John H Schaefer
Pengajuan SEC Pertama: 25 Maret 2013 · Terbaru: 10 Jan. 2020
Orang Dalam di
Transaksi orang dalam
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 15 Mei 2024 | NLY | A | 8.583 | · | · | 59.916 Langsung | +16,72% | Diakuisisi | (harga per 2026-10-02) |
| 17 Mei 2023 | NLY | A | 8.167 | · | · | 48.238 Langsung | +20,38% | Diakuisisi | (harga per 2026-10-02) |
| 18 Mei 2022 | NLY | A | 24.372 | · | · | 149.058 Langsung | +19,55% | Diakuisisi | (harga per 2026-10-02) |
| 19 Mei 2021 | NLY | A | 15.609 | · | · | 117.140 Langsung | +15,37% | Diakuisisi | (harga per 2026-10-02) |
| 20 Mei 2020 | NLY | A | 22.551 | · | · | 94.894 Langsung | +31,17% | Diakuisisi | (harga per 2026-10-02) |
| 25 Nov. 2019 | NLY | P | 10.000 | $9,21 | $92.100 | 87.494 Langsung | +12,90% | Diakuisisi | -49,8% (harga per 2026-10-02) |
| 22 Mei 2019 | NLY | A | 15.592 | · | · | 66.029 Langsung | +30,91% | Diakuisisi | (harga per 2026-10-02) |
| 25 Mei 2018 | NLY | M | 11.451 | · | · | 77.494 Langsung | +17,34% | Diakuisisi | (harga per 2026-10-02) |
| 25 Mei 2018 | NLY | M | 11.451 | · | · | 44.946 Langsung | -20,30% | Dilepas | (harga per 2026-10-02) |
| 23 Mei 2018 | NLY | A | 12.858 | · | · | 56.397 Langsung | +29,53% | Diakuisisi | (harga per 2026-10-02) |
| 25 Mei 2017 | NLY | A | 11.451 | · | · | 40.278 Langsung | +39,72% | Diakuisisi | (harga per 2026-10-02) |
| 26 Mei 2016 | NLY | A | 12.617 | · | · | 25.832 Langsung | +95,47% | Diakuisisi | (harga per 2026-10-02) |
| 21 Mei 2016 | NLY | M | 14.864 | · | · | 62.742 Langsung | +31,05% | Diakuisisi | (harga per 2026-10-02) |
| 21 Mei 2016 | NLY | M | 14.864 | · | · | 13.215 Langsung | -52,94% | Dilepas | (harga per 2026-10-02) |
| 22 Mei 2015 | NLY | M | 12.878 | · | · | 24.929 Langsung | -34,06% | Dilepas | (harga per 2026-10-02) |
| 22 Mei 2015 | NLY | M | 12.878 | · | · | 47.878 Langsung | +36,79% | Diakuisisi | (harga per 2026-10-02) |
| 21 Mei 2015 | NLY | A | 13.197 | · | · | 37.807 Langsung | +53,62% | Diakuisisi | (harga per 2026-10-02) |
| 22 Mei 2014 | NLY | A | 11.539 | · | · | 11.539 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 12 Agu 2013 | NLY | P | 10.000 | $12,00 | $120.000 | 35.000 Langsung | +40,00% | Diakuisisi | -61,5% (harga per 2026-10-02) |
| 6 Mei 2013 | NLY | P | 25.000 | $15,16 | $379.000 | 25.000 Langsung | · | Diakuisisi | -69,5% (harga per 2026-10-02) |
| 7 Jan. 2005 | MS | M | 95.184 | $54,88 | $5.223.698 | 405.943 Langsung | +30,63% | Diakuisisi | 246,8% (harga per 2026-10-02) |
| 7 Jan. 2005 | MS | F | 93.843 | $56,45 | $5.297.437 | 312.100 Langsung | -23,12% | Dilepas | 237,1% (harga per 2026-10-02) |
| 7 Jan. 2005 | MS | M | 95.184 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 14 Des. 2004 | MS | A | 67.005 | · | · | 310.759 Langsung | +27,49% | Diakuisisi | (harga per 2026-10-02) |
| 8 Sep. 2004 | MS | F | 10.092 | $52,53 | $530.133 | 243.754 Langsung | -3,98% | Dilepas | 262,3% (harga per 2026-10-02) |
| 28 Nov. 2003 | MS | A | 65.264 | · | · | 65.264 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 28 Nov. 2003 | MS | A | 29.006 | · | · | 253.846 Langsung | +12,90% | Diakuisisi | (harga per 2026-10-02) |
| 8 Sep. 2003 | MS | F | 5.532 | $48,55 | $268.579 | 224.840 Langsung | -2,40% | Dilepas | 292,0% (harga per 2026-10-02) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II) Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 15 Mei 2024 | NLY | Deferred Stock Units | Common Stock | · | · | 8.583 | Diakuisisi |
| 17 Mei 2023 | NLY | Deferred Stock Units | Common Stock | · | · | 8.167 | Diakuisisi |
| 18 Mei 2022 | NLY | Deferred Stock Units | Common Stock | · | · | 24.372 | Diakuisisi |
| 19 Mei 2021 | NLY | Deferred Stock Units | Common Stock | · | · | 15.609 | Diakuisisi |
| 20 Mei 2020 | NLY | Deferred Stock Units | Common Stock | · | · | 22.551 | Diakuisisi |
| 22 Mei 2019 | NLY | Deferred Stock Units | Common Stock | · | · | 15.592 | Diakuisisi |
| 25 Mei 2018 | NLY | Deferred Stock Units | Common Stock | · | · | 11.451 | Dilepas |
| 23 Mei 2018 | NLY | Deferred Stock Units | Common Stock | · | · | 12.858 | Diakuisisi |
| 25 Mei 2017 | NLY | Deferred Stock Units | Common Stock | · | · | 11.451 | Diakuisisi |
| 26 Mei 2016 | NLY | Deferred Stock Units | Common Stock | · | · | 12.617 | Diakuisisi |
| 21 Mei 2016 | NLY | Deferred Stock Units | Common Stock | · | · | 14.864 | Dilepas |
| 22 Mei 2015 | NLY | Deferred Stock Units | Common Stock | · | · | 12.878 | Dilepas |
| 21 Mei 2015 | NLY | Deferred Stock Units | Common Stock | · | · | 13.197 | Diakuisisi |
| 22 Mei 2014 | NLY | Deferred Stock Units | Common Stock | · | · | 11.539 | Diakuisisi |
| 7 Jan. 2005 | MS | Restoration Option (Right to Buy) | Common Stock | $54,88 | 19 Jan. 2005 | 95.184 | Dilepas |
| 28 Nov. 2003 | MS | Employee Stock Option (Right to Buy) | Common Stock | $55,45 | 2 Jan. 2014 | 65.264 | Diakuisisi |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 1 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 25 Maret 2013 | NLY | Common Stock | 0 | Langsung |