Joshua T Smith
CIK 1173565 · Lihat di SEC EDGAR ↗
Pengajuan SEC Pertama: 6 Maret 2013 · Terbaru: 6 Maret 2013
Di halaman ini
Orang Dalam di
Transaksi orang dalam
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 3 Feb. 2011 | CAT | S | 6.000 | $99,00 | $594.000 | 10.985 Langsung | -35,33% | Dilepas | 716,7% (harga per 2026-08-20) |
| 5 Feb. 2010 | CAT | S | 5.400 | $51,20 | $276.480 | 10.952 Langsung | -33,02% | Dilepas | 1479,2% (harga per 2026-08-20) |
| 6 Mei 2008 | CAT | S | 7.000 | $82,23 | $575.610 | 16.205 Langsung | -30,17% | Dilepas | 883,3% (harga per 2026-08-20) |
| 30 Okt. 2007 | CAT | S | 5.000 | $73,55 | $367.750 | 16.155 Langsung | -23,64% | Dilepas | 999,3% (harga per 2026-08-20) |
| 27 Juli 2006 | CAT | S | 12.000 | $70,54 | $846.480 | 10.855 Langsung | -52,50% | Dilepas | 1046,2% (harga per 2026-08-20) |
| 3 Feb. 2005 | CAT | S | 3.115 | $91,00 | $283.465 | 5.390 Langsung | -36,63% | Dilepas | 1677,0% (harga per 2026-08-20) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 3 Maret 2011 | CAT | Restricted Stock Units | Common (1.606) | — | 3 Maret 2011 | 1.606 | Dilepas |
| 3 Feb. 2011 | CAT | Employee Stock Option [F2] | Common (2.000) | $40,64 | 14 April 2014 | 2.000 | Dilepas |
| 3 Feb. 2011 | CAT | Employee Stock Option [F2] | Common (4.000) | $29,43 | 10 April 2012 | 4.000 | Dilepas |
| 6 Mei 2008 | CAT | Employee Stock Option [F1] | Common (4.000) | $29,43 | 10 April 2012 | 4.000 | Dilepas |
| 6 Mei 2008 | CAT | Employee Stock Option [F1] | Common (3.000) | $28,78 | 14 April 2009 | 3.000 | Dilepas |
| 3 Maret 2008 | CAT | Restricted Stock Units | Common (1.606) | — | — | 1.606 | Diakuisisi |
| 30 Okt. 2007 | CAT | Employee Stock Option [F1] | Common (5.000) | $28,78 | 14 April 2009 | 5.000 | Dilepas |
| 26 April 2007 | CAT | Employee Stock Option [F1] | Common (8.000) | $27,19 | 8 April 2008 | 8.000 | Dilepas |
| 2 Maret 2007 | CAT | Stock Appreciation Rights | Common (5.833) | $63,04 | 2 Maret 2017 | 5.833 | Diakuisisi |
| 27 Juli 2006 | CAT | Employee Stock Option [F1] | Common (4.000) | $22,76 | 11 April 2011 | 4.000 | Dilepas |
| 14 Juni 2006 | CAT | Stock Appreciation Right | Common (7.000) | $66,76 | 14 Juni 2016 | 7.000 | Diakuisisi |
| 27 Juli 2005 | CAT | Employee Stock Option [F1] | Common (8.000) | $26,03 | 9 April 2013 | 8.000 | Dilepas |
| 13 April 2005 | CAT | Option (NQ) [F2] | Common (4.000) | $89,79 | 13 April 2015 | 4.000 | Diakuisisi |
| 10 Mei 2004 | CAT | Employee Stock Option [F2] | Common (2.000) | $45,51 | 11 April 2011 | 2.000 | Dilepas |
| 10 Mei 2004 | CAT | Employee Stock Option [F2] | Common (1.250) | $39,19 | 9 April 2007 | 1.250 | Dilepas |
| 7 Mei 2004 | CAT | Employee Stock Option [F2] | Common (4.000) | $43,75 | 12 April 2010 | 4.000 | Dilepas |
| 14 April 2004 | CAT | Option (NQ) [F2] | Common (4.000) | $81,27 | 14 April 2014 | 4.000 | Diakuisisi |
| 30 Maret 2004 | CAT | Employee Stock Option [F2] | Common (2.750) | $39,19 | 9 April 2007 | 2.750 | Dilepas |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).