Richard E Uihlein
CIK 1694903 · Lihat di SEC EDGAR ↗
Orang Dalam
Pengajuan SEC Pertama: 1 Mei 2017 · Terbaru: 1 Mei 2017
Di halaman ini
- Orang Dalam di Perusahaan di mana orang ini adalah orang dalam yang melaporkan.
- Transaksi orang dalam Setiap saham yang dibeli atau dijual orang ini, dari pengajuan Formulir 4.
- Derivatif Opsi dan kepemilikan derivatif lainnya yang dilaporkan oleh orang ini.
- Kepemilikan Awal Kepemilikan yang dimiliki orang ini saat pertama kali mulai melaporkan.
Orang Dalam di
Transaksi orang dalam
0 beli (P)
0 jual (S)
Bersih:
$0
+ 43 transaksi non-pasar di bawah
12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
43 pengajuan lain disembunyikan
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 4 Sep. 2020 | GALT | P | 10.000 | $2,55 | $25.500 | 7.893.191 Langsung | +0,13% | Diakuisisi | 34,7% (harga per 2026-08-18) |
| 31 Mei 2019 | GALT | P | 25.700 | — | — | 25.700 Tidak Langsung | — | Diakuisisi | (harga per 2026-08-18) |
| 31 Mei 2019 | GALT | P | 15.576.322 | — | — | 15.576.322 Langsung | — | Diakuisisi | (harga per 2026-08-18) |
| 31 Mei 2019 | GALT | P | 7.710 | $4,28 | $32.999 | 27.710 Tidak Langsung | +38,55% | Diakuisisi | -19,7% (harga per 2026-08-18) |
| 31 Mei 2019 | GALT | P | 4.672.896 | $4,28 | $19.999.995 | 7.801.385 Langsung | +149,37% | Diakuisisi | -19,7% (harga per 2026-08-18) |
| 31 Mei 2019 | GALT | P | 25.700 | — | — | 25.700 Tidak Langsung | — | Diakuisisi | (harga per 2026-08-18) |
| 31 Mei 2019 | GALT | P | 7.710 | $4,28 | $32.999 | 27.710 Tidak Langsung | +38,55% | Diakuisisi | -19,7% (harga per 2026-08-18) |
| 31 Mei 2019 | GALT | P | 4.672.896 | $4,28 | $19.999.995 | 7.801.385 Langsung | +149,37% | Diakuisisi | -19,7% (harga per 2026-08-18) |
| 29 Mei 2019 | GALT | P | 15.576.322 | — | — | 15.576.322 Langsung | — | Diakuisisi | (harga per 2026-08-18) |
| 9 April 2019 | GALT | P | 20.700 | $4,82 | $99.774 | 2.628.489 Langsung | +0,79% | Diakuisisi | -28,7% (harga per 2026-08-18) |
| 5 April 2019 | GALT | P | 21.000 | $4,81 | $101.010 | 2.607.789 Langsung | +0,81% | Diakuisisi | -28,6% (harga per 2026-08-18) |
| 29 Jan. 2019 | GALT | P | 48.500 | $4,87 | $236.195 | 2.586.789 Langsung | +1,91% | Diakuisisi | -29,5% (harga per 2026-08-18) |
| 29 Jan. 2019 | GALT | P | 48.500 | $4,87 | $236.195 | 2.586.789 Langsung | +1,91% | Diakuisisi | -29,5% (harga per 2026-08-18) |
| 28 Jan. 2019 | GALT | P | 3.000 | $4,77 | $14.310 | 2.538.289 Langsung | +0,12% | Diakuisisi | -28,0% (harga per 2026-08-18) |
| 28 Jan. 2019 | GALT | P | 3.000 | $4,77 | $14.310 | 2.538.289 Langsung | +0,12% | Diakuisisi | -28,0% (harga per 2026-08-18) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 31 Juli 2026 | GALT | Line of Credit Convertible Notes | Common Stock (2.550.932) | $4,05 | 30 Juni 2027 | — | Dilepas |
| 31 Juli 2026 | GALT | Line of Credit Convertible Notes | Common Stock (31.825.235) | $3,00 | 30 Juni 2027 | — | Dilepas |
| 16 Jan. 2026 | GALT | Stock option (right to buy) [F1] | Common Stock (60.000) | $3,04 | 16 Jan. 2036 | 60.000 | Diakuisisi |
| 23 Jan. 2025 | GALT | Stock Option (right to buy) [F3] | Common Stock (60.000) | $1,23 | 23 Jan. 2035 | 60.000 | Diakuisisi |
| 24 Jan. 2024 | GALT | Stock Option (right to buy) [F3] | Common Stock (50.000) | $1,72 | 24 Jan. 2034 | 50.000 | Diakuisisi |
| 26 Sep. 2023 | GALT | Common Stock Purchase Warrant (right to buy) | Common Stock (200.000) | $3,00 | 31 Juli 2029 | 200.000 | Dilepas |
| 26 Sep. 2023 | GALT | Common Stock Purchase Warrant (right to buy) | Common Stock (200.000) | $3,26 | 31 Juli 2029 | 200.000 | Dilepas |
| 26 Sep. 2023 | GALT | Common Stock Purchase Warrant (right to buy) | Common Stock (200.000) | $3,00 | 31 Juli 2029 | 200.000 | Dilepas |
| 26 Sep. 2023 | GALT | Common Stock Purchase Warrant (right to buy) | Common Stock (170.000) | $5,00 | 31 Juli 2029 | 170.000 | Dilepas |
| 26 Sep. 2023 | GALT | Common Stock Purchase Warrant (right to buy) | Common Stock (1.466.204) | $5,00 | 23 Des. 2023 | 1.466.204 | Dilepas |
| 26 Jan. 2023 | GALT | Stock Option (right to buy) [F3] | Common Stock (40.000) | $1,11 | 26 Jan. 2033 | 40.000 | Diakuisisi |
| 24 Jan. 2022 | GALT | Stock Option (right to buy) [F3] | Common Stock (40.000) | $1,98 | 24 Jan. 2032 | 40.000 | Diakuisisi |
| 20 Des. 2021 | GALT | Convertible Note | Common Stock (1.841.621) | $5,43 | 20 Des. 2025 | 1.841.621 | Diakuisisi |
| 17 Sep. 2021 | GALT | Convertible Note | Common Stock | $8,64 | 17 Sep. 2025 | 1.157.407 | Diakuisisi |
| 16 April 2021 | GALT | Convertible Note | Common Stock | $5,00 | 16 April 2025 | 2.000.000 | Diakuisisi |
| 25 Maret 2021 | GALT | Stock option (right to buy) [F1] | Common Stock (70.000) | $2,11 | 25 Maret 2031 | 70.000 | Diakuisisi |
| 25 Maret 2021 | GALT | Stock option (right to buy) [F1] | Common Stock (40.000) | $2,11 | 25 Maret 2031 | 40.000 | Diakuisisi |
| 13 Feb. 2020 | GALT | Stock option (right to buy) [F2] | Common Stock (18.638) | $4,72 | 16 Jan. 2029 | 18.638 | Dilepas |
| 13 Feb. 2020 | GALT | Stock option (right to buy) [F2] | Common Stock (46.875) | $2,39 | 14 Des. 2027 | 46.875 | Dilepas |
| 9 Jan. 2020 | GALT | Stock option (right to buy) [F3] | Common Stock (45.000) | $2,86 | 9 Jan. 2030 | 45.000 | Diakuisisi |
| 31 Mei 2019 | GALT | Common Stock Purchase Warrant (right to buy) | Common Stock (1.927) | $7,00 | 31 Mei 2026 | 25.700 | Diakuisisi |
| 31 Mei 2019 | GALT | Common Stock Purchase Warrant (right to buy) | Common Stock (1.168.253) | $7,00 | 31 Mei 2026 | 15.576.322 | Diakuisisi |
| 31 Mei 2019 | GALT | Common Stock Purchase Warrant (right to buy) | Common Stock (1.927) | $7,00 | 3 Juni 2026 | 25.700 | Diakuisisi |
| 29 Mei 2019 | GALT | Common Stock Purchase Warrant (right to buy) | Common Stock (500.000) | $5,00 | 22 Des. 2023 | 500.000 | Dilepas |
| 29 Mei 2019 | GALT | Common Stock Purchase Warrant (right to buy) | Common Stock (1.168.253) | $7,00 | 31 Mei 2026 | 15.576.322 | Diakuisisi |
| 21 Mei 2019 | GALT | Common Stock Purchase Warrant (right to buy) | Common Stock (500.000) | $5,00 | 22 Des. 2023 | 500.000 | Dilepas |
| 16 Jan. 2019 | GALT | Stock option (right to buy) | Common stock (40.000) | $4,72 | 16 Jan. 2029 | 40.000 | Diakuisisi |
| 14 Des. 2017 | GALT | Stock option (right to buy) | Common stock (46.875) | $2,39 | 14 Des. 2027 | 46.875 | Diakuisisi |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 4 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 1 Mei 2017 | GALT | Common Stock | 2.509.909 | Langsung |
| 1 Mei 2017 | GALT | Common Stock | 20.000 | Tidak Langsung |
| 1 Mei 2017 | GALT | Common Stock Purchase Warrant (right to buy)→ Common Stock (1.466.204) | 1.466.204 | Langsung |
| 1 Mei 2017 | GALT | Series C Super Dividend Convertible Preferred Stock→ Common Stock (83.333) | 83.333 | Langsung |