Richard J Smith
CIK 1166966 · Lihat di SEC EDGAR ↗
Pengajuan SEC Pertama: 31 Jan. 2013 · Terbaru: 31 Jan. 2013
Di halaman ini
- Orang Dalam di Perusahaan di mana orang ini adalah orang dalam yang melaporkan.
- Transaksi orang dalam Setiap saham yang dibeli atau dijual orang ini, dari pengajuan Formulir 4.
- Derivatif Opsi dan kepemilikan derivatif lainnya yang dilaporkan oleh orang ini.
- Kompensasi Gaji eksekutif yang diungkapkan dalam pernyataan proksi perusahaan.
Orang Dalam di
Transaksi orang dalam
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 17 Juli 2012 | ETR | S 10b5-1 | 23.025 | $70,00 | $1.611.750 | 56.646 Langsung | -28,90% | Dilepas | 209,8% (harga per 2026-08-20) |
| 16 Juli 2012 | ETR | S 10b5-1 | 16.038 | $70,00 | $1.122.660 | 50.199 Langsung | -24,21% | Dilepas | 209,8% (harga per 2026-08-20) |
| 14 Juni 2011 | ETR | S 10b5-1 | 70.000 | $70,00 | $4.900.000 | 43.365 Langsung | -61,75% | Dilepas | 209,8% (harga per 2026-08-20) |
| 2 Nov. 2010 | ETR | S | 7.640 | $74,29 | $567.576 | 40.293 Langsung | -15,94% | Dilepas | 192,0% (harga per 2026-08-20) |
| 27 Agu 2010 | ETR | S 10b5-1 | 26.755 | $80,00 | $2.140.400 | 40.293 Langsung | -39,90% | Dilepas | 171,1% (harga per 2026-08-20) |
| 9 Okt. 2009 | ETR | S 10b5-1 | 6.006 | $80,00 | $480.480 | 27.620 Langsung | -17,86% | Dilepas | 171,1% (harga per 2026-08-20) |
| 9 Okt. 2009 | ETR | S 10b5-1 | 12.711 | $80,00 | $1.016.880 | 26.049 Langsung | -32,79% | Dilepas | 171,1% (harga per 2026-08-20) |
| 6 Okt. 2006 | ETR | P 10b5-1 | 4.200 | $80,19 | $336.798 | 6.200 Langsung | +210,00% | Diakuisisi | 170,5% (harga per 2026-08-20) |
| 5 Okt. 2006 | ETR | P 10b5-1 | 2.000 | $80,02 | $160.040 | 2.000 Langsung | — | Diakuisisi | 171,0% (harga per 2026-08-20) |
| 17 Mei 2005 | ETR | S | 8.000 | $71,00 | $568.000 | 0 Langsung | -100,00% | Dilepas | 205,5% (harga per 2026-08-20) |
| 19 Agu 2003 | ETR | S | 7.200 | $51,45 | $370.440 | 800 Langsung | -90,00% | Dilepas | 321,6% (harga per 2026-08-20) |
| 18 Agu 2003 | ETR | P | 7.200 | $51,50 | $370.800 | 15.200 Langsung | +90,00% | Diakuisisi | 321,1% (harga per 2026-08-20) |
| 18 Agu 2003 | ETR | P | 8.000 | $51,50 | $412.000 | 8.000 Langsung | — | Diakuisisi | 321,1% (harga per 2026-08-20) |
| 13 Agu 2003 | ETR | S | 8.000 | $51,45 | $411.600 | 0 Langsung | -100,00% | Dilepas | 321,6% (harga per 2026-08-20) |
| 11 Agu 2003 | ETR | P | 8.000 | $51,50 | $412.000 | 8.000 Langsung | — | Diakuisisi | 321,1% (harga per 2026-08-20) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 17 Juli 2012 | ETR | Employee Stock Option (Right to Buy) | Common Stock (29.472) | $44,45 | 30 Jan. 2013 | 29.472 | Dilepas |
| 16 Juli 2012 | ETR | Employee Stock Option (Right to Buy) | Common Stock (20.528) | $44,45 | 30 Jan. 2013 | 20.528 | Dilepas |
| 26 Jan. 2012 | ETR | Employee Stock Option (Right to Buy) | Common Stock (20.000) | $71,30 | 26 Jan. 2022 | 20.000 | Diakuisisi |
| 14 Juni 2011 | ETR | Employee Stock Option (Right to Buy) | Common Stock (70.000) | $41,69 | 11 Feb. 2012 | 70.000 | Dilepas |
| 27 Jan. 2011 | ETR | Employee Stock Option (Right to Buy) | Common Stock (17.000) | $72,79 | 27 Jan. 2021 | 17.000 | Diakuisisi |
| 2 Nov. 2010 | ETR | Employee Stock Option (Right to Buy) | Common Stock (7.640) | $51,50 | 25 Jan. 2011 | 7.640 | Dilepas |
| 27 Agu 2010 | ETR | Employee Stock Option (Right to Buy) | Common Stock (39.428) | $37,00 | 25 Jan. 2011 | 39.428 | Dilepas |
| 28 Jan. 2010 | ETR | Employee Stock Option (Right to Buy) | Common Stock (40.000) | $77,10 | 28 Jan. 2020 | 40.000 | Diakuisisi |
| 9 Okt. 2009 | ETR | Employee Stock Option (Right to Buy) | Common Stock (7.577) | $51,50 | 27 Jan. 2010 | 7.577 | Dilepas |
| 9 Okt. 2009 | ETR | Employee Stock Option (Right to Buy) | Common Stock (16.987) | $45,45 | 27 Jan. 2010 | 16.987 | Dilepas |
| 26 Maret 2009 | ETR | Employee Stock Option (Right to Buy) | Common Stock (8.013) | $45,45 | 30 Agu 2009 | 8.013 | Dilepas |
| 26 Maret 2009 | ETR | Employee Stock Option (Right to Buy) | Common Stock (7.560) | $51,50 | 30 Agu 2009 | 7.560 | Dilepas |
| 29 Jan. 2009 | ETR | Employee Stock Option (Right to Buy) | Common Stock (35.000) | $77,53 | 29 Jan. 2019 | 35.000 | Diakuisisi |
| 2 Jan. 2009 | ETR | Phantom Stock | Common Stock (1.813) | — | 2 Jan. 2009 | 1.813 | Diakuisisi |
| 24 Jan. 2008 | ETR | Employee Stock Option (Right to Buy) | Common Stock (35.000) | $108,20 | 24 Jan. 2018 | 35.000 | Diakuisisi |
| 24 Jan. 2008 | ETR | Employee Stock Option (Right to Buy) | Common Stock (60.000) | $108,20 | 24 Jan. 2018 | 60.000 | Diakuisisi |
| 2 Jan. 2008 | ETR | Phantom Stock | Common Stock (43.572) | — | 2 Jan. 2008 | 43.572 | Dilepas |
| 2 Jan. 2008 | ETR | Phantom Stock | Common Stock (6.821) | — | 2 Jan. 2008 | 6.821 | Dilepas |
| 2 Jan. 2008 | ETR | Phantom Stock | Common Stock (3.163) | — | 2 Jan. 2008 | 3.163 | Dilepas |
| 25 Jan. 2007 | ETR | Employee Stock Option (Right to Buy) | Common Stock (60.000) | $91,82 | 25 Jan. 2017 | 60.000 | Diakuisisi |
| 3 Jan. 2007 | ETR | Phantom Stock | Common Stock (6.240) | — | 3 Jan. 2007 | 6.240 | Dilepas |
| 26 Jan. 2006 | ETR | Equity Units | ETR Common (13.300) | $68,89 | 26 Jan. 2006 | 13.300 | Dilepas |
| 26 Jan. 2006 | ETR | Equity Units | ETR Common (13.300) | $68,89 | 26 Jan. 2006 | 13.300 | Diakuisisi |
| 26 Jan. 2006 | ETR | Employee Stock Option (Right to Buy) | ETR Common (50.000) | $68,89 | 26 Jan. 2016 | 50.000 | Diakuisisi |
| 27 Jan. 2005 | ETR | Employee Stock Option (Right to Buy) | ETR Common (40.000) | $69,47 | 27 Jan. 2015 | 40.000 | Diakuisisi |
| 27 Jan. 2005 | ETR | Equity Units | ETR Common (17.000) | $69,47 | 27 Jan. 2005 | 17.000 | Diakuisisi |
| 27 Jan. 2005 | ETR | Equity Units | ETR Common (17.000) | $69,47 | 27 Jan. 2005 | 17.000 | Dilepas |
| 11 Maret 2004 | ETR | Equity Units | ETR Common (8.250) | $57,13 | 11 Maret 2004 | 8.250 | Dilepas |
| 11 Maret 2004 | ETR | Equity Units | ETR Common (11.000) | $57,13 | 11 Maret 2004 | 11.000 | Diakuisisi |
| 11 Maret 2004 | ETR | Equity Units | ETR Common (3.000) | $45,70 | 11 Maret 2004 | 3.000 | Diakuisisi |
| 2 Maret 2004 | ETR | Employee Stock Option (right to buy) | ETR Common (63.600) | $58,60 | 2 Maret 2014 | 63.600 | Diakuisisi |
| 18 Agu 2003 | ETR | Employee Stock Option (Right to Buy) | ETR Common (7.560) | $51,50 | 30 Jan. 2009 | 7.560 | Diakuisisi |
| 18 Agu 2003 | ETR | Phantom Unit | ETR Common | — | 30 Jan. 2009 | 5.309 | Diakuisisi |
| 18 Agu 2003 | ETR | Employee Stock Option (Right to Buy) | ETR Common (12.869) | $29,94 | 30 Jan. 2009 | 12.869 | Dilepas |
| 11 Agu 2003 | ETR | Employee Stock Option (Right to Buy) | ETR Common (7.578) | $51,50 | 27 Jan. 2010 | 7.578 | Diakuisisi |
| 11 Agu 2003 | ETR | Phantom Unit | ETR Common | — | 27 Jan. 2010 | 9.089 | Diakuisisi |
| 11 Agu 2003 | ETR | Employee Stock Option (Right to Buy) | ETR Common (16.667) | $23,00 | 27 Jan. 2010 | 16.667 | Dilepas |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kompensasi (DEF 14A)
Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.
| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2012 | $654.427 | $986.850 | — | $188.400 | $437.504 | $3.031.300 | — | $5.857.909 |
| 2011 | $645.000 | — | — | $195.160 | $577.920 | $1.045.500 | — | $3.236.260 |
| 2007 | $599.612 | — | $1.809.008 | $590.666 | $535.886 | $743.700 | $60.627 | $4.339.499 |
Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.