James W Owens

CIK 1171767 · Lihat di SEC EDGAR ↗

Orang Dalam

Pengajuan SEC Pertama: 5 Okt. 2016 · Terbaru: 5 Okt. 2016

Di halaman ini

Orang Dalam di

Transaksi orang dalam

0 beli (P) 0 jual (S) Bersih: $0 + 96 transaksi non-pasar di bawah 12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini

Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran

96 pengajuan lain disembunyikan
Tanggal Ticker Kode Saham Harga Nilai Dimiliki setelah Δ milik A/D vs sekarang
23 Juli 2014 IBM S 18 $193,79 $3.488 4.982 Langsung -0,36% Dilepas 27,4% (harga per 2026-08-20)
23 Juli 2014 IBM S 1.700 $193,80 $329.460 3.282 Langsung -34,12% Dilepas 27,4% (harga per 2026-08-20)
2 Agu 2011 MS P 5.000 $22,04 $110.200 18.048 Langsung +38,32% Diakuisisi 870,2% (harga per 2026-08-20)
20 Okt. 2010 HWM P 10.000 $12,73 $127.300 10.000 Langsung — Diakuisisi 2100,5% (harga per 2026-08-20)

Menampilkan 100 dari 197 transaksi terakhir

P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak

Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.

Kepemilikan Derivatif (Formulir 4 Tabel II)

Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.

Tanggal Ticker Sekuritas Underlying Harga Pelaksanaan Kedaluwarsa Saham A/D
3 Okt. 2016 HWM Phantom Stock Units Common Stock (3.323) — — 3.323 Diakuisisi
1 Juli 2016 HWM Phantom Stock Units Common Stock (3.546) — — 3.546 Diakuisisi
1 April 2016 HWM Phantom Stock Units Common Stock (3.521) — — 3.521 Diakuisisi
4 Jan. 2016 HWM Phantom Stock Units Common Stock (3.474) — — 3.474 Diakuisisi
1 Okt. 2015 HWM Phantom Stock Units Common Stock (3.511) — — 3.511 Diakuisisi
1 Juli 2015 HWM Phantom Stock Units Common Stock (3.018) — — 3.018 Diakuisisi
1 April 2015 HWM Phantom Stock Units Common Stock (2.577) — — 2.577 Diakuisisi
31 Maret 2015 IBM Promised Fee Share Common Stock (281) — — 281 Diakuisisi
2 Jan. 2015 HWM Phantom Stock Units Common Stock (2.034) — — 2.034 Diakuisisi
31 Des. 2014 IBM Promised Fee Share Common Stock (234) — — 234 Diakuisisi
1 Okt. 2014 HWM Phantom Stock Units Common Stock (2.028) — — 2.028 Diakuisisi
30 Sep. 2014 IBM Promised Fee Share Common Stock (198) — — 198 Diakuisisi
23 Juli 2014 IBM BOD Stock Option (right to buy) Common Stock (4.000) $82,70 30 April 2016 4.000 Dilepas
1 Juli 2014 HWM Phantom Stock Units Common Stock (2.164) — — 2.164 Diakuisisi
30 Juni 2014 IBM Promised Fee Share Common Stock (207) — — 207 Diakuisisi
1 April 2014 HWM Phantom Stock Units Common Stock (2.478) — — 2.478 Diakuisisi
31 Maret 2014 IBM Promised Fee Share Common Stock (195) — — 195 Diakuisisi
2 Jan. 2014 HWM Phantom Stock Units Common Stock (3.082) — — 3.082 Diakuisisi
31 Des. 2013 IBM Promised Fee Share Common Stock (201) — — 201 Diakuisisi
1 Okt. 2013 HWM Phantom Stock Units Common Stock (3.966) — — 3.966 Diakuisisi
30 Sep. 2013 IBM Promised Fee Share Common Stock (203) — — 203 Diakuisisi
1 Juli 2013 HWM Phantom Stock Units Common Stock (4.103) — — 4.103 Diakuisisi
30 Juni 2013 IBM Promised Fee Share Common Stock (197) — — 197 Diakuisisi
1 April 2013 HWM Phantom Stock Units Common Stock (3.818) — — 3.818 Diakuisisi
31 Maret 2013 IBM Promised Fee Share Common Stock (178) — — 178 Diakuisisi
2 Jan. 2013 HWM Phantom Stock Units Common Stock (3.330) — — 3.330 Diakuisisi
31 Des. 2012 IBM Promised Fee Share Common Stock (198) — — 198 Diakuisisi
1 Okt. 2012 HWM Phantom Stock Units Common Stock (3.311) — — 3.311 Diakuisisi
30 Sep. 2012 IBM Promised Fee Share Common Stock (182) — — 182 Diakuisisi
2 Juli 2012 HWM Phantom Stock Units Common Stock (3.420) — — 3.420 Diakuisisi
30 Juni 2012 IBM Promised Fee Share Common Stock (194) — — 194 Diakuisisi
2 April 2012 HWM Phantom Stock Units Common Stock (2.941) — — 2.941 Diakuisisi
31 Maret 2012 IBM Promised Fee Share Common Stock (180) — — 180 Diakuisisi
31 Des. 2011 IBM Promised Fee Share Common Stock (203) — — 203 Diakuisisi
30 Sep. 2011 IBM Promised Fee Share Common Stock (213) — — 213 Diakuisisi
30 Juni 2011 IBM Promised Fee Share Common Stock (219) — — 219 Diakuisisi
31 Maret 2011 IBM Promised Fee Share Common Stock (230) — — 230 Diakuisisi
31 Des. 2010 IBM Promised Fee Share Common Stock (427) — — 427 Diakuisisi
30 Sep. 2010 IBM Promised Fee Share Common Stock (464) — — 464 Diakuisisi
30 Sep. 2010 CAT Phantom Stock Units Common (98) — — 98 Diakuisisi
13 Sep. 2010 CAT Employee Stock Option [F4] Common (122.000) $25,36 11 Juni 2012 122.000 Dilepas
31 Agu 2010 CAT Phantom Stock Units Common (118) — — 118 Diakuisisi
30 Juli 2010 CAT Phantom Stock Units Common (173) — — 173 Diakuisisi
30 Juni 2010 CAT Phantom Stock Units Common (129) — — 129 Diakuisisi
30 Juni 2010 IBM Promised Fee Share Common Stock (504) — — 504 Diakuisisi
28 Mei 2010 CAT Phantom Stock Units Common (127) — — 127 Diakuisisi
30 April 2010 CAT Phantom Stock Units Common (113) — — 113 Diakuisisi
5 April 2010 CAT Employee Stock Option [F5] Common (108.000) $26,76 12 Juni 2011 108.000 Dilepas
31 Maret 2010 CAT Phantom Stock Units Common (123) — — 123 Diakuisisi
31 Maret 2010 IBM Promised Fee Share Common Stock (488) — — 488 Diakuisisi
2 Maret 2010 CAT Restricted Stock Units Common (14.238) — 2 Maret 2010 14.238 Dilepas
1 Maret 2010 CAT Restricted Stock Units Common (300.000) — — 300.000 Diakuisisi
26 Feb. 2010 CAT Phantom Stock Units Common (14) — — 14 Diakuisisi
31 Des. 2009 IBM Promised Fee Share Common Stock (475) — — 475 Diakuisisi
31 Des. 2009 CAT Phantom Stock Units Common (182) — — 182 Diakuisisi
30 Nov. 2009 CAT Phantom Stock Units Common (132) — — 132 Diakuisisi
13 Nov. 2009 HWM Restricted Stock Units Common Stock (50) — 13 Nov. 2009 50 Dilepas
30 Okt. 2009 CAT Phantom Stock Units Common (171) — — 171 Diakuisisi
30 Sep. 2009 IBM Promised Fee Share Common Stock (527) — — 527 Diakuisisi
30 Sep. 2009 CAT Phantom Stock Units Common (150) — — 150 Diakuisisi
31 Agu 2009 CAT Phantom Stock Units Common (171) — — 171 Diakuisisi
7 Agu 2009 CAT Employee Stock Option [F4] Common (5.202) $19,20 12 Juni 2010 5.202 Dilepas
7 Agu 2009 CAT Employee Stock Option [F4] Common (102.798) $19,20 12 Juni 2010 102.798 Dilepas
31 Juli 2009 CAT Phantom Stock Units Common (175) — — 175 Diakuisisi
30 Juni 2009 CAT Phantom Stock Units Common (424) — — 424 Diakuisisi
30 Juni 2009 IBM Promised Fee Share Common Stock (596) — — 596 Diakuisisi
31 Maret 2009 IBM Promised Fee Share Common Stock (646) — — 646 Diakuisisi
2 Maret 2009 CAT Restricted Stock Units Common (20.152) — — 20.152 Diakuisisi
2 Maret 2009 CAT Stock Appreciation Rights Common (504.180) $22,17 2 Maret 2019 504.180 Diakuisisi
2 Jan. 2009 HWM Phantom Stock Units Common Stock (2.130) — — 2.130 Diakuisisi
31 Des. 2008 IBM Promised Fee Share Common Stock (693) — — 693 Diakuisisi
10 Des. 2008 CAT Employee Stock Option [F4] Common (96.792) $31,17 8 Juni 2009 96.792 Dilepas
10 Des. 2008 CAT Employee Stock Option [F4] Common (3.208) $31,17 8 Juni 2009 3.208 Dilepas
1 Okt. 2008 HWM Phantom Stock Units Common Stock (1.180) — — 1.180 Diakuisisi
30 Sep. 2008 IBM Promised Fee Share Common Stock (438) — — 438 Diakuisisi
1 Juli 2008 HWM Phantom Stock Units Common Stock (738) — — 738 Diakuisisi
30 Juni 2008 IBM Promised Fee Share Common Stock (420) — — 420 Diakuisisi
1 April 2008 HWM Phantom Stock Units Common Stock (705) — — 705 Diakuisisi
31 Maret 2008 IBM Promised Fee Share Common Stock (437) — — 437 Diakuisisi
3 Maret 2008 CAT Restricted Stock Units Common (14.193) — — 14.193 Diakuisisi
3 Maret 2008 CAT Stock Appreciation Right Common (334.288) $73,20 3 Maret 2018 334.288 Diakuisisi
2 Jan. 2008 HWM Phantom Stock Units Common Stock (699) — — 699 Diakuisisi
31 Des. 2007 IBM Promised Fee Share Common Stock (459) — — 459 Diakuisisi
8 Okt. 2007 HWM Phantom Stock Units Common Stock (36) — — 36 Diakuisisi
1 Okt. 2007 HWM Phantom Stock Units Common Stock (618) — — 618 Diakuisisi
30 Sep. 2007 IBM Promised Fee Share Common Stock (425) — — 425 Diakuisisi
2 Juli 2007 HWM Phantom Stock Units Common Stock (588) — — 588 Diakuisisi
30 Juni 2007 IBM Promised Fee Share Common Stock (475) — — 475 Diakuisisi
26 April 2007 CAT Employee Stock Option [F4] Common (3.590) $27,84 9 Juni 2008 3.590 Dilepas
26 April 2007 CAT Employee Stock Option [F4] Common (96.410) $27,84 9 Juni 2008 96.410 Dilepas
2 April 2007 HWM Phantom Stock Units Common Stock (706) — — 706 Diakuisisi
31 Maret 2007 IBM Promised Fee Share Common Stock (532) — — 532 Diakuisisi
2 Maret 2007 CAT Restricted Stock Units Common (14.238) — — 14.238 Diakuisisi
2 Maret 2007 CAT Stock Appreciation Right Common (344.198) $63,04 2 Maret 2017 344.198 Diakuisisi
3 Jan. 2007 HWM Phantom Stock Units Common Stock (886) — — 886 Diakuisisi
31 Des. 2006 IBM Promised Fee Share Common Stock (257) — — 257 Diakuisisi
2 Okt. 2006 HWM Phantom Stock Units Common Stock (940) — — 940 Diakuisisi
30 Sep. 2006 IBM Promised Fee Share Common Stock (304) — — 304 Diakuisisi
3 Juli 2006 HWM Phantom Stock Units Common Stock (793) — — 793 Diakuisisi
30 Juni 2006 IBM Promised Fee Share Common Stock (324) — — 324 Diakuisisi

Menampilkan 100 dari 110 transaksi terakhir

Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).

Kepemilikan Awal (Formulir 3) 5 saham

Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.

Tanggal Ticker Sekuritas Saham Kepemilikan
14 Nov. 2016 AA Common Stock, par value $0.01 per share — Langsung
14 Nov. 2016 AA Common Stock, par value $0.01 per share — Tidak Langsung
14 Nov. 2016 AA Phantom Stock Units [F3]→ Common Stock — Langsung
2 Maret 2006 IBM Common Stock 1.000 Langsung
23 Juni 2005 HWM Common Stock 725 Tidak Langsung

Kompensasi (DEF 14A)

Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.

CAT

Tahun fiskal Gaji Bonus Penghargaan saham Penghargaan opsi Insentif non-ekuitas Perubahan Pensiun Lainnya Total
2006 $1.350.003 — — $7.029.846 $3.723.703 $2.171.992 $243.077 $14.818.621
2004 — — — — — — — —
2003 — — — — — — — —

Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.