Kenneth A Shields
CIK 1182770 · Lihat di SEC EDGAR ↗
Pengajuan SEC Pertama: 14 Agu 2008 · Terbaru: 14 Agu 2008
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Transaksi orang dalam
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 9 Des. 2010 | RJF | S | 15.000 | $31,08 | $466.200 | 0 Langsung | -100,00% | Dilepas | 774,3% (harga per 2026-08-19) |
| 14 Mei 2008 | MERC | P | 400 | $7,50 | $3.000 | 105.900 Tidak Langsung | +0,38% | Diakuisisi | -93,7% (harga per 2026-08-19) |
| 14 Mei 2008 | MERC | P | 1.500 | $7,51 | $11.265 | 105.500 Tidak Langsung | +1,44% | Diakuisisi | -93,7% (harga per 2026-08-19) |
| 14 Mei 2008 | MERC | P | 900 | $7,69 | $6.921 | 104.100 Tidak Langsung | +0,87% | Diakuisisi | -93,9% (harga per 2026-08-19) |
| 14 Mei 2008 | MERC | P | 3.423 | $7,95 | $27.213 | 103.100 Tidak Langsung | +3,43% | Diakuisisi | -94,1% (harga per 2026-08-19) |
| 14 Mei 2008 | MERC | P | 911 | $7,97 | $7.261 | 99.677 Tidak Langsung | +0,92% | Diakuisisi | -94,1% (harga per 2026-08-19) |
| 14 Mei 2008 | MERC | P | 900 | $7,96 | $7.164 | 98.766 Tidak Langsung | +0,92% | Diakuisisi | -94,1% (harga per 2026-08-19) |
| 13 Mei 2008 | MERC | P | 2.115 | $7,49 | $15.841 | 97.866 Tidak Langsung | +2,21% | Diakuisisi | -93,7% (harga per 2026-08-19) |
| 13 Mei 2008 | MERC | P | 2.500 | $7,48 | $18.700 | 95.751 Tidak Langsung | +2,68% | Diakuisisi | -93,7% (harga per 2026-08-19) |
| 13 Mei 2008 | MERC | P | 2.500 | $7,47 | $18.675 | 93.251 Tidak Langsung | +2,75% | Diakuisisi | -93,7% (harga per 2026-08-19) |
| 13 Mei 2008 | MERC | P | 9.751 | $7,46 | $72.742 | 90.751 Tidak Langsung | +12,04% | Diakuisisi | -93,7% (harga per 2026-08-19) |
| 14 Juni 2007 | RJF | S | 10.063 | $32,09 | $322.922 | 0 Tidak Langsung | -100,00% | Dilepas | 746,7% (harga per 2026-08-19) |
| 14 Juni 2007 | RJF | S | 70.355 | $32,09 | $2.257.692 | 0 Langsung | -100,00% | Dilepas | 746,7% (harga per 2026-08-19) |
| 14 Juni 2007 | MERC | S | 25.000 | $10,02 | $250.500 | 75.000 Langsung | -25,00% | Dilepas | -95,3% (harga per 2026-08-19) |
| 14 Mei 2007 | MERC | P | 100 | $7,49 | $749 | 106.000 Tidak Langsung | +0,09% | Diakuisisi | -93,7% (harga per 2026-08-19) |
| 12 Sep. 2006 | RJF | S | 477 | $28,93 | $13.800 | 0 Tidak Langsung | -100,00% | Dilepas | 839,2% (harga per 2026-08-19) |
| 12 Sep. 2006 | RJF | S | 8.707 | $28,93 | $251.894 | 0 Tidak Langsung | -100,00% | Dilepas | 839,2% (harga per 2026-08-19) |
| 12 Sep. 2006 | RJF | S | 6.264 | $28,93 | $181.218 | 0 Langsung | -100,00% | Dilepas | 839,2% (harga per 2026-08-19) |
| 27 April 2006 | MERC | P | 65.000 | $9,13 | $593.450 | 100.000 Langsung | +185,71% | Diakuisisi | -94,9% (harga per 2026-08-19) |
| 9 Feb. 2006 | RJF | S | 25.000 | $44,08 | $1.102.000 | 4.177 Langsung | -85,68% | Dilepas | 824,6% (harga per 2026-08-19) |
| 3 Feb. 2006 | RJF | S | 12.000 | $42,40 | $508.800 | 29.177 Langsung | -29,14% | Dilepas | 861,3% (harga per 2026-08-19) |
| 30 Jan. 2006 | RJF | S | 21.000 | $41,77 | $877.170 | 29.177 Langsung | -41,85% | Dilepas | 875,8% (harga per 2026-08-19) |
| 7 Des. 2005 | RJF | S | 9.700 | $37,16 | $360.452 | 4.177 Langsung | -69,90% | Dilepas | 996,8% (harga per 2026-08-19) |
| 6 Des. 2005 | RJF | S | 20.300 | $37,27 | $756.581 | 13.877 Langsung | -59,40% | Dilepas | 993,6% (harga per 2026-08-19) |
| 1 Des. 2005 | RJF | S | 19.000 | $37,45 | $711.550 | 4.177 Langsung | -81,98% | Dilepas | 988,3% (harga per 2026-08-19) |
| 28 Nov. 2005 | RJF | S | 10.000 | $37,63 | $376.300 | 4.177 Langsung | -70,54% | Dilepas | 983,1% (harga per 2026-08-19) |
| 2 Maret 2005 | RJF | P | 812 | $26,15 | $21.234 | 4.177 Langsung | +24,13% | Diakuisisi | 1458,6% (harga per 2026-08-19) |
| 2 Maret 2004 | RJF | P | 650 | $32,66 | $21.229 | 2.243 Langsung | +40,80% | Diakuisisi | 1771,9% (harga per 2026-08-19) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 31 Jan. 2011 | RJF | Class E Exchangeable Shares | Common Stock (23.503) | — | 31 Jan. 2011 | 23.503 | Dilepas |
| 31 Jan. 2011 | RJF | Class D Exchangeable Shares | Common Stock (23.567) | — | 31 Jan. 2011 | 23.567 | Dilepas |
| 7 Des. 2010 | RJF | Employee Stock Option (right to buy) | Common Stock (15.000) | $24,97 | 1 Jan. 2011 | 15.000 | Dilepas |
| 19 Feb. 2010 | RJF | Employee Stock Option (right to buy) | Common Stock (2.500) | $26,69 | 19 Feb. 2015 | 2.500 | Diakuisisi |
| 20 Feb. 2009 | RJF | Employee Stock Option (right to buy) | Common Stock (2.500) | $15,91 | 20 Feb. 2014 | 2.500 | Diakuisisi |
| 15 Feb. 2008 | RJF | Employee Stock Option (right to buy) | Common Stock (2.500) | $25,87 | 15 Feb. 2013 | 2.500 | Diakuisisi |
| 13 Juni 2007 | RJF | RJF Class E Exchangeable Shares | Common Stock (6.489) | $0,00 | 31 Jan. 2011 | 6.489 | Dilepas |
| 13 Juni 2007 | RJF | RJF Class D Exchangeable Shares | Common Stock (3.574) | $0,00 | 31 Jan. 2011 | 3.574 | Dilepas |
| 13 Juni 2007 | RJF | RJF Class D Exchangeable Shares | Common Stock (70.355) | $0,00 | 31 Jan. 2011 | 70.355 | Dilepas |
| 3 Feb. 2006 | RJF | Employee Stock Option (right to buy) | Common Stock (12.000) | $21,33 | 28 Des. 2006 | 12.000 | Dilepas |
| 27 Jan. 2006 | RJF | Employee Stock Option (right to buy) | Common Stock (25.000) | $23,25 | 29 Jan. 2006 | 21.000 | Dilepas |
| 9 Des. 2005 | RJF | Employee Stock Option (right to buy) | Common Stock (25.000) | $23,25 | 29 Jan. 2006 | 25.000 | Dilepas |
| 5 Des. 2005 | RJF | Employee Stock Option (right to buy) | Common Stock (30.000) | $23,25 | 29 Jan. 2006 | 30.000 | Dilepas |
| 1 Des. 2005 | RJF | Employee Stock Option (right to buy) | Common Stock (10.000) | $37,46 | 1 Feb. 2011 | 10.000 | Diakuisisi |
| 1 Des. 2005 | RJF | Employee Stock Option (right to buy) | Common Stock (10.000) | $37,46 | 1 Feb. 2011 | 10.000 | Diakuisisi |
| 1 Des. 2005 | RJF | Employee Stock Option (right to buy) | Common Stock (19.000) | $23,25 | 29 Jan. 2006 | 19.000 | Dilepas |
| 25 Nov. 2005 | RJF | Employee Stock Option (right to buy) | Common Stock (95.000) | $23,25 | 29 Jan. 2006 | 10.000 | Dilepas |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).