Stephen N Potter
CIK 1378549 · Lihat di SEC EDGAR ↗
Orang Dalam
Pengajuan SEC Pertama: 17 Des. 2018 · Terbaru: 17 Des. 2018
Di halaman ini
- Orang Dalam di Perusahaan di mana orang ini adalah orang dalam yang melaporkan.
- Transaksi orang dalam Setiap saham yang dibeli atau dijual orang ini, dari pengajuan Formulir 4.
- Derivatif Opsi dan kepemilikan derivatif lainnya yang dilaporkan oleh orang ini.
- Kepemilikan Awal Kepemilikan yang dimiliki orang ini saat pertama kali mulai melaporkan.
- Kompensasi Gaji eksekutif yang diungkapkan dalam pernyataan proksi perusahaan.
Orang Dalam di
Transaksi orang dalam
0 beli (P)
0 jual (S)
Bersih:
$0
+ 69 transaksi non-pasar di bawah
12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
69 pengajuan lain disembunyikan
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 5 Jan. 2024 | NCDL | P | 4.351 | $18,05 | $78.536 | 26.824 Tidak Langsung | +19,36% | Diakuisisi | -30,6% (harga per 2026-08-19) |
| 3 Nov. 2023 | NCDL | P | 3.033 | $18,19 | $55.170 | 22.473 Tidak Langsung | +15,60% | Diakuisisi | -31,2% (harga per 2026-08-19) |
| 21 Jan. 2022 | NCDL | P | 321 | $19,46 | $6.247 | 19.440 Tidak Langsung | +1,68% | Diakuisisi | -35,7% (harga per 2026-08-19) |
| 9 Des. 2021 | NCDL | P | 1.091 | $19,58 | $21.362 | 19.119 Tidak Langsung | +6,05% | Diakuisisi | -36,1% (harga per 2026-08-19) |
| 1 Nov. 2021 | NCDL | P | 763 | $19,40 | $14.802 | 18.028 Tidak Langsung | +4,42% | Diakuisisi | -35,5% (harga per 2026-08-19) |
| 24 Agu 2021 | NCDL | P | 1.530 | $19,28 | $29.498 | 17.265 Tidak Langsung | +9,72% | Diakuisisi | -35,1% (harga per 2026-08-19) |
| 6 Nov. 2020 | NCDL | P | 15.735 | $18,71 | $294.402 | 15.735 Tidak Langsung | — | Diakuisisi | -33,1% (harga per 2026-08-19) |
| 13 Des. 2018 | NTRSO | S | 141 | $86,90 | $12.253 | 8.181 Tidak Langsung | -1,69% | Dilepas | -78,8% (harga per 2026-08-19) |
| 31 Jan. 2018 | NTRSO | S | 3.551 | $105,55 | $374.808 | 0 Tidak Langsung | -100,00% | Dilepas | -82,6% (harga per 2026-08-19) |
| 31 Jan. 2018 | NTRSO | S | 3.552 | $105,55 | $374.914 | 0 Tidak Langsung | -100,00% | Dilepas | -82,6% (harga per 2026-08-19) |
| 26 Jan. 2018 | NTRSO | S | 10.000 | $106,14 | $1.061.400 | 28.674 Tidak Langsung | -25,86% | Dilepas | -82,7% (harga per 2026-08-19) |
| 5 Juli 2017 | NTRSO | S 10b5-1 | 11.574 | $99,07 | $1.146.636 | 42.913 Langsung | -21,24% | Dilepas | -81,4% (harga per 2026-08-19) |
| 3 Juli 2017 | NTRSO | S 10b5-1 | 16.895 | $99,09 | $1.674.126 | 42.913 Langsung | -28,25% | Dilepas | -81,5% (harga per 2026-08-19) |
| 19 Juni 2017 | NTRSO | S 10b5-1 | 48.110 | $95,20 | $4.580.072 | 42.913 Langsung | -52,85% | Dilepas | -80,7% (harga per 2026-08-19) |
| 14 Nov. 2016 | NTRSO | S 10b5-1 | 35.975 | $81,54 | $2.933.402 | 46.018 Langsung | -43,88% | Dilepas | -77,5% (harga per 2026-08-19) |
| 14 Nov. 2016 | NTRSO | S 10b5-1 | 29.104 | $80,64 | $2.346.947 | 81.993 Langsung | -26,20% | Dilepas | -77,2% (harga per 2026-08-19) |
| 11 Nov. 2016 | NTRSO | S 10b5-1 | 6.160 | $80,00 | $492.800 | 46.018 Langsung | -11,81% | Dilepas | -77,0% (harga per 2026-08-19) |
| 9 Nov. 2016 | NTRSO | S 10b5-1 | 53.749 | $76,30 | $4.101.049 | 46.018 Langsung | -53,87% | Dilepas | -75,9% (harga per 2026-08-19) |
| 9 Nov. 2016 | NTRSO | S 10b5-1 | 72.321 | $75,26 | $5.442.878 | 99.767 Langsung | -42,03% | Dilepas | -75,6% (harga per 2026-08-19) |
| 22 Juni 2015 | NTRSO | S 10b5-1 | 26.042 | $78,00 | $2.031.276 | 41.106 Langsung | -38,78% | Dilepas | -76,4% (harga per 2026-08-19) |
| 31 Juli 2014 | NTRSO | S 10b5-1 | 58.836 | $67,16 | $3.951.426 | 22.858 Tidak Langsung | -72,02% | Dilepas | -72,6% (harga per 2026-08-19) |
| 30 Juli 2014 | NTRSO | S 10b5-1 | 8.000 | $68,00 | $544.000 | 22.858 Tidak Langsung | -25,93% | Dilepas | -73,0% (harga per 2026-08-19) |
| 22 Juli 2014 | NTRSO | S 10b5-1 | 6.000 | $66,00 | $396.000 | 30.858 Tidak Langsung | -16,28% | Dilepas | -72,2% (harga per 2026-08-19) |
| 17 Juni 2014 | NTRSO | S 10b5-1 | 4.000 | $64,50 | $258.000 | 36.858 Tidak Langsung | -9,79% | Dilepas | -71,5% (harga per 2026-08-19) |
| 17 Juni 2014 | NTRSO | S 10b5-1 | 2.000 | $63,00 | $126.000 | 40.858 Tidak Langsung | -4,67% | Dilepas | -70,8% (harga per 2026-08-19) |
| 8 Jan. 2014 | NTRSO | S 10b5-1 | 23.030 | $62,00 | $1.427.860 | 32.911 Tidak Langsung | -41,17% | Dilepas | -70,4% (harga per 2026-08-19) |
| 22 Juli 2013 | NTRSO | S | 1.769 | $59,48 | $105.220 | 32.911 Tidak Langsung | -5,10% | Dilepas | -69,1% (harga per 2026-08-19) |
| 16 Juli 2013 | NTRSO | S 10b5-1 | 1.150 | $62,00 | $71.300 | 32.911 Tidak Langsung | -3,38% | Dilepas | -70,4% (harga per 2026-08-19) |
| 15 Mei 2013 | NTRSO | S 10b5-1 | 30.000 | $57,02 | $1.710.600 | 32.911 Tidak Langsung | -47,69% | Dilepas | -67,8% (harga per 2026-08-19) |
| 18 April 2013 | NTRSO | S | 6.634 | $52,54 | $348.550 | 32.911 Tidak Langsung | -16,78% | Dilepas | -65,0% (harga per 2026-08-19) |
| 11 April 2013 | NTRSO | S 10b5-1 | 23.231 | $56,00 | $1.300.936 | 39.545 Tidak Langsung | -37,01% | Dilepas | -67,2% (harga per 2026-08-19) |
Menampilkan 100 dari 185 transaksi terakhir
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 5 Juli 2017 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (11.574) | $52,69 | 11 Feb. 2023 | 11.574 | Dilepas |
| 3 Juli 2017 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (16.895) | $52,69 | 11 Feb. 2023 | 16.895 | Dilepas |
| 19 Juni 2017 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (48.110) | $43,65 | 13 Feb. 2022 | 48.110 | Dilepas |
| 21 Feb. 2017 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (26.132) | $88,06 | 21 Feb. 2027 | 26.132 | Diakuisisi |
| 14 Nov. 2016 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (65.079) | $52,64 | 14 Feb. 2021 | 65.079 | Dilepas |
| 11 Nov. 2016 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (6.160) | $52,64 | 14 Feb. 2021 | 6.160 | Dilepas |
| 9 Nov. 2016 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (90.270) | $57,54 | 21 Juli 2019 | 90.270 | Dilepas |
| 9 Nov. 2016 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (35.800) | $71,23 | 19 Feb. 2018 | 35.800 | Dilepas |
| 16 Feb. 2016 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (34.489) | $58,25 | 16 Feb. 2026 | 34.489 | Diakuisisi |
| 22 Juni 2015 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (26.042) | $63,36 | 20 Feb. 2017 | 26.042 | Dilepas |
| 17 Feb. 2015 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (23.739) | $70,21 | 17 Feb. 2025 | 23.739 | Diakuisisi |
| 31 Juli 2014 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (58.836) | $50,99 | 15 Feb. 2020 | 58.836 | Dilepas |
| 10 Feb. 2014 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (24.651) | $60,85 | 10 Feb. 2024 | 24.651 | Diakuisisi |
| 8 Jan. 2014 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (23.030) | $52,10 | 21 Feb. 2016 | 23.030 | Dilepas |
| 22 Juli 2013 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (1.769) | $49,12 | 17 Feb. 2014 | 1.769 | Dilepas |
| 16 Juli 2013 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (1.150) | $52,10 | 21 Feb. 2016 | 1.150 | Dilepas |
| 15 Mei 2013 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (30.000) | $44,46 | 15 Feb. 2015 | 30.000 | Dilepas |
| 11 April 2013 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (23.231) | $49,12 | 17 Feb. 2014 | 23.231 | Dilepas |
| 11 Feb. 2013 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (28.469) | $52,69 | 11 Feb. 2023 | 28.469 | Diakuisisi |
| 19 April 2012 | NTRSO | Employee Stock Option (right to buy) | Common Stock (3.680) | $32,62 | 18 Feb. 2013 | 3.680 | Dilepas |
| 19 April 2012 | NTRSO | Employee Stock Option (right to buy) | Common Stock (21.934) | $32,62 | 18 Feb. 2013 | 21.934 | Dilepas |
| 13 Feb. 2012 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (48.110) | $43,65 | 13 Feb. 2022 | 48.110 | Diakuisisi |
| 14 Feb. 2011 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (71.239) | $52,64 | 14 Feb. 2021 | 71.239 | Diakuisisi |
| 22 April 2010 | NTRSO | Employee Stock Option (right to buy) | Common Stock (3.066) | $32,62 | 18 Feb. 2013 | 3.066 | Dilepas |
| 15 Feb. 2010 | NTRSO | Employee Stock Option (right to buy) | Common Stock (58.836) | $50,99 | 15 Feb. 2020 | 58.836 | Diakuisisi |
| 21 Juli 2009 | NTRSO | Employee Stock Option (right to buy) | Common Stock (90.270) | $57,54 | 21 Juli 2019 | 90.270 | Diakuisisi |
| 6 Maret 2009 | NTRSO | Employee Stock Option (right to buy) [F3] | Common Stock (90.270) | $55,39 | 16 Feb. 2019 | 90.270 | Dilepas |
| 16 Feb. 2009 | NTRSO | Employee Stock Option (right to buy) | Common Stock (90.270) | $55,39 | 16 Feb. 2019 | 90.270 | Diakuisisi |
| 18 Juli 2008 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (19.572) | $45,16 | 13 Mei 2009 | 19.572 | Dilepas |
| 17 April 2008 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (4.428) | $41,16 | 13 Mei 2009 | 4.428 | Dilepas |
| 19 Feb. 2008 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (35.800) | $71,23 | 19 Feb. 2018 | 35.800 | Diakuisisi |
| 18 Jan. 2008 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (2.890) | $34,59 | 15 Sep. 2008 | 2.890 | Dilepas |
| 23 April 2007 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (13.110) | $34,59 | 15 Sep. 2008 | 13.110 | Dilepas |
| 23 April 2007 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (13.110) | $34,59 | 15 Sep. 2008 | 13.110 | Dilepas |
| 20 Feb. 2007 | NTRSO | Employee Stock Option (right-to-buy) | Common Stock (26.042) | $63,36 | 20 Feb. 2017 | 26.042 | Diakuisisi |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 16 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 19 Okt. 2006 | NTRSO | Common Stock | 26.952 | Langsung |
| 19 Okt. 2006 | NTRSO | Common Stock | 880 | Tidak Langsung |
| 19 Okt. 2006 | NTRSO | Common Stock | 880 | Tidak Langsung |
| 19 Okt. 2006 | NTRSO | Common Stock | 8.265 | Tidak Langsung |
| 19 Okt. 2006 | NTRSO | Common Stock [F9] | 24.188 | Langsung |
| 19 Okt. 2006 | NTRSO | Employee Stock Option (right-to-buy)→ Common Stock (16.000) | 16.000 | Langsung |
| 19 Okt. 2006 | NTRSO | Employee Stock Option (right-to-buy)→ Common Stock (24.000) | 24.000 | Langsung |
| 19 Okt. 2006 | NTRSO | Employee Stock Option (right-to-buy)→ Common Stock (25.000) | 25.000 | Langsung |
| 19 Okt. 2006 | NTRSO | Employee Stock Option (right-to-buy)→ Common Stock (20.000) | 20.000 | Langsung |
| 19 Okt. 2006 | NTRSO | Employee Stock Option (right-to-buy)→ Common Stock (1.295) | 1.295 | Langsung |
| 19 Okt. 2006 | NTRSO | Employee Stock Option (right-to-buy)→ Common Stock (20.000) | 20.000 | Langsung |
| 19 Okt. 2006 | NTRSO | Employee Stock Option (right-to-buy)→ Common Stock (3.680) | 3.680 | Langsung |
| 19 Okt. 2006 | NTRSO | Employee Stock Option (right-to-buy)→ Common Stock (25.000) | 25.000 | Langsung |
| 19 Okt. 2006 | NTRSO | Employee Stock Option (right-to-buy)→ Common Stock (25.000) | 25.000 | Langsung |
| 19 Okt. 2006 | NTRSO | Employee Stock Option (right-to-buy)→ Common Stock (30.000) | 30.000 | Langsung |
| 19 Okt. 2006 | NTRSO | Employee Stock Option (right-to-buy)→ Common Stock (24.180) | 24.180 | Langsung |
Kompensasi (DEF 14A)
Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.
NTRSO
President—Northern Trust Global Investments| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2011 | $587.500 | — | $1.250.042 | $1.119.358 | $650.000 | $1.390.523 | $26.821 | $5.024.244 |
| 2010 | $537.500 | — | $1.000.016 | $850.769 | $675.000 | $1.017.805 | $22.008 | $4.103.098 |
| 2009 | $500.000 | — | $865.689 | $1.656.319 | $675.000 | $341.576 | $28.102 | $4.066.686 |
Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.