Shaughnessy James P O
Pengajuan SEC Pertama: 25 Nov. 2003 · Terbaru: 25 Nov. 2003
Orang Dalam di
Transaksi orang dalam
Perubahan harga vs penutupan mingguan terakhir (diperbarui ke kuotasi saat ini di browser Anda bila tersedia), disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 26 Agu 2004 | ROK | M | 10.000 | $13,40 | $134.000 | 20.904 Langsung | +91,71% | Diakuisisi | 3079,9% (harga per ) |
| 26 Agu 2004 | ROK | S | 10.000 | · | · | 10.904 Langsung | -47,84% | Dilepas | |
| 26 Agu 2004 | ROK | M | 10.000 | · | · | 17.500 Langsung | -36,36% | Dilepas | |
| 30 Juli 2004 | ROK | M | 2.000 | $15,53 | $31.060 | 8.300 Langsung | +31,75% | Diakuisisi | 2643,8% (harga per ) |
| 30 Juli 2004 | ROK | M | 2.604 | $10,59 | $27.576 | 10.904 Langsung | +31,37% | Diakuisisi | 3923,7% (harga per ) |
| 30 Juli 2004 | ROK | M | 17.700 | $11,60 | $205.320 | 28.604 Langsung | +162,33% | Diakuisisi | 3573,4% (harga per ) |
| 30 Juli 2004 | ROK | S | 17.700 | $37,50 | $663.750 | 10.904 Langsung | -61,88% | Dilepas | 1036,3% (harga per ) |
| 30 Juli 2004 | ROK | M | 2.000 | · | · | 8.000 Langsung | -20,00% | Dilepas | |
| 30 Juli 2004 | ROK | M | 2.604 | · | · | 9.611 Langsung | -21,32% | Dilepas | |
| 30 Juli 2004 | ROK | M | 17.700 | · | · | 0 Langsung | -100,00% | Dilepas | |
| 24 Nov. 2003 | ROK | S | 900 | $31,91 | $28.719 | 6.400 Langsung | -12,33% | Dilepas | 1235,3% (harga per ) |
| 24 Nov. 2003 | ROK | S | 100 | $31,95 | $3.195 | 6.300 Langsung | -1,56% | Dilepas | 1233,7% (harga per ) |
| 13 Nov. 2003 | ROK | M | 3.300 | $11,60 | $38.280 | 7.300 Langsung | +82,50% | Diakuisisi | 3573,4% (harga per ) |
| 13 Nov. 2003 | ROK | M | 3.300 | · | · | 17.700 Langsung | -15,71% | Dilepas |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II) Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 26 Agu 2004 | ROK | Employee stock option (right to buy) | Common Stock | $13,40 | 1 Okt. 2011 | 10.000 | Dilepas |
| 30 Juli 2004 | ROK | Employee stock option (right to buy) | Common Stock | $15,53 | 3 Des. 2007 | 2.000 | Dilepas |
| 30 Juli 2004 | ROK | Employee stock option (right to buy) | Common Stock | $10,59 | 5 Okt. 2008 | 2.604 | Dilepas |
| 30 Juli 2004 | ROK | Employee stock option (right to buy) | Common Stock | $11,60 | 2 Okt. 2010 | 17.700 | Dilepas |
| 13 Nov. 2003 | ROK | Employee stock option (right to buy) | Common Stock | $11,60 | 2 Okt. 2010 | 3.300 | Dilepas |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan yang dilaporkan pada Formulir 4 35 kepemilikan yang dilaporkan
Posisi yang dicantumkan di setiap Formulir 4 tanpa transaksi dalam pengajuan tersebut (kepemilikan Tabel I dan II), pengajuan terbaru lebih dulu.
| Tanggal | Ticker | Sekuritas | Saham | Harga Pelaksanaan | Kedaluwarsa | Kepemilikan |
|---|---|---|---|---|---|---|
| 27 Agu 2004 | ROK | Common Stock | 1.752 | · | · | Tidak Langsung |
| 27 Agu 2004 | ROK | Employee stock option (right to buy) | 13.690 | $17,39 | 9 Des. 2006 | Langsung |
| 27 Agu 2004 | ROK | Employee stock option (right to buy) | 11.409 | $16,28 | 2 Juli 2007 | Langsung |
| 27 Agu 2004 | ROK | Employee stock option (right to buy) | 8.000 | $15,53 | 3 Des. 2007 | Langsung |
| 27 Agu 2004 | ROK | Employee stock option (right to buy) | 9.611 | $10,59 | 5 Okt. 2008 | Langsung |
| 27 Agu 2004 | ROK | Employee stock option (right to buy) | 18.750 | $20,35 | 4 Okt. 2009 | Langsung |
| 27 Agu 2004 | ROK | Employee stock option (right to buy) | 27.500 | $15,50 | 7 Okt. 2012 | Langsung |
| 27 Agu 2004 | ROK | Employee stock option (right to buy) | 27.500 | $27,75 | 6 Okt. 2013 | Langsung |
| 27 Agu 2004 | ROK | Common Stock Share Equivalents | 1.133 | · | · | Tidak Langsung |
| 2 Agu 2004 | ROK | Common Stock | 1.752 | · | · | Tidak Langsung |
| 2 Agu 2004 | ROK | Employee stock option (right to buy) | 13.690 | $17,39 | 9 Des. 2006 | Langsung |
| 2 Agu 2004 | ROK | Employee stock option (right to buy) | 11.409 | $16,28 | 2 Juli 2007 | Langsung |
| 2 Agu 2004 | ROK | Employee stock option (right to buy) | 18.750 | $20,35 | 4 Okt. 2009 | Langsung |
| 2 Agu 2004 | ROK | Employee stock option (right to buy) | 27.500 | $13,40 | 1 Okt. 2011 | Langsung |
| 2 Agu 2004 | ROK | Employee stock option (right to buy) | 27.500 | $15,50 | 7 Okt. 2012 | Langsung |
| 2 Agu 2004 | ROK | Employee stock option (right to buy) | 27.500 | $27,75 | 6 Okt. 2013 | Langsung |
| 2 Agu 2004 | ROK | Common Stock Share Equivalents | 1.133 | · | · | Tidak Langsung |
| 25 Nov. 2003 | ROK | Common Stock | 1.565 | · | · | Tidak Langsung |
| 25 Nov. 2003 | ROK | Employee stock option (right to buy) | 13.690 | $17,39 | 9 Des. 2006 | Langsung |
| 25 Nov. 2003 | ROK | Employee stock option (right to buy) | 11.409 | $16,28 | 2 Juli 2007 | Langsung |
| 25 Nov. 2003 | ROK | Employee st ock option (right to buy) | 10.000 | $15,53 | 3 Des. 2007 | Langsung |
| 25 Nov. 2003 | ROK | Employee stock option (right to buy) | 12.215 | $10,59 | 5 Okt. 2008 | Langsung |
| 25 Nov. 2003 | ROK | Employee stock option (right to buy) | 18.750 | $20,35 | 4 Okt. 2009 | Langsung |
| 25 Nov. 2003 | ROK | Employee stock option (right to buy) | 17.700 | $11,60 | 2 Okt. 2010 | Langsung |
| 13 Nov. 2003 | ROK | Common Stock | 1.565 | · | · | Tidak Langsung |
| 13 Nov. 2003 | ROK | Employee stock option (right to buy) | 13.690 | $17,39 | 9 Des. 2006 | Langsung |
| 13 Nov. 2003 | ROK | Employee stock option (right to buy) | 11.409 | $16,28 | 2 Juli 2007 | Langsung |
| 13 Nov. 2003 | ROK | Employee stock option (right to buy) | 10.000 | $15,53 | 3 Des. 2007 | Langsung |
| 13 Nov. 2003 | ROK | Employee stock option (right to buy) | 12.215 | · | 5 Okt. 2008 | Langsung |
| 13 Nov. 2003 | ROK | Employee stock option (right to buy) | 18.750 | $20,35 | 4 Okt. 2009 | Langsung |
| 7 Okt. 2003 | ROK | Common Stock | 4.000 | · | · | Langsung |
| 7 Okt. 2003 | ROK | Common Stock | 1.569 | · | · | Tidak Langsung |
| 7 Okt. 2003 | ROK | Employee stock option (right to buy) | 13.690 | $17,39 | 9 Des. 2006 | Langsung |
| 7 Okt. 2003 | ROK | Employee stock option (right to buy) | 11.409 | $16,28 | 2 Juli 2007 | Langsung |
| 7 Okt. 2003 | ROK | Employee stock option (right to buy) | 10.000 | $15,53 | 3 Des. 2007 | Langsung |