Ronald Daniel Kazel
Orang Dalam
Pengajuan SEC Pertama: 25 Mei 2005 · Terbaru: 20 Jan. 2012
Orang Dalam di
Transaksi orang dalam
0 beli (P)
0 jual (S)
Bersih: $0
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 13 Des. 2011 | NLY | M | 15.000 | · | · | 105.000 Langsung | -12,50% | Dilepas | (harga per 2026-10-02) |
| 13 Des. 2011 | NLY | M | 15.000 | $13,25 | $198.750 | 156.938 Langsung | +10,57% | Diakuisisi | -65,1% (harga per 2026-10-02) |
| 28 Maret 2011 | NLY | M | 30.000 | · | · | 120.000 Langsung | -20,00% | Dilepas | (harga per 2026-10-02) |
| 28 Maret 2011 | NLY | M | 30.000 | $13,25 | $397.500 | 141.938 Langsung | +26,80% | Diakuisisi | -65,1% (harga per 2026-10-02) |
| 4 Agu 2010 | NLY | M | 20.000 | · | · | 10.000 Langsung | -66,67% | Dilepas | (harga per 2026-10-02) |
| 4 Agu 2010 | NLY | M | 20.000 | $15,70 | $314.000 | 111.938 Langsung | +21,75% | Diakuisisi | -70,5% (harga per 2026-10-02) |
| 29 Maret 2010 | NLY | M | 9.562 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 29 Maret 2010 | NLY | M | 9.562 | $11,72 | $112.067 | 91.938 Langsung | +11,61% | Diakuisisi | -60,5% (harga per 2026-10-02) |
| 7 Des. 2009 | NLY | M | 10.000 | · | · | 30.000 Langsung | -25,00% | Dilepas | (harga per 2026-10-02) |
| 7 Des. 2009 | NLY | M | 6.623 | · | · | 23.377 Langsung | -22,08% | Dilepas | (harga per 2026-10-02) |
| 7 Des. 2009 | NLY | M | 5.000 | · | · | 13.251 Langsung | -27,40% | Dilepas | (harga per 2026-10-02) |
| 7 Des. 2009 | NLY | M | 10.000 | $15,70 | $157.000 | 82.314 Langsung | +13,83% | Diakuisisi | -70,5% (harga per 2026-10-02) |
| 7 Des. 2009 | NLY | M | 6.623 | $17,07 | $113.055 | 72.314 Langsung | +10,08% | Diakuisisi | -72,9% (harga per 2026-10-02) |
| 7 Des. 2009 | NLY | M | 5.000 | $17,39 | $86.950 | 65.691 Langsung | +8,24% | Diakuisisi | -73,4% (harga per 2026-10-02) |
| 22 April 2009 | NLY | A | 150.000 | · | · | 150.000 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 17 Feb. 2009 | NLY | M | 9.562 | · | · | 9.562 Langsung | -50,00% | Dilepas | (harga per 2026-10-02) |
| 17 Feb. 2009 | NLY | P | 1.350 | $20,70 | $27.945 | 4.400 Tidak Langsung | +44,26% | Diakuisisi | -77,7% (harga per 2026-10-02) |
| 17 Feb. 2009 | NLY | M | 9.562 | $11,72 | $112.067 | 60.691 Langsung | +18,70% | Diakuisisi | -60,5% (harga per 2026-10-02) |
| 19 Sep. 2008 | NLY | A | 53.000 | · | · | 53.000 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 8 Mei 2008 | NLY | A | 53.000 | · | · | 53.000 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 6 Mei 2008 | NLY | M | 9.563 | · | · | 9.561 Langsung | -50,01% | Dilepas | (harga per 2026-10-02) |
| 6 Mei 2008 | NLY | P | 700 | $23,13 | $16.191 | 3.050 Tidak Langsung | +29,79% | Diakuisisi | -80,0% (harga per 2026-10-02) |
| 6 Mei 2008 | NLY | M | 9.563 | $11,72 | $112.078 | 60.692 Langsung | +18,70% | Diakuisisi | -60,5% (harga per 2026-10-02) |
| 14 Feb. 2008 | NLY | M | 9.563 | · | · | 19.124 Langsung | -33,34% | Dilepas | (harga per 2026-10-02) |
| 14 Feb. 2008 | NLY | M | 1.749 | · | · | 18.251 Langsung | -8,74% | Dilepas | (harga per 2026-10-02) |
| 14 Feb. 2008 | NLY | M | 9.563 | $11,72 | $112.078 | 9.563 Langsung | · | Diakuisisi | -60,5% (harga per 2026-10-02) |
| 14 Feb. 2008 | NLY | M | 1.749 | $17,39 | $30.415 | 1.749 Langsung | · | Diakuisisi | -73,4% (harga per 2026-10-02) |
| 7 Agu 2007 | NLY | P | 200 | $24,20 | $4.840 | 200 Tidak Langsung | · | Diakuisisi | -80,9% (harga per 2026-10-02) |
| 7 Agu 2007 | NLY | P | 400 | $24,25 | $9.700 | 400 Tidak Langsung | · | Diakuisisi | -80,9% (harga per 2026-10-02) |
| 7 Agu 2007 | NLY | P | 650 | $24,15 | $15.698 | 650 Tidak Langsung | · | Diakuisisi | -80,8% (harga per 2026-10-02) |
| 7 Juni 2007 | NLY | M | 4.563 | · | · | 28.687 Langsung | -13,72% | Dilepas | (harga per 2026-10-02) |
| 7 Juni 2007 | NLY | M | 4.563 | $11,72 | $53.478 | 39.816 Langsung | +12,94% | Diakuisisi | -60,5% (harga per 2026-10-02) |
| 17 Mei 2007 | NLY | A | 40.000 | · | · | 40.000 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 14 Feb. 2007 | NLY | M | 5.000 | · | · | 33.250 Langsung | -13,07% | Dilepas | (harga per 2026-10-02) |
| 14 Feb. 2007 | NLY | M | 5.000 | $11,72 | $58.600 | 5.000 Langsung | · | Diakuisisi | -60,5% (harga per 2026-10-02) |
| 22 Mei 2006 | NLY | P | 425 | $23,99 | $10.196 | 1.100 Tidak Langsung | +62,96% | Diakuisisi | -80,7% (harga per 2026-10-02) |
| 13 Feb. 2006 | NLY | A | 38.250 | · | · | 38.250 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 13 Jan. 2006 | NLY | P | 175 | $24,95 | $4.366 | 675 Tidak Langsung | +35,00% | Diakuisisi | -81,5% (harga per 2026-10-02) |
| 13 Jan. 2006 | NLY | P | 500 | $12,46 | $6.230 | 2.833 Tidak Langsung | +21,43% | Diakuisisi | -62,9% (harga per 2026-10-02) |
| 1 Nov. 2005 | NLY | P | 500 | $22,75 | $11.375 | 500 Tidak Langsung | · | Diakuisisi | -79,7% (harga per 2026-10-02) |
| 2 Agu 2005 | NLY | P | 500 | $15,59 | $7.795 | 500 Tidak Langsung | · | Diakuisisi | -70,3% (harga per 2026-10-02) |
| 7 Juli 2005 | NLY | A | 30.000 | $17,07 | $512.100 | 30.000 Langsung | · | Diakuisisi | -72,9% (harga per 2026-10-02) |
| 23 Juni 2005 | NLY | P | 100 | $18,12 | $1.812 | 100 Tidak Langsung | · | Diakuisisi | -74,5% (harga per 2026-10-02) |
| 23 Juni 2005 | NLY | P | 900 | $18,13 | $16.317 | 900 Tidak Langsung | · | Diakuisisi | -74,5% (harga per 2026-10-02) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II) Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 13 Des. 2011 | NLY | Option to purchase Common Stock [F1] | Common Stock | $13,25 | 22 April 2019 | 15.000 | Dilepas |
| 28 Maret 2011 | NLY | Option to purchase Common Stock [F1] | Common Stock | $13,25 | 22 April 2019 | 30.000 | Dilepas |
| 4 Agu 2010 | NLY | Option to purchase Common Stock [F1] | Common Stock | $15,70 | 17 Mei 2017 | 20.000 | Dilepas |
| 29 Maret 2010 | NLY | Option to purchase Common Stock [F1] | Common Stock | $11,72 | 13 Feb. 2016 | 9.562 | Dilepas |
| 7 Des. 2009 | NLY | Option to purchase Common Stock [F1] | Common Stock | $15,70 | 17 Mei 2017 | 10.000 | Dilepas |
| 7 Des. 2009 | NLY | Option to purchase Common Stock [F1] | Common Stock | $17,07 | 7 Juli 2015 | 6.623 | Dilepas |
| 7 Des. 2009 | NLY | Option to purchase Common Stock [F1] | Common Stock | $17,39 | 19 April 2014 | 5.000 | Dilepas |
| 22 April 2009 | NLY | Option to purchase Common Stock [F2] | Common Stock | $13,25 | 22 April 2019 | 150.000 | Diakuisisi |
| 17 Feb. 2009 | NLY | Option to purchase Common Stock [F1] | Common Stock | $11,72 | 13 Feb. 2016 | 9.562 | Dilepas |
| 19 Sep. 2008 | NLY | Option to Purchase Common Stock [F2] | Common Stock | $15,61 | 19 Sep. 2018 | 53.000 | Diakuisisi |
| 8 Mei 2008 | NLY | Option to purchase Common Stock [F2] | Common Stock | $16,46 | 8 Mei 2018 | 53.000 | Diakuisisi |
| 6 Mei 2008 | NLY | Option to purchase common stock [F1] | Common Stock | $11,72 | 13 Feb. 2016 | 9.563 | Dilepas |
| 14 Feb. 2008 | NLY | Option to purchase Common Stock [F1] | Common Stock | $11,72 | 13 Feb. 2016 | 9.563 | Dilepas |
| 14 Feb. 2008 | NLY | Option to purchase Common Stock [F1] | Common Stock | $17,39 | 19 April 2014 | 1.749 | Dilepas |
| 7 Juni 2007 | NLY | Option to purchase Common Stock [F1] | Common Stock | $11,72 | 13 Feb. 2016 | 4.563 | Dilepas |
| 17 Mei 2007 | NLY | Option to purchase Common Stock [F2] | Common Stock | $15,70 | 17 Mei 2017 | 40.000 | Diakuisisi |
| 14 Feb. 2007 | NLY | Option to purchase Common Stock [F1] | Common Stock | $11,72 | 13 Feb. 2016 | 5.000 | Dilepas |
| 13 Feb. 2006 | NLY | Option to purchase Common Stock | Common Stock | $11,72 | 13 Feb. 2016 | 38.250 | Diakuisisi |
| 7 Juli 2005 | NLY | Option to purchase Common Stock | Common Stock | $17,07 | 7 Juli 2015 | 30.000 | Diakuisisi |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 6 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 25 Mei 2005 | FMY | Common Shares | 0 | Langsung |
| 10 Maret 2005 | NLY | Common Stock | 30.222 | Langsung |
| 10 Maret 2005 | NLY | Common Stock | 813 | Tidak Langsung |
| 10 Maret 2005 | NLY | Common Stock | 707 | Tidak Langsung |
| 10 Maret 2005 | NLY | Employee Stock Option (right to buy) | 15.000 | Langsung |
| 10 Maret 2005 | NLY | Employee Stock Option (right to buy) | 20.000 | Langsung |