Thomas R Baruch
CIK 1005563 · Lihat di SEC EDGAR ↗
Orang Dalam
Pengajuan SEC Pertama: 30 Maret 2018 · Terbaru: 30 Maret 2018
Di halaman ini
Orang Dalam di
Transaksi orang dalam
0 beli (P)
0 jual (S)
Bersih:
$0
+ 26 transaksi non-pasar di bawah
12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
26 pengajuan lain disembunyikan
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 26 Juni 2018 | CDXS | S 10b5-1 | 12.500 | $14,38 | $179.750 | 153.093 Langsung | -7,55% | Dilepas | -89,1% (harga per 2026-08-19) |
| 25 Juni 2018 | CDXS | S 10b5-1 | 12.500 | $15,48 | $193.500 | 165.593 Langsung | -7,02% | Dilepas | -89,9% (harga per 2026-08-19) |
| 29 Maret 2018 | CDXS | S 10b5-1 | 12.500 | $11,06 | $138.250 | 172.170 Langsung | -6,77% | Dilepas | -85,8% (harga per 2026-08-19) |
| 28 Maret 2018 | CDXS | S 10b5-1 | 12.500 | $11,05 | $138.125 | 184.670 Langsung | -6,34% | Dilepas | -85,8% (harga per 2026-08-19) |
| 27 Agu 2010 | CDXS | P | 2.500 | $7,55 | $18.875 | 2.500 Langsung | — | Diakuisisi | -79,3% (harga per 2026-08-19) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 6 Juni 2012 | CDXS | Stock Option (Right to Buy) | Common Stock (20.000) | $3,62 | 5 Juni 2022 | 20.000 | Diakuisisi |
| 27 April 2010 | CDXS | Warrant to Purchase Common Stock | Common Stock | — | 25 Mei 2013 | 86.718 | Diakuisisi |
| 27 April 2010 | CDXS | Warrant to Purchase Series D Preferred Stock | Series D Preferred Stock | — | 25 Mei 2013 | 86.718 | Dilepas |
| 27 April 2010 | CDXS | Warrant to Purchase Common Stock | Common Stock | — | 25 Mei 2013 | 5.730 | Diakuisisi |
| 27 April 2010 | CDXS | Warrant to Purchase Series D Preferred Stock | Series D Preferred Stock | — | 25 Mei 2013 | 5.730 | Dilepas |
| 27 April 2010 | CDXS | Series E Preferred Stock | Common Stock | — | — | 371.043 | Dilepas |
| 27 April 2010 | CDXS | Series D Preferred Stock | Common Stock | — | — | 950.638 | Dilepas |
| 27 April 2010 | CDXS | Series B Preferred Stock | Common Stock | — | — | 1.418.477 | Dilepas |
| 27 April 2010 | CDXS | Series E Preferred Stock | Common Stock | — | — | 24.525 | Dilepas |
| 27 April 2010 | CDXS | Series D Preferred Stock | Common Stock | — | — | 62.815 | Dilepas |
| 27 April 2010 | CDXS | Series B Preferred Stock | Common Stock | — | — | 93.727 | Dilepas |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).