Phillip Goldstein

CIK 1067621 · Lihat di SEC EDGAR ↗

Orang Dalam

Pengajuan SEC Pertama: 29 Agu 2019 · Terbaru: 14 Feb. 2020

Di halaman ini

Orang Dalam di

Transaksi orang dalam

21 beli (P) 1 jual (S) Bersih: $783.651 + 13 transaksi non-pasar di bawah Rata-rata imbal hasil pembelian terbuka vs sekarang: -14,2% 12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini

Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran

13 pengajuan lain disembunyikan
Tanggal Ticker Kode Saham Harga Nilai Dimiliki setelah Δ milik A/D vs sekarang
6 Agu 2026 PCF P 819 $5,30 $4.341 47.860 Langsung +1,74% Diakuisisi 1,7% (harga per 2026-08-19)
6 Juli 2026 SWZ P 5.980 $5,95 $35.581 119.214 Langsung +5,28% Diakuisisi -0,5% (harga per 2026-08-19)
8 April 2026 PCF P 600 $5,53 $3.318 47.041 Langsung +1,29% Diakuisisi -2,5% (harga per 2026-08-19)
7 April 2026 PCF P 5.088 $5,45 $27.730 46.441 Langsung +12,30% Diakuisisi -1,1% (harga per 2026-08-19)
18 Maret 2026 SWZ P 10.000 $5,98 $59.800 113.234 Langsung +9,69% Diakuisisi -1,0% (harga per 2026-08-19)
18 Maret 2026 PCF P 17.905 $5,46 $97.761 41.353 Langsung +76,36% Diakuisisi -1,2% (harga per 2026-08-19)
5 Maret 2026 SWZ P 10.000 $5,99 $59.900 103.234 Langsung +10,73% Diakuisisi -1,2% (harga per 2026-08-19)
5 Maret 2026 SPE P 3.952 $25,09 $99.156 10.250 Langsung +62,75% Diakuisisi -46,6% (harga per 2026-08-19)
3 Maret 2026 SWZ P 5.000 $6,01 $30.050 93.234 Langsung +5,67% Diakuisisi -1,5% (harga per 2026-08-19)
27 Feb. 2026 SPE P 5.821 $25,09 $146.049 6.098 Langsung +2101,44% Diakuisisi -46,6% (harga per 2026-08-19)
26 Feb. 2026 SPE P 27 $25,09 $677 277 Langsung +10,80% Diakuisisi -46,6% (harga per 2026-08-19)
24 Feb. 2026 SPE P 30 $25,09 $753 250 Langsung +13,64% Diakuisisi -46,6% (harga per 2026-08-19)
23 Feb. 2026 SPE P 100 $25,05 $2.505 220 Langsung +83,33% Diakuisisi -46,5% (harga per 2026-08-19)
23 Feb. 2026 SWZ P 5.000 $6,13 $30.650 87.910 Langsung +6,03% Diakuisisi -3,4% (harga per 2026-08-19)
6 Feb. 2026 SWZ P 10.000 $6,07 $60.700 82.910 Langsung +13,72% Diakuisisi -2,5% (harga per 2026-08-19)
3 Feb. 2026 PCF P 10.000 $6,05 $60.500 23.448 Langsung +74,36% Diakuisisi -10,9% (harga per 2026-08-19)
2 Feb. 2026 PCF P 7.514 $6,05 $45.460 13.448 Langsung +126,63% Diakuisisi -10,9% (harga per 2026-08-19)
30 Jan. 2026 SWZ P 10.000 $5,92 $59.200 72.910 Langsung +15,90% Diakuisisi 0,0% (harga per 2026-08-19)
18 Des. 2025 PCF P 2.500 $5,99 $14.975 5.934 Langsung +72,80% Diakuisisi -10,0% (harga per 2026-08-19)
17 Des. 2025 PCF P 800 $6,03 $4.824 3.434 Langsung +30,37% Diakuisisi -10,6% (harga per 2026-08-19)
16 Des. 2025 PCF P 2.487 $6,04 $15.021 2.634 Langsung +1691,84% Diakuisisi -10,7% (harga per 2026-08-19)
22 Agu 2025 SPE S 3.000 $25,10 $75.300 120 Langsung -96,15% Dilepas -46,6% (harga per 2026-08-19)
4 April 2025 SPE P 3.000 $13,80 $41.400 34.822 Langsung +9,43% Diakuisisi -2,9% (harga per 2026-08-19)
25 Feb. 2025 PCF S 6.984 $6,85 $47.840 147 Langsung -97,94% Dilepas -21,3% (harga per 2026-08-19)
24 Feb. 2025 PCF S 9.296 $6,85 $63.678 7.131 Langsung -56,59% Dilepas -21,3% (harga per 2026-08-19)
24 Feb. 2025 PCF S 10.000 $6,84 $68.400 16.427 Langsung -37,84% Dilepas -21,2% (harga per 2026-08-19)
17 Jan. 2025 SWZ S 4.535 $8,45 $38.321 12.248 Langsung -27,02% Dilepas -29,9% (harga per 2026-08-19)
15 Okt. 2024 SPE S 618 $23,50 $14.523 3.120 Langsung -16,53% Dilepas -43,0% (harga per 2026-08-19)
28 Juni 2024 PCF S 10.000 $6,94 $69.400 9.773 Langsung -50,57% Dilepas -22,3% (harga per 2026-08-19)
28 Juni 2024 PCF S 10.000 $6,93 $69.300 19.773 Langsung -33,59% Dilepas -22,2% (harga per 2026-08-19)
28 Juni 2024 PCF S 10.000 $6,92 $69.200 29.773 Langsung -25,14% Dilepas -22,1% (harga per 2026-08-19)
28 Juni 2024 PCF S 60.000 $6,93 $415.800 39.773 Langsung -60,14% Dilepas -22,2% (harga per 2026-08-19)
27 Juni 2024 PCF S 10.000 $6,84 $68.400 99.773 Langsung -9,11% Dilepas -21,2% (harga per 2026-08-19)
27 Juni 2024 PCF S 10.000 $6,91 $69.100 109.773 Langsung -8,35% Dilepas -22,0% (harga per 2026-08-19)
27 Juni 2024 PCF S 10.000 $6,91 $69.100 119.773 Langsung -7,71% Dilepas -22,0% (harga per 2026-08-19)
27 Juni 2024 PCF S 24.600 $6,92 $170.232 129.773 Langsung -15,94% Dilepas -22,1% (harga per 2026-08-19)
26 Juni 2024 PCF S 10.000 $6,81 $68.100 154.373 Langsung -6,08% Dilepas -20,8% (harga per 2026-08-19)
26 Juni 2024 PCF S 10.000 $6,83 $68.300 164.373 Langsung -5,73% Dilepas -21,0% (harga per 2026-08-19)
26 Juni 2024 PCF S 40.000 $6,81 $272.400 174.373 Langsung -18,66% Dilepas -20,8% (harga per 2026-08-19)
26 Juni 2024 PCF S 200 $6,84 $1.368 214.373 Langsung -0,09% Dilepas -21,2% (harga per 2026-08-19)
26 Juni 2024 PCF S 29.800 $6,84 $203.832 214.573 Langsung -12,19% Dilepas -21,2% (harga per 2026-08-19)
29 Des. 2023 SPE S 3.008 $22,90 $68.883 3.738 Langsung -44,59% Dilepas -41,5% (harga per 2026-08-19)
28 Des. 2023 SPE S 2.623 $22,85 $59.936 6.746 Langsung -28,00% Dilepas -41,4% (harga per 2026-08-19)
28 Des. 2023 SPE P 1.319 $11,78 $15.538 31.822 Langsung +4,32% Diakuisisi 13,8% (harga per 2026-08-19)
28 Des. 2023 SPE P 44 $11,75 $517 30.503 Langsung +0,14% Diakuisisi 14,0% (harga per 2026-08-19)
21 April 2023 PCF P 10.000 $6,37 $63.700 244.373 Langsung +4,27% Diakuisisi -15,3% (harga per 2026-08-19)
10 April 2023 PCF P 10.000 $6,39 $63.900 234.373 Langsung +4,46% Diakuisisi -15,6% (harga per 2026-08-19)
6 April 2023 PCF P 9.510 $6,41 $60.959 224.373 Langsung +4,43% Diakuisisi -15,9% (harga per 2026-08-19)
6 April 2023 SPE P 5.000 $10,85 $54.250 31.459 Langsung +18,90% Diakuisisi 23,5% (harga per 2026-08-19)
5 April 2023 SPE P 2.400 $10,85 $26.040 26.459 Langsung +9,98% Diakuisisi 23,5% (harga per 2026-08-19)
30 Maret 2023 SPE P 1.568 $10,85 $17.013 24.059 Langsung +6,97% Diakuisisi 23,5% (harga per 2026-08-19)
29 Maret 2023 SPE P 675 $10,74 $7.250 22.491 Langsung +3,09% Diakuisisi 24,8% (harga per 2026-08-19)
17 Maret 2023 PCF P 4.000 $6,28 $25.120 214.863 Langsung +1,90% Diakuisisi -14,1% (harga per 2026-08-19)
13 Maret 2023 PCF P 790 $6,36 $5.024 210.863 Langsung +0,38% Diakuisisi -15,2% (harga per 2026-08-19)
3 Feb. 2023 SPE P 2.000 $11,85 $23.700 21.816 Langsung +10,09% Diakuisisi 13,1% (harga per 2026-08-19)
30 Jan. 2023 SPE P 2.000 $11,63 $23.260 19.816 Langsung +11,23% Diakuisisi 15,2% (harga per 2026-08-19)
7 Feb. 2022 SPE P 2.000 $14,76 $29.520 21.350 Langsung +10,34% Diakuisisi -9,2% (harga per 2026-08-19)
16 Des. 2021 SPE S 2.542 $15,55 $39.528 19.350 Langsung -11,61% Dilepas -13,8% (harga per 2026-08-19)
17 Agu 2021 PCF S 10.000 $9,97 $99.700 5.129 Langsung -66,10% Dilepas -45,9% (harga per 2026-08-19)
17 Agu 2021 PCF S 5.000 $9,97 $49.850 129 Langsung -97,48% Dilepas -45,9% (harga per 2026-08-19)
17 Agu 2021 PCF S 13.000 $10,00 $130.000 15.129 Langsung -46,22% Dilepas -46,1% (harga per 2026-08-19)
16 Agu 2021 PCF S 909 $9,95 $9.045 38.129 Langsung -2,33% Dilepas -45,8% (harga per 2026-08-19)
16 Agu 2021 PCF S 5.000 $9,94 $49.700 28.129 Langsung -15,09% Dilepas -45,8% (harga per 2026-08-19)
16 Agu 2021 PCF S 5.000 $9,93 $49.650 33.129 Langsung -13,11% Dilepas -45,7% (harga per 2026-08-19)
13 Agu 2021 PCF S 5.000 $9,92 $49.600 53.439 Langsung -8,56% Dilepas -45,6% (harga per 2026-08-19)
13 Agu 2021 PCF S 14.401 $9,92 $142.858 39.038 Langsung -26,95% Dilepas -45,6% (harga per 2026-08-19)
11 Agu 2021 PCF S 10.000 $9,89 $98.900 58.439 Langsung -14,61% Dilepas -45,5% (harga per 2026-08-19)
11 Agu 2021 PCF S 17.718 $9,89 $175.231 68.439 Langsung -20,56% Dilepas -45,5% (harga per 2026-08-19)
10 Agu 2021 PCF S 7.659 $9,89 $75.748 86.157 Langsung -8,16% Dilepas -45,5% (harga per 2026-08-19)
9 Agu 2021 PCF S 5.000 $9,89 $49.450 93.816 Langsung -5,06% Dilepas -45,5% (harga per 2026-08-19)
9 Agu 2021 PCF S 5.000 $9,90 $49.500 98.816 Langsung -4,82% Dilepas -45,5% (harga per 2026-08-19)
9 Agu 2021 PCF S 5.743 $9,90 $56.856 103.816 Langsung -5,24% Dilepas -45,5% (harga per 2026-08-19)
9 Agu 2021 PCF S 3.104 $9,89 $30.699 109.559 Langsung -2,76% Dilepas -45,5% (harga per 2026-08-19)
6 Agu 2021 PCF S 3.133 $9,90 $31.017 112.663 Langsung -2,71% Dilepas -45,5% (harga per 2026-08-19)
6 Agu 2021 PCF S 3.135 $9,89 $31.005 115.796 Langsung -2,64% Dilepas -45,5% (harga per 2026-08-19)
6 Agu 2021 PCF S 6.870 $9,89 $67.944 118.931 Langsung -5,46% Dilepas -45,5% (harga per 2026-08-19)
5 Agu 2021 PCF S 12.758 $9,87 $125.921 125.801 Langsung -9,21% Dilepas -45,4% (harga per 2026-08-19)
5 Agu 2021 PCF S 1.805 $9,86 $17.797 138.559 Langsung -1,29% Dilepas -45,3% (harga per 2026-08-19)
4 Agu 2021 PCF S 5.000 $9,85 $49.250 140.364 Langsung -3,44% Dilepas -45,3% (harga per 2026-08-19)
4 Agu 2021 PCF S 1.112 $9,88 $10.987 145.364 Langsung -0,76% Dilepas -45,4% (harga per 2026-08-19)
4 Agu 2021 PCF S 501 $9,87 $4.945 146.476 Langsung -0,34% Dilepas -45,4% (harga per 2026-08-19)
4 Agu 2021 PCF S 1.142 $9,86 $11.260 146.977 Langsung -0,77% Dilepas -45,3% (harga per 2026-08-19)
4 Agu 2021 PCF S 3.119 $9,85 $30.722 148.119 Langsung -2,06% Dilepas -45,3% (harga per 2026-08-19)
3 Agu 2021 PCF S 5.827 $9,87 $57.512 151.238 Langsung -3,71% Dilepas -45,4% (harga per 2026-08-19)
3 Agu 2021 PCF S 5.000 $9,86 $49.300 157.065 Langsung -3,09% Dilepas -45,3% (harga per 2026-08-19)
3 Agu 2021 PCF S 1.641 $9,86 $16.180 162.065 Langsung -1,00% Dilepas -45,3% (harga per 2026-08-19)
2 Juli 2021 SWZ S 1.212 $9,79 $11.865 16.783 Langsung -6,74% Dilepas -39,5% (harga per 2026-08-19)

Menampilkan 100 dari 346 transaksi terakhir

P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak

Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.

Kepemilikan Derivatif (Formulir 4 Tabel II)

Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.

Tanggal Ticker Sekuritas Underlying Harga Pelaksanaan Kedaluwarsa Saham A/D
5 Maret 2026 SPE 2.75% Convertible Preferred Stock, Series C [F2] Common Stock (6.645) $0,00 3.952 Diakuisisi
4 Maret 2026 SPE 2.75% Convertible Preferred Stock, Series C [F2] Common Stock (168) $0,00 100 Diakuisisi
2 Maret 2026 SPE 2.75% Convertible Preferred Stock, Series C [F2] Common Stock (168) $0,00 100 Diakuisisi
27 Feb. 2026 SPE 2.75% Convertible Preferred Stock, Series C [F2] Common Stock (9.787) $0,00 5.821 Diakuisisi
26 Feb. 2026 SPE 2.75% Convertible Preferred Stock, Series C [F2] Common Stock (45) $0,00 27 Diakuisisi
24 Feb. 2026 SPE 2.75% Convertible Preferred Stock, Series C [F2] Common Stock (50) $0,00 30 Diakuisisi
23 Feb. 2026 SPE 2.75% Convertible Preferred Stock, Series C [F2] Common Stock (168) $0,00 100 Diakuisisi
22 Agu 2025 SPE 2.75% Convertible Preferred Stock, Series C [F2] Common Stock (4.591) $0,00 3.000 Dilepas
15 Okt. 2024 SPE 2.75% Convertible Preferred Stock, Series C [F2] Common Stock (888) $0,00 618 Dilepas
29 Des. 2023 SPE 2.75% Convertible Preferred Stock, Series C [F2] Common Stock (4.101) $0,00 3.008 Dilepas
28 Des. 2023 SPE 2.75% Convertible Preferred Stock, Series C [F2] Common Stock (3.576) $0,00 2.623 Dilepas
27 Jan. 2022 SPE 2.75% Convertible Preferred Stock, Series C [F1] Common Stock $0,00 9.369 Diakuisisi
24 Juni 2021 SPE 3.50% Convertible Preferred Stock Series B Common Stock (5.475) $0,00 2.800 Dilepas
7 Juni 2021 SPE 3.50% Convertible Preferred Stock Series B Common Stock (5.436) $0,00 2.800 Diakuisisi
19 Juni 2020 SPE 3.50% Convertible Preferred Stock Series B Common Stock (1.503) $0,00 842 Dilepas
19 Juni 2020 SPE 3.50% Convertible Preferred Stock Series B Common Stock (3.951) $0,00 2.213 Dilepas
8 Juni 2020 SPE 3.50% Convertible Preferred Stock Series B Common Stock (17.852) $0,00 10.000 Dilepas
8 Juni 2020 SPE 3.50% Convertible Preferred Stock Series B Common Stock (29.570) $0,00 16.564 Dilepas
21 Feb. 2020 SPE 3.50% Convertible Preferred Stock Series B Common Stock (4.573) $0,00 2.613 Diakuisisi
14 Feb. 2020 SPE 3.50% Convertible Preferred Stock Series B Common Stock (174) $0,00 100 Diakuisisi
13 Feb. 2020 SPE 3.50% Convertible Preferred Stock Series B Common Stock (1.565) $0,00 900 Diakuisisi
8 Feb. 2019 SPE 3.50% Convertible Preferred Stock Series B Common Stock (218) $0,00 165 Diakuisisi
8 Jan. 2019 SPE 3.50% Convertible Preferred Stock Series B Common Stock (3.947) $0,00 3.000 Diakuisisi
4 Jan. 2019 SPE 3.50% Convertible Preferred Stock Series B Common Stock (3.290) $0,00 2.500 Diakuisisi
3 Jan. 2019 SPE 3.50% Convertible Preferred Stock Series B Common Stock (3.947) $0,00 3.000 Diakuisisi
3 Jan. 2019 SPE 3.50% Convertible Preferred Stock Series B Common Stock (3.947) $0,00 3.000 Diakuisisi
26 Agu 2016 SPE 3.50% Convertible Preferred Stock, Series B Common Stock (1.108) $0,00 842 Diakuisisi
26 Agu 2016 SPE Subscription Rights (right to buy) [F1] 3.50% Convertible Preferred Stock, Series B (842) $25,00 26 Agu 2016 842 Dilepas
26 Agu 2016 SPE 3.50% Convertible Preferred Stock, Series B Common Stock (21.709) $0,00 16.499 Diakuisisi
26 Agu 2016 SPE Subscription Rights (right to buy) [F1] 3.50% Convertible Preferred Stock, Series B (16.499) $25,00 26 Agu 2016 16.499 Dilepas
25 Feb. 2014 SPE 3% convertible preferred stock, series A Common Stock (1.917) $0,00 516 Dilepas
25 Feb. 2014 SPE 3% convertible preferred stock, series A Common Stock (81) $0,00 22 Dilepas
25 Feb. 2014 SPE 3% convertible preferred stock, series A Common Stock (13.641) $0,00 3.671 Dilepas
25 Feb. 2014 SPE 3% convertible preferred stock, series A Common Stock (3.192) $0,00 859 Dilepas
22 Maret 2013 SPE 3% convertible prefered stock, series A Common Stock (2.113) $0,00 662 Diakuisisi
25 Feb. 2013 SPE 3.00% Convertible Preferred Stock, Series A Common Stock (60) $0,00 20 Diakuisisi
30 Juli 2012 SPE 3.00% Convertible Preferred Stock, Series A Common Stock (66) $0,00 22 Diakuisisi
30 Juli 2012 SPE Subscription Rights (right to buy) [F2] 3.00% Convertible Preferred Stock, Series A (11) $50,00 23 Juli 2012 11 Dilepas
30 Juli 2012 SPE 3.00% Convertible Preferred Stock, Series A Common Stock (8.967) $0,00 2.989 Diakuisisi
30 Juli 2012 SPE Subscription Rights (right to buy) [F2] 3.00% Convertible Preferred Stock, Series A (1.450) $50,00 23 Juli 2012 1.450 Dilepas
14 Agu 2009 MXE Preferred Stock Common Stock 26.264 Dilepas
26 Des. 2008 MXE Preferred Stock Common Stock 11.146 Dilepas
2 Juli 2008 MXE Preferred Stock Common Stock 17.365 Dilepas
16 Nov. 2007 MXE Preferred Stock Common Stock 26.425 Dilepas
5 Jan. 2006 MXE Preferred Stock Common Stock 81.200 Diakuisisi

Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).

Kepemilikan Awal (Formulir 3) 9 saham

Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.

Tanggal Ticker Sekuritas Saham Kepemilikan
29 Agu 2019 HERZ Common Stock 391.087 Langsung
23 Agu 2019 HERZ Common Stock 386.087 Langsung
6 Juli 2018 SWZ Common Stock 12.759 Langsung
6 Juli 2018 SWZ Common Stock 1.288.630 Tidak Langsung
29 Juni 2018 PCF Common Stock 1.467.211 Tidak Langsung
29 Juni 2018 PCF Common Stock 17.013 Langsung
14 Sep. 2009 SPE Common Stock 62.626 Langsung
14 Sep. 2009 SPE Common Stock 98.809 Tidak Langsung
6 Mei 2008 ASA Common Shares - Par Value U.S. $1.00 0 Langsung