Thomas R Swain
Pengajuan SEC Pertama: 20 Maret 2007 · Terbaru: 20 Maret 2007
Orang Dalam di
Transaksi orang dalam
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 16 Maret 2007 | NOVTU | M | 45.500 | $9,38 | $426.790 | 50.000 Langsung | -47,64% | Dilepas | 571,9% (harga per 2026-10-06) |
| 16 Maret 2007 | NOVTU | M | 50.000 | $9,28 | $464.000 | 0 Langsung | -100,00% | Dilepas | 579,1% (harga per 2026-10-06) |
| 16 Maret 2007 | NOVTU | M | 45.500 | $8,93 | $406.315 | 50.000 Langsung | -47,64% | Dilepas | 605,7% (harga per 2026-10-06) |
| 16 Maret 2007 | NOVTU | M | 50.000 | $8,93 | $446.500 | 0 Langsung | -100,00% | Dilepas | 605,7% (harga per 2026-10-06) |
| 24 Juli 2006 | NOVTU | A | 30.000 | · | · | 37.021 Langsung | +427,29% | Diakuisisi | (harga per 2026-10-06) |
| 31 Jan. 2006 | NOVTU | S 10b5-1 | 2.400 | $13,00 | $31.200 | 7.021 Langsung | -25,48% | Dilepas | 384,8% (harga per 2026-10-06) |
| 30 Jan. 2006 | NOVTU | S 10b5-1 | 1.600 | $13,00 | $20.800 | 9.421 Langsung | -14,52% | Dilepas | 384,8% (harga per 2026-10-06) |
| 3 Jan. 2005 | NOVTU | S 10b5-1 | 1.318 | $11,40 | $15.025 | 11.021 Langsung | -10,68% | Dilepas | 452,8% (harga per 2026-10-06) |
| 3 Sep. 2004 | NOVTU | A | 80.000 | $10,09 | $807.200 | 175.500 Langsung | +83,77% | Diakuisisi | 524,6% (harga per 2026-10-06) |
| 7 Juli 2004 | NOVTU | M | 500 | $8,93 | $4.465 | 12.839 Langsung | +4,05% | Diakuisisi | 605,7% (harga per 2026-10-06) |
| 7 Juli 2004 | NOVTU | S 10b5-1 | 500 | $17,00 | $8.500 | 12.339 Langsung | -3,89% | Dilepas | 270,7% (harga per 2026-10-06) |
| 7 Juli 2004 | NOVTU | M | 500 | $8,93 | $4.465 | 95.500 Langsung | -0,52% | Dilepas | 605,7% (harga per 2026-10-06) |
| 7 Juli 2004 | NOVTU | M | 500 | $8,93 | $4.465 | 11.480 Langsung | +4,55% | Diakuisisi | 605,7% (harga per 2026-10-06) |
| 7 Juli 2004 | NOVTU | S 10b5-1 | 500 | $17,00 | $8.500 | 10.980 Langsung | -4,36% | Dilepas | 270,7% (harga per 2026-10-06) |
| 7 Juli 2004 | NOVTU | M | 500 | $8,93 | $4.465 | 95.500 Langsung | -0,52% | Dilepas | 605,7% (harga per 2026-10-06) |
| 1 Juli 2004 | NOVTU | S 10b5-1 | 987 | $16,84 | $16.621 | 10.980 Langsung | +9,88% | Diakuisisi | 274,2% (harga per 2026-10-06) |
| 30 Juni 2004 | NOVTU | M | 4.000 | $8,93 | $35.720 | 15.055 Langsung | +36,18% | Diakuisisi | 605,7% (harga per 2026-10-06) |
| 30 Juni 2004 | NOVTU | S 10b5-1 | 4.000 | $17,00 | $68.000 | 11.055 Langsung | -26,57% | Dilepas | 270,7% (harga per 2026-10-06) |
| 30 Juni 2004 | NOVTU | P | 912 | $9,52 | $8.682 | 11.967 Langsung | +8,25% | Diakuisisi | 562,0% (harga per 2026-10-06) |
| 30 Juni 2004 | NOVTU | M | 4.000 | $8,93 | $35.720 | 96.000 Langsung | -4,00% | Dilepas | 605,7% (harga per 2026-10-06) |
| 29 April 2003 | NOVTU | A | 15.000 | $4,31 | $64.650 | 15.000 Langsung | · | Diakuisisi | 1362,2% (harga per 2026-10-06) |
| 26 Feb. 2002 | NOVTU | A | 100.000 | $8,35 | $835.000 | 100.000 Langsung | · | Diakuisisi | 654,7% (harga per 2026-10-06) |
| 22 Sep. 2000 | NOVTU | A | 30.000 | $19,38 | $581.400 | 30.000 Langsung | · | Diakuisisi | 225,2% (harga per 2026-10-06) |
| 11 Maret 1998 | NOVTU | A | 7 | $14,66 | $103 | 2.694 Langsung | +0,26% | Diakuisisi | 329,9% (harga per 2026-10-06) |
| 19 Maret 1997 | NOVTU | A | 10.776 | $6,77 | $72.954 | 2.694 Langsung | · | Diakuisisi | 830,9% (harga per 2026-10-06) |
| 28 Agu 1996 | NOVTU | A | 13.470 | $11,14 | $150.056 | 13.470 Langsung | · | Diakuisisi | 465,7% (harga per 2026-10-06) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II) Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 16 Maret 2007 | NOVTU | Employee Stock Option (right to buy) | Common Stock | $8,93 | 17 April 2007 | 45.500 | Dilepas |
| 16 Maret 2007 | NOVTU | Employee Stock Option (right to buy) | Common Stock | $8,93 | 17 April 2007 | 50.000 | Dilepas |
| 3 Sep. 2004 | NOVTU | Employee Stock Option (right to buy) | Common Stock | $10,09 | 3 Sep. 2010 | 80.000 | Diakuisisi |
| 7 Juli 2004 | NOVTU | Employee Stock Option (right to buy) | Common Stock | $8,93 | 17 April 2007 | 500 | Dilepas |
| 7 Juli 2004 | NOVTU | Employee Stock Option (right to buy) | Common Stock | $8,93 | 17 April 2007 | 500 | Dilepas |
| 30 Juni 2004 | NOVTU | Employee Stock Option (right to buy) | Common Stock | $8,93 | 17 April 2007 | 4.000 | Dilepas |
| 29 April 2003 | NOVTU | Employee Stock Option (right to buy) | Common Stock | $4,31 | 29 April 2010 | 15.000 | Diakuisisi |
| 26 Feb. 2002 | NOVTU | Employee Stock Option (right to buy) | Common Stock | $8,35 | 26 Feb. 2008 | 100.000 | Diakuisisi |
| 22 Sep. 2000 | NOVTU | Employee Stock Option (right to buy) | Common Stock | $19,38 | 22 Sep. 2006 | 30.000 | Diakuisisi |
| 11 Maret 1998 | NOVTU | Employee Stock Option (right to buy) | Common Stock | $14,66 | 11 Maret 2008 | 7 | Diakuisisi |
| 19 Maret 1997 | NOVTU | Employee Stock Option (right to buy) | Common Stock | $6,77 | 19 Maret 2007 | 10.776 | Diakuisisi |
| 28 Agu 1996 | NOVTU | Employee Stock Option (right to buy) | Common Stock | $11,14 | 28 Agu 2006 | 13.470 | Diakuisisi |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kompensasi (DEF 14A)
Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.
| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2006 | $275.000 | · | · | · | $114.594 | · | $870.085.001.124 | $407.918 |
| 2004 | $249.041 | $216.409 | · | · | · | · | $8.500 | · |
Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.