Kathryn Fagan

CIK 1235654 · Lihat di SEC EDGAR ↗

Orang Dalam

Pengajuan SEC Pertama: 8 Feb. 2005 · Terbaru: 13 Feb. 2013

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Orang Dalam di

Transaksi orang dalam

0 beli (P) 0 jual (S) Bersih: $0 + 56 transaksi non-pasar di bawah 12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini

Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran

56 pengajuan lain disembunyikan
Tanggal Ticker Kode Saham Harga Nilai Dimiliki setelah Δ milik A/D vs sekarang
20 Mei 2008 NLY P 300 $22,65 $6.795 2.300 Langsung +15,00% Diakuisisi -74,3% (harga per 2026-08-21)
5 Mei 2008 NLY P 2.000 $23,10 $46.200 2.000 Langsung — Diakuisisi -74,8% (harga per 2026-08-21)

P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak

Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.

Kepemilikan Derivatif (Formulir 4 Tabel II)

Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.

Tanggal Ticker Sekuritas Underlying Harga Pelaksanaan Kedaluwarsa Saham A/D
27 April 2012 NLY Option to purchase Common Stock [F1] Common Stock (37.500) $13,25 22 April 2019 37.500 Dilepas
30 Jan. 2012 NLY Option to purchase Common Stock [F1] Common Stock (11.000) $13,25 22 April 2019 11.000 Dilepas
30 Jan. 2012 NLY Option to purchase Common Stock [F1] Common Stock (6.369) $15,70 17 Mei 2017 6.369 Dilepas
8 Des. 2011 NLY Option to purchase Common Stock [F1] Common Stock (20.000) $13,25 22 April 2019 20.000 Dilepas
19 Juli 2011 NLY Option to purchase Common Stock [F1] Common Stock (19.000) $13,25 22 April 2019 19.000 Dilepas
20 Des. 2010 NLY Option to purchase Common Stock [F1] Common Stock (15.000) $13,25 22 April 2019 150.000 Dilepas
29 Juni 2010 NLY Option to purchase Common Stock [F1] Common Stock (10.000) $13,25 22 April 2019 10.000 Dilepas
11 Maret 2010 NLY Option to purchase Common Stock [F1] Common Stock (12.500) $11,72 13 Feb. 2016 12.500 Dilepas
22 April 2009 NLY Option to purchase Common Stock [F2] Common Stock (150.000) $13,25 22 April 2019 150.000 Diakuisisi
18 Feb. 2009 NLY Option to purchase Common Stock [F1] Common Stock (12.500) $11,72 13 Feb. 2016 12.500 Dilepas
19 Sep. 2008 NLY Option to purchase Common Stock [F2] Common Stock (53.000) $15,61 19 Sep. 2018 53.000 Diakuisisi
8 Mei 2008 NLY Option to purchase Common Stock [F2] Common Stock (53.000) $16,46 8 Mei 2018 53.000 Diakuisisi
13 Feb. 2008 NLY Option to purchase Common Stock [F1] Common Stock (16.500) $11,72 13 Feb. 2016 16.500 Dilepas
17 Mei 2007 NLY Option to purchase Common Stock [F2] Common Stock (50.000) $15,70 17 Mei 2017 50.000 Diakuisisi
28 Maret 2007 NLY Option to purchase Common Stock [F1] Common Stock (8.500) $11,72 13 Feb. 2016 8.500 Dilepas
29 Agu 2006 NLY Option to purchase Common Stock [F1] Common Stock (5.435) $8,63 18 Nov. 2009 5.435 Dilepas
14 Feb. 2006 NLY Option to purchase Common Stock [F1] Common Stock (9.933) $8,63 18 Nov. 2009 4.498 Dilepas
14 Feb. 2006 NLY Option to purchase Common Stock [F1] Common Stock (5.502) $7,94 18 Nov. 2009 5.502 Dilepas
13 Feb. 2006 NLY Option to purchase Common Stock Common Stock (50.000) $11,72 13 Feb. 2016 50.000 Diakuisisi
7 Juli 2005 NLY Option to Purchase Common Stock Common Stock (50.000) $17,07 7 Juli 2015 50.000 Diakuisisi
24 Juni 2005 NLY Option to purchase Common Stock Common Stock (5.378) $7,94 18 Nov. 2009 5.378 Dilepas
8 Des. 2004 NLY Option to purchase Common Stock C/S (12.252) $7,94 29 Nov. 2010 1.372 Dilepas
8 Des. 2004 NLY Option to purchase Common Stock C/S (16.561) $8,63 18 Nov. 2009 6.628 Dilepas
20 April 2004 NLY Option to purchase Common Stock C/S (50.000) $17,39 20 April 2014 0 Diakuisisi
20 April 2004 NLY Option to purchase Common Stock C/S (50.000) $17,39 20 April 2014 50.000 Diakuisisi
2 Maret 2004 NLY Option to purchase Common Stock Common Stock (7.000) $8,63 18 Nov. 2009 7.000 Dilepas
12 Nov. 2003 NLY Option to purchase Common Stock C/S (12.252) $7,94 29 Nov. 2010 0 Diakuisisi
12 Nov. 2003 NLY Option to purchase Common Stock C/S (16.561) $8,63 18 Nov. 2009 0 Diakuisisi
12 Nov. 2003 NLY Option to purchase Common Stock Common Stock (1.248) $7,94 12 Nov. 2003 1.248 Dilepas
12 Nov. 2003 NLY Option to purchase Common Stock Common Stock (3.439) $8,63 12 Nov. 2003 3.439 Dilepas
12 Nov. 2003 NLY Option to purchase Common Stock Common Stock (1.813) $8,13 12 Nov. 2003 1.813 Dilepas
5 Agu 2003 NLY Option to purchase Common Stock Common Stock (0) $17,97 5 Agu 2004 50.000 Diakuisisi
4 Agu 2003 NLY Option to purchase Common Stock C/S (50.000) $17,97 4 Agu 2013 0 Diakuisisi

Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).

Kepemilikan Awal (Formulir 3) 1 saham

Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.

Tanggal Ticker Sekuritas Saham Kepemilikan
25 Mei 2005 FMY Common Shares 0 Langsung

Kompensasi (DEF 14A)

Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.

NLY

Tahun fiskal Gaji Bonus Penghargaan saham Penghargaan opsi Insentif non-ekuitas Perubahan Pensiun Lainnya Total
2013 $600.000 $0 — — — — $5.148 $605.148
2011 $1.200.000 $12.750.000 $0 $0 $0 $0 $9.956 $13.959.956
2010 $1.086.000 $8.363.933 $0 $0 $0 $0 $9.968 $9.459.901

Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.