Paul Gu
CIK 1832812 · Lihat di SEC EDGAR ↗
Orang Dalam
Pengajuan SEC Pertama: 15 Des. 2020 · Terbaru: 15 Des. 2020
Di halaman ini
- Orang Dalam di Perusahaan di mana orang ini adalah orang dalam yang melaporkan.
- Transaksi orang dalam Setiap saham yang dibeli atau dijual orang ini, dari pengajuan Formulir 4.
- Derivatif Opsi dan kepemilikan derivatif lainnya yang dilaporkan oleh orang ini.
- Kepemilikan Awal Kepemilikan yang dimiliki orang ini saat pertama kali mulai melaporkan.
Orang Dalam di
Transaksi orang dalam
0 beli (P)
0 jual (S)
Bersih:
$0
+ 24 transaksi non-pasar di bawah
12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
24 pengajuan lain disembunyikan
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 15 Okt. 2021 | UPST | S 10b5-1 | 300 | $401,16 | $120.348 | 277.412 Langsung | -0,11% | Dilepas | -92,4% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 1.000 | $399,86 | $399.860 | 277.712 Langsung | -0,36% | Dilepas | -92,4% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 1.900 | $399,06 | $758.214 | 278.712 Langsung | -0,68% | Dilepas | -92,4% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 6.200 | $398,10 | $2.468.220 | 280.612 Langsung | -2,16% | Dilepas | -92,4% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 7.200 | $397,03 | $2.858.616 | 286.812 Langsung | -2,45% | Dilepas | -92,4% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 6.900 | $395,99 | $2.732.331 | 294.012 Langsung | -2,29% | Dilepas | -92,3% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 9.400 | $394,95 | $3.712.530 | 300.912 Langsung | -3,03% | Dilepas | -92,3% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 10.029 | $394,02 | $3.951.627 | 310.312 Langsung | -3,13% | Dilepas | -92,3% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 12.200 | $392,93 | $4.793.746 | 320.341 Langsung | -3,67% | Dilepas | -92,3% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 10.400 | $392,07 | $4.077.528 | 332.541 Langsung | -3,03% | Dilepas | -92,3% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 5.500 | $390,90 | $2.149.950 | 342.941 Langsung | -1,58% | Dilepas | -92,2% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 11.511 | $389,93 | $4.488.484 | 348.441 Langsung | -3,20% | Dilepas | -92,2% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 18.462 | $388,93 | $7.180.426 | 359.952 Langsung | -4,88% | Dilepas | -92,2% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 17.461 | $388,04 | $6.775.566 | 378.414 Langsung | -4,41% | Dilepas | -92,2% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 14.553 | $386,97 | $5.631.574 | 395.875 Langsung | -3,55% | Dilepas | -92,2% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 12.184 | $386,10 | $4.704.242 | 410.428 Langsung | -2,88% | Dilepas | -92,1% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 3.200 | $384,96 | $1.231.872 | 422.612 Langsung | -0,75% | Dilepas | -92,1% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 2.200 | $383,83 | $844.426 | 425.812 Langsung | -0,51% | Dilepas | -92,1% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 3.100 | $382,86 | $1.186.866 | 428.012 Langsung | -0,72% | Dilepas | -92,1% (harga per 2026-08-19) |
| 15 Okt. 2021 | UPST | S 10b5-1 | 1.300 | $381,90 | $496.470 | 431.112 Langsung | -0,30% | Dilepas | -92,1% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 2.140 | $277,20 | $593.208 | 277.412 Langsung | -0,77% | Dilepas | -89,1% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 1.600 | $276,19 | $441.904 | 279.552 Langsung | -0,57% | Dilepas | -89,0% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 12.600 | $275,52 | $3.471.552 | 281.152 Langsung | -4,29% | Dilepas | -89,0% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 8.200 | $274,17 | $2.248.194 | 293.752 Langsung | -2,72% | Dilepas | -88,9% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 24.950 | $273,30 | $6.818.835 | 301.952 Langsung | -7,63% | Dilepas | -88,9% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 12.079 | $272,32 | $3.289.353 | 326.902 Langsung | -3,56% | Dilepas | -88,9% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 13.667 | $271,26 | $3.707.310 | 338.981 Langsung | -3,88% | Dilepas | -88,8% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 20.075 | $270,23 | $5.424.867 | 352.648 Langsung | -5,39% | Dilepas | -88,8% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 9.206 | $269,26 | $2.478.808 | 372.723 Langsung | -2,41% | Dilepas | -88,7% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 12.171 | $268,24 | $3.264.749 | 381.929 Langsung | -3,09% | Dilepas | -88,7% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 11.437 | $267,23 | $3.056.310 | 394.100 Langsung | -2,82% | Dilepas | -88,6% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 9.933 | $266,21 | $2.644.264 | 405.537 Langsung | -2,39% | Dilepas | -88,6% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 6.446 | $265,31 | $1.710.188 | 415.470 Langsung | -1,53% | Dilepas | -88,6% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 4.373 | $264,12 | $1.154.997 | 421.916 Langsung | -1,03% | Dilepas | -88,5% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 1.817 | $263,15 | $478.144 | 426.289 Langsung | -0,42% | Dilepas | -88,5% (harga per 2026-08-19) |
| 15 Sep. 2021 | UPST | S 10b5-1 | 4.306 | $262,27 | $1.129.335 | 428.106 Langsung | -1,00% | Dilepas | -88,4% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 106 | $213,82 | $22.665 | 255.412 Langsung | -0,04% | Dilepas | -85,8% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 400 | $212,84 | $85.136 | 255.518 Langsung | -0,16% | Dilepas | -85,7% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 1.000 | $211,65 | $211.650 | 255.918 Langsung | -0,39% | Dilepas | -85,7% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 9.512 | $210,34 | $2.000.754 | 256.918 Langsung | -3,57% | Dilepas | -85,6% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 10.788 | $209,86 | $2.263.970 | 266.430 Langsung | -3,89% | Dilepas | -85,5% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 3.500 | $208,64 | $730.240 | 277.218 Langsung | -1,25% | Dilepas | -85,5% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 2.200 | $207,48 | $456.456 | 280.718 Langsung | -0,78% | Dilepas | -85,4% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 3.400 | $206,47 | $701.998 | 282.918 Langsung | -1,19% | Dilepas | -85,3% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 5.100 | $205,48 | $1.047.948 | 286.318 Langsung | -1,75% | Dilepas | -85,2% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 16.112 | $204,51 | $3.295.065 | 291.418 Langsung | -5,24% | Dilepas | -85,2% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 10.150 | $203,58 | $2.066.337 | 307.530 Langsung | -3,20% | Dilepas | -85,1% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 9.800 | $202,56 | $1.985.088 | 317.600 Langsung | -2,99% | Dilepas | -85,0% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 11.665 | $201,50 | $2.350.498 | 327.480 Langsung | -3,44% | Dilepas | -84,9% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 14.563 | $200,51 | $2.920.027 | 339.145 Langsung | -4,12% | Dilepas | -84,9% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 11.704 | $199,58 | $2.335.884 | 353.708 Langsung | -3,20% | Dilepas | -84,8% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 5.200 | $198,51 | $1.032.252 | 365.412 Langsung | -1,40% | Dilepas | -84,7% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 8.700 | $197,35 | $1.716.945 | 370.612 Langsung | -2,29% | Dilepas | -84,6% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 13.221 | $196,46 | $2.597.398 | 379.312 Langsung | -3,37% | Dilepas | -84,6% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 9.979 | $195,42 | $1.950.096 | 392.533 Langsung | -2,48% | Dilepas | -84,5% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 2.800 | $194,48 | $544.544 | 402.512 Langsung | -0,69% | Dilepas | -84,4% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 900 | $193,45 | $174.105 | 405.312 Langsung | -0,22% | Dilepas | -84,3% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 800 | $192,28 | $153.824 | 406.212 Langsung | -0,20% | Dilepas | -84,2% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 1.500 | $191,49 | $287.235 | 407.012 Langsung | -0,37% | Dilepas | -84,2% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 1.400 | $190,36 | $266.504 | 408.512 Langsung | -0,34% | Dilepas | -84,1% (harga per 2026-08-19) |
| 16 Agu 2021 | UPST | S 10b5-1 | 500 | $189,29 | $94.645 | 409.912 Langsung | -0,12% | Dilepas | -84,0% (harga per 2026-08-19) |
| 18 Des. 2020 | UPST | S | 213.124 | $18,60 | $3.964.106 | 200.000 Langsung | -51,59% | Dilepas | 63,2% (harga per 2026-08-19) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 15 Okt. 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (48.124) | $0,43 | 19 Juni 2024 | 48.124 | Dilepas |
| 15 Okt. 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (106.876) | $0,23 | 23 Mei 2023 | 106.876 | Dilepas |
| 15 Sep. 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (155.000) | $0,23 | 23 Mei 2023 | 155.000 | Dilepas |
| 19 Agu 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (20.000) | $1,35 | 9 Jan. 2027 | 20.000 | Dilepas |
| 16 Agu 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (38.124) | $0,23 | 23 Mei 2023 | 38.124 | Dilepas |
| 16 Agu 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (116.876) | $0,15 | 21 Agu 2022 | 116.876 | Dilepas |
| 14 Juli 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (10.000) | $2,15 | 18 Des. 2027 | 10.000 | Dilepas |
| 13 Juli 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (10.000) | $2,15 | 18 Des. 2027 | 10.000 | Dilepas |
| 20 Maret 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (50.824) | $125,28 | 20 Maret 2031 | 50.824 | Diakuisisi |
| 5 Maret 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (10.000) | $2,15 | 18 Des. 2027 | 10.000 | Dilepas |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy) | Common Stock (3.124) | $0,15 | 21 Agu 2022 | 3.124 | Dilepas |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy) | Common Stock (210.000) | $0,15 | 11 Mei 2022 | 210.000 | Dilepas |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 14 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 15 Des. 2020 | UPST | Common Stock | 200.000 | Langsung |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (210.000) | 210.000 | Langsung |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (120.000) | 120.000 | Langsung |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (300.000) | 300.000 | Langsung |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (270.000) | 270.000 | Langsung |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (200.000) | 200.000 | Langsung |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (160.864) | 160.864 | Langsung |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (89.136) | 89.136 | Langsung |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (64.583) | 64.583 | Langsung |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (235.417) | 235.417 | Langsung |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (150.000) | 150.000 | Langsung |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (200.000) | 200.000 | Langsung |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (150.000) | 150.000 | Langsung |
| 15 Des. 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (200.000) | 200.000 | Langsung |