Michael A J Farrell
CIK 1235653 · Lihat di SEC EDGAR ↗
Orang Dalam
Pengajuan SEC Pertama: 8 Feb. 2005 · Terbaru: 27 Jan. 2012
Di halaman ini
- Orang Dalam di Perusahaan di mana orang ini adalah orang dalam yang melaporkan.
- Transaksi orang dalam Setiap saham yang dibeli atau dijual orang ini, dari pengajuan Formulir 4.
- Derivatif Opsi dan kepemilikan derivatif lainnya yang dilaporkan oleh orang ini.
- Kepemilikan Awal Kepemilikan yang dimiliki orang ini saat pertama kali mulai melaporkan.
- Kompensasi Gaji eksekutif yang diungkapkan dalam pernyataan proksi perusahaan.
Orang Dalam di
Transaksi orang dalam
0 beli (P)
0 jual (S)
Bersih:
$0
+ 45 transaksi non-pasar di bawah
12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
45 pengajuan lain disembunyikan
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 17 Feb. 2010 | NLY | P | 3.000 | $17,45 | $52.350 | 2.192.867 Langsung | +0,14% | Diakuisisi | -65,9% (harga per 2026-08-19) |
| 6 Feb. 2009 | NLY | P | 2.000 | $20,57 | $41.140 | 8.200 Tidak Langsung | +32,26% | Diakuisisi | -71,0% (harga per 2026-08-19) |
| 6 Feb. 2009 | NLY | P | 2.000 | $20,57 | $41.140 | 8.000 Tidak Langsung | +33,33% | Diakuisisi | -71,0% (harga per 2026-08-19) |
| 6 Feb. 2009 | NLY | P | 1.500 | $20,57 | $30.855 | 3.500 Tidak Langsung | +75,00% | Diakuisisi | -71,0% (harga per 2026-08-19) |
| 20 Nov. 2008 | NLY | P | 2.000 | $17,78 | $35.560 | 3.500 Langsung | +133,33% | Diakuisisi | -66,5% (harga per 2026-08-19) |
| 3 Agu 2007 | NLY | P | 4.000 | $24,00 | $96.000 | 6.200 Tidak Langsung | +181,82% | Diakuisisi | -75,2% (harga per 2026-08-19) |
| 3 Agu 2007 | NLY | P | 1.000 | $24,00 | $24.000 | 1.500 Langsung | +200,00% | Diakuisisi | -75,2% (harga per 2026-08-19) |
| 31 Agu 2006 | NLY | P | 2.200 | $24,81 | $54.582 | 2.200 Tidak Langsung | — | Diakuisisi | -76,0% (harga per 2026-08-19) |
| 31 Agu 2006 | NLY | P | 1.100 | $24,81 | $27.291 | 1.100 Tidak Langsung | — | Diakuisisi | -76,0% (harga per 2026-08-19) |
| 31 Agu 2006 | NLY | P | 4.900 | $24,80 | $121.520 | 4.900 Tidak Langsung | — | Diakuisisi | -76,0% (harga per 2026-08-19) |
| 31 Agu 2006 | NLY | P | 1.800 | $24,80 | $44.640 | 1.800 Tidak Langsung | — | Diakuisisi | -76,0% (harga per 2026-08-19) |
| 30 Agu 2006 | NLY | P | 200 | $24,40 | $4.880 | 200 Tidak Langsung | — | Diakuisisi | -75,6% (harga per 2026-08-19) |
| 4 Mei 2006 | NLY | P | 500 | $24,05 | $12.025 | 500 Langsung | — | Diakuisisi | -75,2% (harga per 2026-08-19) |
| 12 Jan. 2006 | NLY | P | 6.000 | $12,69 | $76.140 | 6.000 Langsung | — | Diakuisisi | -53,0% (harga per 2026-08-19) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 2 Okt. 2012 | NLY | Option to Purchase Common Stock [F2] | Common Stock (112.000) | $15,61 | 19 Sep. 2018 | 112.000 | Dilepas |
| 24 April 2012 | NLY | Option to purchase Common Stock [F2] | Common Stock (100.000) | $13,25 | 22 April 2019 | 100.000 | Dilepas |
| 27 Jan. 2012 | NLY | Option to purchase Common Stock [F2] | Common Stock (57.656) | $15,61 | 19 Sep. 2018 | 57.656 | Dilepas |
| 27 Jan. 2012 | NLY | Option to purchase Common Stock [F2] | Common Stock (6.369) | $15,70 | 17 Mei 2017 | 6.369 | Dilepas |
| 9 Agu 2011 | NLY | Option to purchase Common Stock [F2] | Common Stock (100.000) | $13,25 | 22 April 2019 | 100.000 | Dilepas |
| 30 Maret 2011 | NLY | Option to purchase Common Stock [F2] | Common Stock (100.000) | $13,25 | 22 April 2019 | 100.000 | Dilepas |
| 19 Juli 2010 | NLY | Option to purchase Common Stock [F2] | Common Stock (37.500) | $11,72 | 13 Feb. 2016 | 37.500 | Dilepas |
| 24 Nov. 2009 | NLY | Option to purchase Common Stock [F2] | Common Stock (30.000) | $15,61 | 19 Sep. 2018 | 30.000 | Dilepas |
| 24 Nov. 2009 | NLY | Option to purchase Common Stock [F2] | Common Stock (112.500) | $11,72 | 13 Feb. 2016 | 112.500 | Dilepas |
| 24 Nov. 2009 | NLY | Option to purchase Common Stock [F2] | Common Stock (22.500) | $7,94 | 29 Nov. 2010 | 22.500 | Dilepas |
| 21 Juli 2009 | NLY | Option to purchase Common Stock [F2] | Common Stock (3.413) | $8,63 | 18 Nov. 2009 | 3.413 | Dilepas |
| 22 April 2009 | NLY | Option to purchase Common Stock [F3] | Common Stock (400.000) | $13,25 | 22 April 2019 | 400.000 | Diakuisisi |
| 19 Sep. 2008 | NLY | Option to Purchase Common Stock [F3] | Common Stock (200.000) | $15,61 | 19 Sep. 2018 | 200.000 | Diakuisisi |
| 11 Agu 2008 | NLY | Option to purchase Common Stock [F2] | Common Stock (45.000) | $8,63 | 18 Nov. 2009 | 45.000 | Dilepas |
| 8 Mei 2008 | NLY | Option to purchase Common Stock [F3] | Common Stock (200.000) | $16,46 | 8 Mei 2018 | 200.000 | Diakuisisi |
| 12 Feb. 2008 | NLY | Option to purchase Common Stock [F2] | Common Stock (56.900) | $8,13 | 31 Juli 2008 | 56.900 | Dilepas |
| 17 Mei 2007 | NLY | Option to purchase Common Stock [F3] | Common Stock (150.000) | $15,70 | 17 Mei 2017 | 150.000 | Diakuisisi |
| 29 Maret 2007 | NLY | Option to purchase Common Stock [F2] | Common Stock (7.500) | $7,94 | 29 Nov. 2010 | 7.500 | Dilepas |
| 13 Feb. 2006 | NLY | Option to purchase Common Stock | Common Stock (150.000) | $11,72 | 13 Feb. 2016 | 150.000 | Diakuisisi |
| 7 Juli 2005 | NLY | OPTION (Right to Buy) | C/S (150.000) | $17,07 | 7 Juli 2015 | 150.000 | Diakuisisi |
| 4 Juni 2004 | NLY | Option to purchase Common Stock | C/S (150.000) | $17,39 | 20 April 2014 | 0 | Diakuisisi |
| 4 Juni 2004 | NLY | Option to purchase Common Stock | C/S (200.000) | $17,97 | 4 Agu 2013 | 0 | Diakuisisi |
| 4 Juni 2004 | NLY | Option to purchase Common Stock | C/S (30.000) | $7,94 | 29 Nov. 2010 | 0 | Diakuisisi |
| 4 Juni 2004 | NLY | Option to purchase Common Stock | C/S (48.413) | $8,63 | 18 Nov. 2009 | 0 | Diakuisisi |
| 4 Juni 2004 | NLY | Option to purchase Common Stock | C/S (56.900) | $8,13 | 31 Juli 2008 | 0 | Diakuisisi |
| 20 April 2004 | NLY | Common Stock | C/S (150.000) | $17,39 | 20 April 2014 | 150.000 | Diakuisisi |
| 18 Nov. 2003 | NLY | Common Stock | Common Stock (11.587) | $8,63 | 18 Nov. 2009 | 11.587 | Dilepas |
| 5 Agu 2003 | NLY | Option to purchase Common Stock | Common Stock (0) | $17,97 | 5 Agu 2013 | 200.000 | Diakuisisi |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 1 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 25 Mei 2005 | FMY | Common Shares | 0 | Langsung |
Kompensasi (DEF 14A)
Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.
| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2011 | $3.000.000 | $32.000.000 | $0 | $0 | $0 | $0 | $156 | $35.000.156 |
| 2010 | $2.715.000 | $20.909.832 | $0 | $0 | $0 | $0 | $168 | $23.625.000 |
| 2009 | $2.430.000 | $17.722.781 | $0 | $1.380.000 | $0 | $0 | $768 | $21.533.549 |
Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.