PEQUOT CAPITAL MANAGEMENT INC

CIK 1071955 · Lihat di SEC EDGAR ↗

Orang Dalam

Pengajuan SEC Pertama: 2 Juli 2009 · Terbaru: 2 Juli 2009

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Institusi

Lihat portofolio 13F

Orang Dalam di

Transaksi orang dalam

0 beli (P) 0 jual (S) Bersih: $0 + 50 transaksi non-pasar di bawah 12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini

Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran

50 pengajuan lain disembunyikan
Tanggal Ticker Kode Saham Harga Nilai Dimiliki setelah Δ milik A/D vs sekarang
4 Agu 2008 1071955 P 81.783.811 — — 81.783.811 Tidak Langsung — Diakuisisi
4 Agu 2008 1071955 P 112.743.812 $1118000,00 $126.047.581.816.000 131.097.456 Tidak Langsung +614,29% Diakuisisi
11 Juli 2008 1071955 P 13.313.644 — — 13.313.644 Tidak Langsung — Diakuisisi
11 Juli 2008 1071955 P 18.353.644 $182000,00 $3.340.363.208.000 18.353.644 Tidak Langsung — Diakuisisi
1 Sep. 2005 1071955 S 737.223 $1,00 $737.223 0 Tidak Langsung -100,00% Dilepas

P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak

Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.

Kepemilikan Derivatif (Formulir 4 Tabel II)

Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.

Tanggal Ticker Sekuritas Underlying Harga Pelaksanaan Kedaluwarsa Saham A/D
30 Juni 2009 1071955 Common Stock Warrant (right to buy) Common Stock (116.591.222) — 4 Agu 2013 116.591.222 Dilepas
30 Juni 2009 1071955 Common Stock Warrant (right to buy) Common Stock (13.313.644) — 10 Juli 2013 13.313.644 Dilepas
20 Agu 2008 1071955 Warrants for Common Stock Common Stock — 22 Nov. 2009 25.499 Dilepas
20 Agu 2008 1071955 Warrants for Common Stock Common Stock — 25 Juli 2011 59.472 Dilepas
20 Agu 2008 1071955 Warrants for Common Stock Common Stock — 24 Mei 2011 75.062 Dilepas
20 Agu 2008 1071955 Warrants for Common Stock Common Stock — 29 Maret 2011 10.349 Dilepas
20 Agu 2008 1071955 Warrants for Common Stock Common Stock — 29 Maret 2011 30.248 Dilepas
20 Agu 2008 1071955 Warrants for Common Stock Common Stock — 7 Juli 2009 8.410 Dilepas
20 Agu 2008 1071955 Warrants for Common Stock Common Stock — 29 Juni 2009 14.153 Dilepas
20 Agu 2008 1071955 Warrants for Common Stock Common Stock — 11 Maret 2009 18.460 Dilepas
20 Agu 2008 1071955 Warrants for Common Stock Common Stock — 9 Des. 2008 25.641 Dilepas
20 Agu 2008 1071955 Warrants for Common Stock Common Stock — 7 Des. 2008 25.641 Dilepas
20 Agu 2008 1071955 Warrants for Common Stock Common Stock — 16 Sep. 2008 26.666 Dilepas
20 Agu 2008 1071955 Preferred Stock Warrants (right to buy) Preferred Stock — 16 Juni 2012 4.301 Dilepas
20 Agu 2008 1071955 Preferred Stock Warrants (right to buy) Preferred Stock — 11 Juni 2012 48.889 Dilepas
20 Agu 2008 1071955 Preferred Stock Warrants (right to buy) Preferred Stock — 29 Maret 2012 26.144 Dilepas
20 Agu 2008 1071955 8.5% Subordinated Promissory Notes Preferred Stock — — 250.000 Dilepas
20 Agu 2008 1071955 8.5% Subordinated Promissory Notes Preferred Stock — — 2.750.000 Dilepas
20 Agu 2008 1071955 8.5% Subordinated Promissory Notes Preferred Stock — — 2.500.000 Dilepas
20 Agu 2008 1071955 Series A-8 Preferred Stock Common Stock — — 780.569 Dilepas
20 Agu 2008 1071955 Series A-7 Preferred Stock Common Stock — — 4.050.255 Dilepas
20 Agu 2008 1071955 Series A-6 Preferred Stock Common Stock — — 2.160.729 Dilepas
20 Agu 2008 1071955 Series A-5 Preferred Stock Common Stock — — 2.943.165 Dilepas
20 Agu 2008 1071955 Series A-4 Preferred Stock Common Stock — — 5.739.945 Dilepas
20 Agu 2008 1071955 Series A-3 Preferred Stock Common Stock — — 2.164.092 Dilepas
20 Agu 2008 1071955 Series A-2 Preferred Stock Common Stock — — 2.250.656 Dilepas
20 Agu 2008 1071955 Series A-1 Preferred Stock Common Stock — — 3.663.859 Dilepas
20 Agu 2008 FA Warrant Class A Common Stock $12,06 5 Juni 2011 41.462 Dilepas
20 Agu 2008 FA Stock Option (Right-to-Buy) Class A Common Stock $50,25 25 Juli 2011 2.000 Dilepas
20 Agu 2008 FA Stock Option (Right-to-Buy) Class A Common Stock $46,25 7 Sep. 2010 2.829 Dilepas
20 Agu 2008 FA Stock Option (Right-to-Buy) Class A Common Stock $14,50 17 Juli 2012 1.000 Dilepas
4 Agu 2008 1071955 Common Stock Warrant (right to buy) [F3] Common Stock $0,02 4 Agu 2013 81.783.811 Diakuisisi
11 Juli 2008 1071955 Common Stock Warrant (right to buy) Common Stock $0,02 4 Agu 2013 25.770.702 Diakuisisi
11 Juli 2008 1071955 Common Stock Warrant (right to buy) Common Stock $0,02 4 Agu 2013 10.229.299 Diakuisisi
11 Juli 2008 1071955 Common Stock Warrant (right to buy) [F6] Common Stock $0,02 10 Juli 2013 13.313.644 Diakuisisi
11 Juli 2008 1071955 Common Stock Warrant (right to buy) [F5] Common Stock $0,02 24 Jan. 2013 25.770.702 Diakuisisi
11 Juli 2008 1071955 Common Stock Warrant (right to buy) [F5] Common Stock $0,38 24 Jan. 2013 10.144.389 Dilepas
11 Juli 2008 1071955 Common Stock Warrant (right to buy) [F4] Common Stock $0,02 30 Sep. 2012 10.229.299 Diakuisisi
11 Juli 2008 1071955 Common Stock Warrant (right to buy) [F4] Common Stock $0,38 30 Sep. 2012 4.026.665 Dilepas
11 Juli 2008 1071955 Series B Preferred Stock [F3] Common Stock $0,32 — 10.144.389 Dilepas
11 Juli 2008 1071955 Series A Preferred Stock [F3] Common Stock $0,32 — 4.026.665 Dilepas
18 Mei 2007 PODD Series E Preferred Common Stock [F2,F3] — — 418.800 Dilepas
18 Mei 2007 PODD Series D Preferred Stock Common Stock [F2,F3] — — 627.759 Dilepas
18 Mei 2007 PODD Series C Preferred Stock Common Stock [F2,F3] — — 1.087.730 Dilepas
28 Des. 2006 1071955 Common Stock Series 2 Warrants (Right-to-buy) [F2,F5,F9] Common Stock $3,10 30 Des. 2009 0 Dilepas
28 Des. 2006 1071955 Common Stock Series 1 Warrants (Right-to-buy) [F2,F5,F8] Common Stock $3,10 30 Des. 2009 — Dilepas
28 Des. 2006 1071955 Series 2 Senior Subordinated Convertible Promissory Note [F2,F4,F7] Common Stock $2,60 30 Des. 2009 — Dilepas
28 Des. 2006 1071955 Series 1 Senior Subordinated Convertible Promissory Note [F1,F2,F4] Common Stock $2,60 30 Des. 2009 0 Dilepas

Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).

Kepemilikan Awal (Formulir 3) 3 saham

Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.

Tanggal Ticker Sekuritas Saham Kepemilikan
14 Mei 2007 PODD Series C Preferred Stock→ Common Stock — Tidak Langsung
14 Mei 2007 PODD Series D Preferred Stock→ Common Stock — Tidak Langsung
14 Mei 2007 PODD Series E Preferred Stock→ Common Stock — Tidak Langsung