Joshua T Smith
Pengajuan SEC Pertama: 6 Maret 2013 · Terbaru: 6 Maret 2013
Orang Dalam di
Transaksi orang dalam
Perubahan harga vs penutupan mingguan terakhir (diperbarui ke kuotasi saat ini di browser Anda bila tersedia), disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 4 Maret 2013 | CAT | A | 1.115 | · | · | 15.957 Langsung | +7,51% | Diakuisisi | |
| 5 Maret 2012 | CAT | A | 909 | · | · | 14.480 Langsung | +6,70% | Diakuisisi | |
| 7 Maret 2011 | CAT | A | 980 | $102,13 | $100.087 | 13.571 Langsung | +7,78% | Diakuisisi | 572,7% (harga per ) |
| 3 Maret 2011 | CAT | M | 1.606 | · | · | 12.591 Langsung | +14,62% | Diakuisisi | |
| 3 Maret 2011 | CAT | M | 1.606 | · | · | 0 Langsung | -100,00% | Dilepas | |
| 3 Feb. 2011 | CAT | M | 4.000 | $29,43 | $117.720 | 14.985 Langsung | +36,41% | Diakuisisi | 2234,4% (harga per ) |
| 3 Feb. 2011 | CAT | M | 2.000 | $40,64 | $81.280 | 16.985 Langsung | +13,35% | Diakuisisi | 1590,5% (harga per ) |
| 3 Feb. 2011 | CAT | S | 6.000 | $99,00 | $594.000 | 10.985 Langsung | -35,33% | Dilepas | 593,9% (harga per ) |
| 3 Feb. 2011 | CAT | M | 4.000 | · | · | 0 Langsung | -100,00% | Dilepas | |
| 3 Feb. 2011 | CAT | M | 2.000 | · | · | 0 Langsung | -100,00% | Dilepas | |
| 5 Feb. 2010 | CAT | S | 5.400 | $51,20 | $276.480 | 10.952 Langsung | -33,02% | Dilepas | 1241,8% (harga per ) |
| 6 Mei 2008 | CAT | M | 3.000 | $28,78 | $86.340 | 19.205 Langsung | +18,51% | Diakuisisi | 2287,1% (harga per ) |
| 6 Mei 2008 | CAT | M | 4.000 | $29,43 | $117.720 | 23.205 Langsung | +20,83% | Diakuisisi | 2234,4% (harga per ) |
| 6 Mei 2008 | CAT | S | 7.000 | $82,23 | $575.610 | 16.205 Langsung | -30,17% | Dilepas | 735,5% (harga per ) |
| 6 Mei 2008 | CAT | M | 3.000 | · | · | 0 Langsung | -100,00% | Dilepas | |
| 6 Mei 2008 | CAT | M | 4.000 | · | · | 0 Langsung | -100,00% | Dilepas | |
| 3 Maret 2008 | CAT | A | 1.606 | · | · | 1.606 Langsung | · | Diakuisisi | |
| 30 Okt. 2007 | CAT | M | 5.000 | $28,78 | $143.900 | 21.155 Langsung | +30,95% | Diakuisisi | 2287,1% (harga per ) |
| 30 Okt. 2007 | CAT | S | 5.000 | $73,55 | $367.750 | 16.155 Langsung | -23,64% | Dilepas | 834,1% (harga per ) |
| 30 Okt. 2007 | CAT | M | 5.000 | · | · | 0 Langsung | -100,00% | Dilepas | |
| 26 April 2007 | CAT | M | 8.000 | $27,19 | $217.520 | 18.855 Langsung | +73,70% | Diakuisisi | 2426,7% (harga per ) |
| 26 April 2007 | CAT | F | 2.980 | $72,97 | $217.451 | 15.875 Langsung | -15,80% | Dilepas | 841,5% (harga per ) |
| 26 April 2007 | CAT | M | 8.000 | · | · | 0 Langsung | -100,00% | Dilepas | |
| 2 Maret 2007 | CAT | A | 5.833 | · | · | 5.833 Langsung | · | Diakuisisi | |
| 27 Juli 2006 | CAT | M | 4.000 | $22,76 | $91.040 | 14.855 Langsung | +36,85% | Diakuisisi | 2918,5% (harga per ) |
| 27 Juli 2006 | CAT | M | 8.000 | $26,03 | $208.240 | 22.855 Langsung | +53,85% | Diakuisisi | 2539,3% (harga per ) |
| 27 Juli 2006 | CAT | S | 12.000 | $70,54 | $846.480 | 10.855 Langsung | -52,50% | Dilepas | 873,9% (harga per ) |
| 27 Juli 2006 | CAT | M | 4.000 | · | · | 0 Langsung | -100,00% | Dilepas | |
| 14 Juni 2006 | CAT | A | 7.000 | · | · | 7.000 Langsung | · | Diakuisisi | |
| 27 Juli 2005 | CAT | M | 8.000 | · | · | 0 Langsung | -100,00% | Dilepas | |
| 13 April 2005 | CAT | J | 4.000 | · | · | 4.000 Langsung | · | Diakuisisi | |
| 3 Feb. 2005 | CAT | S | 3.115 | $91,00 | $283.465 | 5.390 Langsung | -36,63% | Dilepas | 1409,9% (harga per ) |
| 10 Mei 2004 | CAT | M | 1.250 | $39,19 | $48.988 | 8.341 Langsung | +17,63% | Diakuisisi | 3406,0% (harga per ) |
| 10 Mei 2004 | CAT | F | 660 | $74,17 | $48.952 | 7.681 Langsung | -7,91% | Dilepas | 1752,5% (harga per ) |
| 10 Mei 2004 | CAT | M | 2.000 | $45,51 | $91.020 | 9.681 Langsung | +26,04% | Diakuisisi | 2919,1% (harga per ) |
| 10 Mei 2004 | CAT | F | 1.227 | $74,17 | $91.007 | 8.454 Langsung | -12,67% | Dilepas | 1752,5% (harga per ) |
| 10 Mei 2004 | CAT | M | 1.250 | · | · | 0 Langsung | -100,00% | Dilepas | |
| 10 Mei 2004 | CAT | M | 2.000 | · | · | 0 Langsung | -100,00% | Dilepas | |
| 7 Mei 2004 | CAT | M | 4.000 | $43,75 | $175.000 | 9.339 Langsung | +74,92% | Diakuisisi | 3040,6% (harga per ) |
| 7 Mei 2004 | CAT | F | 2.248 | $77,82 | $174.939 | 7.091 Langsung | -24,07% | Dilepas | 1665,6% (harga per ) |
| 7 Mei 2004 | CAT | M | 4.000 | · | · | 0 Langsung | -100,00% | Dilepas | |
| 14 April 2004 | CAT | J | 4.000 | · | · | 4.000 Langsung | · | Diakuisisi | |
| 30 Maret 2004 | CAT | M | 2.750 | $39,19 | $107.772 | 6.700 Langsung | +69,62% | Diakuisisi | 3406,0% (harga per ) |
| 30 Maret 2004 | CAT | F | 1.361 | $79,13 | $107.696 | 5.339 Langsung | -20,31% | Dilepas | 1636,4% (harga per ) |
| 30 Maret 2004 | CAT | M | 2.750 | · | · | 0 Langsung | -100,00% | Dilepas |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II) Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 3 Maret 2011 | CAT | Restricted Stock Units | Common | · | 3 Maret 2011 | 1.606 | Dilepas |
| 3 Feb. 2011 | CAT | Employee Stock Option [F2] | Common | $29,43 | 10 April 2012 | 4.000 | Dilepas |
| 3 Feb. 2011 | CAT | Employee Stock Option [F2] | Common | $40,64 | 14 April 2014 | 2.000 | Dilepas |
| 6 Mei 2008 | CAT | Employee Stock Option [F1] | Common | $28,78 | 14 April 2009 | 3.000 | Dilepas |
| 6 Mei 2008 | CAT | Employee Stock Option [F1] | Common | $29,43 | 10 April 2012 | 4.000 | Dilepas |
| 3 Maret 2008 | CAT | Restricted Stock Units | Common | · | · | 1.606 | Diakuisisi |
| 30 Okt. 2007 | CAT | Employee Stock Option [F1] | Common | $28,78 | 14 April 2009 | 5.000 | Dilepas |
| 26 April 2007 | CAT | Employee Stock Option [F1] | Common | $27,19 | 8 April 2008 | 8.000 | Dilepas |
| 2 Maret 2007 | CAT | Stock Appreciation Rights | Common | $63,04 | 2 Maret 2017 | 5.833 | Diakuisisi |
| 27 Juli 2006 | CAT | Employee Stock Option [F1] | Common | $22,76 | 11 April 2011 | 4.000 | Dilepas |
| 14 Juni 2006 | CAT | Stock Appreciation Right | Common | $66,76 | 14 Juni 2016 | 7.000 | Diakuisisi |
| 27 Juli 2005 | CAT | Employee Stock Option [F1] | Common | $26,03 | 9 April 2013 | 8.000 | Dilepas |
| 13 April 2005 | CAT | Option (NQ) [F2] | Common | $89,79 | 13 April 2015 | 4.000 | Diakuisisi |
| 10 Mei 2004 | CAT | Employee Stock Option [F2] | Common | $39,19 | 9 April 2007 | 1.250 | Dilepas |
| 10 Mei 2004 | CAT | Employee Stock Option [F2] | Common | $45,51 | 11 April 2011 | 2.000 | Dilepas |
| 7 Mei 2004 | CAT | Employee Stock Option [F2] | Common | $43,75 | 12 April 2010 | 4.000 | Dilepas |
| 14 April 2004 | CAT | Option (NQ) [F2] | Common | $81,27 | 14 April 2014 | 4.000 | Diakuisisi |
| 30 Maret 2004 | CAT | Employee Stock Option [F2] | Common | $39,19 | 9 April 2007 | 2.750 | Dilepas |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan yang dilaporkan pada Formulir 4 5 kepemilikan yang dilaporkan
Posisi yang dicantumkan di setiap Formulir 4 tanpa transaksi dalam pengajuan tersebut (kepemilikan Tabel I dan II), pengajuan terbaru lebih dulu.