A Common Stock (13.119) — — 13.119 Diakuisisi
30 Juni 2015 GNW Deferred Stock Units Class A Common Stock (8.186) — — 8.186 Diakuisisi
31 Maret 2015 GNW Deferred Stock Units Class A Common Stock (8.708) — — 8.708 Diakuisisi
31 Des. 2014 GNW Deferred Stock Units Class A Common Stock (7.758) — — 7.758 Diakuisisi
30 Sep. 2014 GNW Deferred Stock Units Class A Common Stock (4.853) — — 4.853 Diakuisisi
30 Juni 2014 GNW Deferred Stock Units Class A Common Stock (3.678) — — 3.678 Diakuisisi
31 Maret 2014 GNW Deferred Stock Units Class A Common Stock (3.770) — — 3.770 Diakuisisi
31 Des. 2013 GNW Deferred Stock Units Class A Common Stock (3.832) — — 3.832 Diakuisisi
30 Sep. 2013 GNW Deferred Stock Units Class A Common Stock (4.732) — — 4.732 Diakuisisi
28 Juni 2013 GNW Deferred Stock Units Class A Common Stock (5.334) — — 5.334 Diakuisisi
28 Maret 2013 GNW Deferred Stock Units Class A Common Stock (5.849) — — 5.849 Diakuisisi
31 Des. 2012 GNW Deferred Stock Units Class A Common Stock (8.476) — — 8.476 Diakuisisi
28 Sep. 2012 GNW Deferred Stock Units Class A Common Stock (14.059) — — 14.059 Diakuisisi
29 Juni 2012 GNW Deferred Stock Units Class A Common Stock (5.448) — — 5.448 Diakuisisi
30 Maret 2012 GNW Deferred Stock Units Class A Common Stock (3.226) — — 3.226 Diakuisisi
30 Des. 2011 GNW Deferred Stock Units Class A Common Stock (4.459) — — 4.459 Diakuisisi
30 Sep. 2011 GNW Deferred Stock Units Class A Common Stock (4.913) — — 4.913 Diakuisisi
30 Juni 2011 GNW Deferred Stock Units Class A Common Stock (2.782) — — 2.782 Diakuisisi
31 Maret 2011 GNW Deferred Stock Units Class A Common Stock (2.208) — — 2.208 Diakuisisi
31 Des. 2010 GNW Deferred Stock Units Class A Common Stock (2.195) — — 2.195 Diakuisisi
30 Sep. 2010 GNW Deferred Stock Units Class A Common Stock (2.330) — — 2.330 Diakuisisi
30 Juni 2010 GNW Deferred Stock Units Class A Common Stock (1.950) — — 1.950 Diakuisisi
31 Maret 2010 GNW Deferred Stock Units Class A Common Stock (1.710) — — 1.710 Diakuisisi
31 Des. 2009 GNW Deferred Stock Units Class A Common Stock (2.106) — — 2.106 Diakuisisi
16 Nov. 2009 LPLA Option to purchase Common Stock Common Stock (4.500) $23,02 16 Nov. 2019 4.500 Diakuisisi
30 Sep. 2009 GNW Deferred Stock Units Class A Common Stock (2.069) — — 2.069 Diakuisisi
30 Juni 2009 GNW Deferred Stock Units Class A Common Stock (3.701) — — 3.701 Diakuisisi
2 Juni 2009 LPLA Option to purchase Common Stock Common Stock (4.500) $19,74 2 Juni 2019 4.500 Diakuisisi
31 Maret 2009 GNW Deferred Stock Units Class A Common Stock (15.156) — — 15.156 Diakuisisi
12 Feb. 2009 GNW Deferred Stock Units Class A Common Stock (18.990) — — 18.990 Diakuisisi
12 Feb. 2009 GNW Deferred Stock Units Class A Common Stock (18.990) — — 18.990 Dilepas
12 Feb. 2009 LPLA Option to purchase Common Stock Common Stock (4.500) $18,04 12 Feb. 2019 4.500 Diakuisisi
31 Des. 2008 GNW Deferred Stock Units Class A Common Stock (9.122) — — 9.122 Diakuisisi
19 Nov. 2008 LPLA Option to purchase common stock Common Stock (4.500) $24,96 19 Nov. 2018 4.500 Diakuisisi
30 Sep. 2008 GNW Deferred Stock Units Class A Common Stock (1.878) — — 1.878 Diakuisisi
9 Sep. 2008 LPLA Common Stock Common Stock (4.500) $26,33 9 Sep. 2018 4.500 Diakuisisi
30 Juni 2008 GNW Deferred Stock Units Class A Common Stock (1.208) — — 1.208 Diakuisisi
14 Mei 2008 LPLA Option award (right to buy) Common Stock (4.500) — 14 Mei 2018 4.500 Diakuisisi
14 Mei 2008 LPLA Option award (right to buy) Common Stock (4.500) $27,80 14 Mei 2018 4.500 Diakuisisi
31 Maret 2008 GNW Deferred Stock Units Class A Common Stock (1.076) — — 1.076 Diakuisisi
12 Feb. 2008 LPLA Option award (right to buy) Common Stock (4.500) $27,80 12 Feb. 2018 4.500 Diakuisisi
12 Feb. 2008 LPLA Option award (right to buy) Common Stock (4.500) $27,80 12 Feb. 2018 4.500 Diakuisisi
31 Des. 2007 GNW Deferred Stock Units Class A Common Stock (930) — — 930 Diakuisisi
29 Okt. 2007 GNW Deferred Stock Units Class A Common Stock (16) — — 16 Diakuisisi
28 Sep. 2007 GNW Deferred Stock Units Class A Common Stock (807) — — 807 Diakuisisi
27 Juli 2007 GNW Deferred Stock Units Class A Common Stock (10) — — 10 Diakuisisi
29 Juni 2007 GNW Deferred Stock Units Class A Common Stock (678) — — 678 Diakuisisi
27 April 2007 GNW Deferred Stock Units Class A Common Stock (7) — — 7 Diakuisisi
30 Maret 2007 GNW Deferred Stock Units Class A Common Stock (690) — — 690 Diakuisisi
29 Jan. 2007 GNW Deferred Stock Units Class A Common Stock (6) — — 6 Diakuisisi
29 Des. 2006 GNW Deferred Stock Units Class A Common Stock (711) — — 711 Diakuisisi
27 Okt. 2006 GNW Deferred Stock Units Class A Common Stock (4) — — 4 Diakuisisi
29 Sep. 2006 GNW Deferred Stock Units Class A Common Stock (681) — — 681 Diakuisisi
27 Juli 2006 GNW Deferred Stock Units Class A Common Stock (2) — — 2 Diakuisisi
30 Juni 2006 GNW Deferred Stock Units Class A Common Stock (717) — — 717 Dilepas
27 April 2006 GNW Deferred Stock Units Class A Common Stock (0) — — 0 Diakuisisi
31 Maret 2006 GNW Deferred Stock Units Class A Common Stock (118) — — 118 Dilepas
20 Maret 2006 TROW Non-Qualified Stock Option (right to buy) Common Stock (47.500) $39,00 31 Juli 2006 47.500 Dilepas
20 Maret 2006 TROW Non-Qualified Stock Option (right to buy) Common Stock (41.900) $35,75 31 Juli 2006 41.900 Dilepas
20 Maret 2006 TROW Non-Qualified Stock Option (right to buy) Common Stock (46.500) $30,75 31 Juli 2006 46.500 Dilepas
17 Maret 2006 TROW Non-Qualified Stock Option (right to buy) Common Stock (47.500) $39,00 31 Juli 2006 47.500 Diakuisisi
17 Maret 2006 TROW Non-Qualified Stock Option (right to buy) Common Stock (41.900) $35,75 31 Juli 2006 41.900 Diakuisisi
17 Maret 2006 TROW Non-Qualified Stock Option (right to buy) Common Stock (46.500) $30,75 31 Juli 2006 46.500 Diakuisisi
17 Maret 2006 TROW Non-Qualified Stock Option (right to buy) Common Stock (47.500) $39,00 20 Nov. 2010 47.500 Dilepas
17 Maret 2006 TROW Non-Qualified Stock Option (right to buy) Common Stock (41.900) $35,75 21 Des. 2008 41.900 Dilepas
17 Maret 2006 TROW Non-Qualified Stock Option (right to buy) Common Stock (46.500) $30,75 3 Sep. 2009 46.500 Dilepas
21 Nov. 2005 TROW Incentive Stock Option (right to buy) Common Stock (2.500) $39,00 20 Nov. 2010 2.500 Dilepas
21 Nov. 2005 TROW Incentive Stock Option (right to buy) Common Stock (8.100) $35,75 21 Des. 2008 8.100 Dilepas
21 Nov. 2005 TROW Incentive Stock Option (right to buy) Common Stock (3.500) $30,75 3 Sep. 2009 3.500 Dilepas
2 Agu 2005 TROW Non-Qualified Stock Option (right to buy) Common Stock (9.800) $13,06 1 Nov. 2005 9.800 Dilepas
2 Agu 2005 TROW Non-Qualified Stock Option (right to buy) Common Stock (17.751) $55,19 1 Nov. 2005 17.751 Dilepas
2 Agu 2005 TROW Non-Qualified Stock Option (right to buy) Common Stock (15.587) $41,90 11 Sep. 2013 15.587 Dilepas
2 Agu 2005 TROW Non-Qualified Stock Option (right to buy) Common Stock (17.237) $37,89 1 Nov. 2005 17.237 Dilepas

Menampilkan 100 dari 111 transaksi terakhir

Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).

Kepemilikan Awal (Formulir 3) 6 saham

Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.

Tanggal Ticker Sekuritas Saham Kepemilikan
24 Maret 2008 LPLA Common Stock 35.971 Langsung
24 Maret 2008 LPLA Common Stock 35.971 Tidak Langsung
24 Maret 2008 LPLA Options award→ Common (1.500) 1.500 Langsung
24 Maret 2008 LPLA Options award→ Common (1.500) 1.500 Langsung
24 Maret 2008 LPLA Options award→ Common (1.500) 1.500 Langsung
27 Maret 2006 GNW Class A Common Stock 600 Langsung