Thomas R Baruch
Pengajuan SEC Pertama: 30 Maret 2018 · Terbaru: 30 Maret 2018
Orang Dalam di
Transaksi orang dalam
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 12 Juni 2020 | CDXS | S 10b5-1 | 4.947 | $10,61 | $52.488 | 33.093 Langsung | -13,00% | Dilepas | -87,2% (harga per 2026-10-02) |
| 2 April 2020 | CDXS | S 10b5-1 | 7.500 | $10,52 | $78.900 | 38.040 Langsung | -16,47% | Dilepas | -87,1% (harga per 2026-10-02) |
| 1 April 2020 | CDXS | S 10b5-1 | 7.500 | $10,88 | $81.600 | 45.540 Langsung | -14,14% | Dilepas | -87,5% (harga per 2026-10-02) |
| 16 Jan. 2020 | CDXS | S 10b5-1 | 10.000 | $18,61 | $186.100 | 53.040 Langsung | -15,86% | Dilepas | -92,7% (harga per 2026-10-02) |
| 15 Jan. 2020 | CDXS | S 10b5-1 | 10.000 | $18,68 | $186.800 | 63.040 Langsung | -13,69% | Dilepas | -92,7% (harga per 2026-10-02) |
| 11 Des. 2019 | CDXS | S 10b5-1 | 17.500 | $15,59 | $272.825 | 73.040 Langsung | -19,33% | Dilepas | -91,3% (harga per 2026-10-02) |
| 10 Des. 2019 | CDXS | S 10b5-1 | 17.500 | $15,61 | $273.175 | 90.540 Langsung | -16,20% | Dilepas | -91,3% (harga per 2026-10-02) |
| 11 Juni 2019 | CDXS | A | 4.947 | · | · | 108.040 Langsung | +4,80% | Diakuisisi | (harga per 2026-10-02) |
| 28 Des. 2018 | CDXS | S 10b5-1 | 12.500 | $15,98 | $199.750 | 103.093 Langsung | -10,81% | Dilepas | -91,5% (harga per 2026-10-02) |
| 27 Des. 2018 | CDXS | S 10b5-1 | 12.500 | $16,09 | $201.125 | 115.593 Langsung | -9,76% | Dilepas | -91,5% (harga per 2026-10-02) |
| 27 Sep. 2018 | CDXS | S 10b5-1 | 8.600 | $17,78 | $152.908 | 131.993 Langsung | -6,12% | Dilepas | -92,4% (harga per 2026-10-02) |
| 27 Sep. 2018 | CDXS | S 10b5-1 | 3.900 | $18,72 | $73.008 | 128.093 Langsung | -2,95% | Dilepas | -92,7% (harga per 2026-10-02) |
| 26 Sep. 2018 | CDXS | S 10b5-1 | 12.500 | $19,00 | $237.500 | 140.593 Langsung | -8,16% | Dilepas | -92,8% (harga per 2026-10-02) |
| 26 Juni 2018 | CDXS | S 10b5-1 | 12.500 | $14,38 | $179.750 | 153.093 Langsung | -7,55% | Dilepas | -90,5% (harga per 2026-10-02) |
| 25 Juni 2018 | CDXS | S 10b5-1 | 12.500 | $15,48 | $193.500 | 165.593 Langsung | -7,02% | Dilepas | -91,2% (harga per 2026-10-02) |
| 11 Juni 2018 | CDXS | A | 5.923 | · | · | 178.093 Langsung | +3,44% | Diakuisisi | (harga per 2026-10-02) |
| 29 Maret 2018 | CDXS | S 10b5-1 | 12.500 | $11,06 | $138.250 | 172.170 Langsung | -6,77% | Dilepas | -87,7% (harga per 2026-10-02) |
| 28 Maret 2018 | CDXS | S 10b5-1 | 12.500 | $11,05 | $138.125 | 184.670 Langsung | -6,34% | Dilepas | -87,7% (harga per 2026-10-02) |
| 14 Juni 2017 | CDXS | A | 17.894 | · | · | 197.170 Langsung | +9,98% | Diakuisisi | (harga per 2026-10-02) |
| 15 Juni 2016 | CDXS | A | 20.094 | · | · | 179.276 Langsung | +12,62% | Diakuisisi | (harga per 2026-10-02) |
| 10 Juni 2015 | CDXS | A | 20.731 | · | · | 159.182 Langsung | +14,97% | Diakuisisi | (harga per 2026-10-02) |
| 10 Nov. 2014 | CDXS | J | 181.067 | · | · | 0 Tidak Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 10 Nov. 2014 | CDXS | J | 2.740.158 | · | · | 0 Tidak Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 11 Juni 2014 | CDXS | A | 57.432 | · | · | 138.451 Langsung | +70,89% | Diakuisisi | (harga per 2026-10-02) |
| 2 Jan. 2014 | CDXS | A | 35.416 | · | · | 81.019 Langsung | +77,66% | Diakuisisi | (harga per 2026-10-02) |
| 24 Jan. 2013 | CDXS | A | 43.103 | · | · | 45.603 Langsung | +1724,12% | Diakuisisi | (harga per 2026-10-02) |
| 6 Juni 2012 | CDXS | A | 20.000 | · | · | 20.000 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 8 Juni 2011 | CDXS | A | 20.000 | · | · | 20.000 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 27 Agu 2010 | CDXS | P | 2.500 | $7,55 | $18.875 | 2.500 Langsung | · | Diakuisisi | -82,0% (harga per 2026-10-02) |
| 27 April 2010 | CDXS | J | 86.718 | · | · | 86.718 Tidak Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | J | 86.718 | · | · | 0 Tidak Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | J | 5.730 | · | · | 5.730 Tidak Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | J | 5.730 | · | · | 0 Tidak Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | C | 371.043 | · | · | 0 Tidak Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | C | 950.638 | · | · | 0 Tidak Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | C | 1.418.477 | · | · | 0 Tidak Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | C | 24.525 | · | · | 0 Tidak Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | C | 62.815 | · | · | 0 Tidak Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | C | 93.727 | · | · | 0 Tidak Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | C | 371.043 | · | · | 2.740.158 Tidak Langsung | +15,66% | Diakuisisi | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | C | 950.638 | · | · | 2.369.115 Tidak Langsung | +67,02% | Diakuisisi | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | C | 1.418.477 | · | · | 1.418.477 Tidak Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | C | 24.525 | · | · | 181.067 Tidak Langsung | +15,67% | Diakuisisi | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | C | 62.815 | · | · | 156.542 Tidak Langsung | +67,02% | Diakuisisi | (harga per 2026-10-02) |
| 27 April 2010 | CDXS | C | 93.727 | · | · | 93.727 Tidak Langsung | · | Diakuisisi | (harga per 2026-10-02) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II) Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 6 Juni 2012 | CDXS | Stock Option (Right to Buy) | Common Stock | $3,62 | 5 Juni 2022 | 20.000 | Diakuisisi |
| 8 Juni 2011 | CDXS | Stock Option (right to buy) | Common Stock | $10,51 | 7 Juni 2021 | 20.000 | Diakuisisi |
| 27 April 2010 | CDXS | Warrant to Purchase Common Stock | Common Stock | · | 25 Mei 2013 | 86.718 | Diakuisisi |
| 27 April 2010 | CDXS | Warrant to Purchase Series D Preferred Stock | Series D Preferred Stock | · | 25 Mei 2013 | 86.718 | Dilepas |
| 27 April 2010 | CDXS | Warrant to Purchase Common Stock | Common Stock | · | 25 Mei 2013 | 5.730 | Diakuisisi |
| 27 April 2010 | CDXS | Warrant to Purchase Series D Preferred Stock | Series D Preferred Stock | · | 25 Mei 2013 | 5.730 | Dilepas |
| 27 April 2010 | CDXS | Series E Preferred Stock | Common Stock | · | · | 371.043 | Dilepas |
| 27 April 2010 | CDXS | Series D Preferred Stock | Common Stock | · | · | 950.638 | Dilepas |
| 27 April 2010 | CDXS | Series B Preferred Stock | Common Stock | · | · | 1.418.477 | Dilepas |
| 27 April 2010 | CDXS | Series E Preferred Stock | Common Stock | · | · | 24.525 | Dilepas |
| 27 April 2010 | CDXS | Series D Preferred Stock | Common Stock | · | · | 62.815 | Dilepas |
| 27 April 2010 | CDXS | Series B Preferred Stock | Common Stock | · | · | 93.727 | Dilepas |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).