Ronald Daniel Kazel

CIK 1319285 · Lihat di SEC EDGAR ↗

Orang Dalam

Pengajuan SEC Pertama: 25 Mei 2005 · Terbaru: 20 Jan. 2012

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Orang Dalam di

Transaksi orang dalam

0 beli (P) 0 jual (S) Bersih: $0 + 32 transaksi non-pasar di bawah 12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini

Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran

32 pengajuan lain disembunyikan
Tanggal Ticker Kode Saham Harga Nilai Dimiliki setelah Δ milik A/D vs sekarang
17 Feb. 2009 NLY P 1.350 $20,70 $27.945 4.400 Tidak Langsung +44,26% Diakuisisi -71,2% (harga per 2026-08-19)
6 Mei 2008 NLY P 700 $23,13 $16.191 3.050 Tidak Langsung +29,79% Diakuisisi -74,2% (harga per 2026-08-19)
7 Agu 2007 NLY P 200 $24,20 $4.840 200 Tidak Langsung — Diakuisisi -75,4% (harga per 2026-08-19)
7 Agu 2007 NLY P 400 $24,25 $9.700 400 Tidak Langsung — Diakuisisi -75,4% (harga per 2026-08-19)
7 Agu 2007 NLY P 650 $24,15 $15.698 650 Tidak Langsung — Diakuisisi -75,3% (harga per 2026-08-19)
22 Mei 2006 NLY P 425 $23,99 $10.196 1.100 Tidak Langsung +62,96% Diakuisisi -75,2% (harga per 2026-08-19)
13 Jan. 2006 NLY P 175 $24,95 $4.366 675 Tidak Langsung +35,00% Diakuisisi -76,1% (harga per 2026-08-19)
13 Jan. 2006 NLY P 500 $12,46 $6.230 2.833 Tidak Langsung +21,43% Diakuisisi -52,2% (harga per 2026-08-19)
1 Nov. 2005 NLY P 500 $22,75 $11.375 500 Tidak Langsung — Diakuisisi -73,8% (harga per 2026-08-19)
2 Agu 2005 NLY P 500 $15,59 $7.795 500 Tidak Langsung — Diakuisisi -61,8% (harga per 2026-08-19)
23 Juni 2005 NLY P 100 $18,12 $1.812 100 Tidak Langsung — Diakuisisi -67,1% (harga per 2026-08-19)
23 Juni 2005 NLY P 900 $18,13 $16.317 900 Tidak Langsung — Diakuisisi -67,1% (harga per 2026-08-19)

P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak

Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.

Kepemilikan Derivatif (Formulir 4 Tabel II)

Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.

Tanggal Ticker Sekuritas Underlying Harga Pelaksanaan Kedaluwarsa Saham A/D
13 Des. 2011 NLY Option to purchase Common Stock [F1] Common Stock (15.000) $13,25 22 April 2019 15.000 Dilepas
28 Maret 2011 NLY Option to purchase Common Stock [F1] Common Stock (30.000) $13,25 22 April 2019 30.000 Dilepas
4 Agu 2010 NLY Option to purchase Common Stock [F1] Common Stock (20.000) $15,70 17 Mei 2017 20.000 Dilepas
29 Maret 2010 NLY Option to purchase Common Stock [F1] Common Stock (9.562) $11,72 13 Feb. 2016 9.562 Dilepas
7 Des. 2009 NLY Option to purchase Common Stock [F1] Common Stock (10.000) $15,70 17 Mei 2017 10.000 Dilepas
7 Des. 2009 NLY Option to purchase Common Stock [F1] Common Stock (6.623) $17,07 7 Juli 2015 6.623 Dilepas
7 Des. 2009 NLY Option to purchase Common Stock [F1] Common Stock (5.000) $17,39 19 April 2014 5.000 Dilepas
22 April 2009 NLY Option to purchase Common Stock [F2] Common Stock (150.000) $13,25 22 April 2019 150.000 Diakuisisi
17 Feb. 2009 NLY Option to purchase Common Stock [F1] Common Stock (9.562) $11,72 13 Feb. 2016 9.562 Dilepas
19 Sep. 2008 NLY Option to Purchase Common Stock [F2] Common Stock (53.000) $15,61 19 Sep. 2018 53.000 Diakuisisi
8 Mei 2008 NLY Option to purchase Common Stock [F2] Common Stock (53.000) $16,46 8 Mei 2018 53.000 Diakuisisi
6 Mei 2008 NLY Option to purchase common stock [F1] Common Stock (9.563) $11,72 13 Feb. 2016 9.563 Dilepas
14 Feb. 2008 NLY Option to purchase Common Stock [F1] Common Stock (9.563) $11,72 13 Feb. 2016 9.563 Dilepas
14 Feb. 2008 NLY Option to purchase Common Stock [F1] Common Stock (1.749) $17,39 19 April 2014 1.749 Dilepas
7 Juni 2007 NLY Option to purchase Common Stock [F1] Common Stock (4.563) $11,72 13 Feb. 2016 4.563 Dilepas
17 Mei 2007 NLY Option to purchase Common Stock [F2] Common Stock (40.000) $15,70 17 Mei 2017 40.000 Diakuisisi
14 Feb. 2007 NLY Option to purchase Common Stock [F1] Common Stock (5.000) $11,72 13 Feb. 2016 5.000 Dilepas
13 Feb. 2006 NLY Option to purchase Common Stock Common Stock (38.250) $11,72 13 Feb. 2016 38.250 Diakuisisi
7 Juli 2005 NLY Option to purchase Common Stock Common Stock (30.000) $17,07 7 Juli 2015 30.000 Diakuisisi

Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).

Kepemilikan Awal (Formulir 3) 6 saham

Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.

Tanggal Ticker Sekuritas Saham Kepemilikan
25 Mei 2005 FMY Common Shares 0 Langsung
10 Maret 2005 NLY Common Stock 30.222 Langsung
10 Maret 2005 NLY Common Stock 813 Tidak Langsung
10 Maret 2005 NLY Common Stock 707 Tidak Langsung
10 Maret 2005 NLY Employee Stock Option (right to buy)→ Common Stock (15.000) 15.000 Langsung
10 Maret 2005 NLY Employee Stock Option (right to buy)→ Common Stock (20.000) 20.000 Langsung