William E Dwyer III
Pengajuan SEC Pertama: 29 Juni 2007 · Terbaru: 13 Feb. 2013
Orang Dalam di
Transaksi orang dalam
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 22 Feb. 2013 | LPLA | A | 116.733 | · | · | 116.733 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 7 Mei 2012 | LPLA | M | 20.000 | · | · | 30.000 Langsung | -40,00% | Dilepas | (harga per 2026-10-02) |
| 7 Mei 2012 | LPLA | M | 24.026 | · | · | 10.974 Langsung | -68,65% | Dilepas | (harga per 2026-10-02) |
| 7 Mei 2012 | LPLA | M | 603.220 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 7 Mei 2012 | LPLA | F | 303.411 | $34,39 | $10.434.304 | 772.977 Langsung | -28,19% | Dilepas | 820,2% (harga per 2026-10-02) |
| 7 Mei 2012 | LPLA | M | 20.000 | $22,08 | $441.600 | 1.076.388 Langsung | +1,89% | Diakuisisi | 1333,2% (harga per 2026-10-02) |
| 7 Mei 2012 | LPLA | M | 24.026 | $27,80 | $667.923 | 1.056.388 Langsung | +2,33% | Diakuisisi | 1038,3% (harga per 2026-10-02) |
| 7 Mei 2012 | LPLA | M | 603.220 | $1,49 | $898.798 | 1.032.362 Langsung | +140,56% | Diakuisisi | 21137,6% (harga per 2026-10-02) |
| 6 Maret 2012 | LPLA | M | 64.700 | · | · | 603.220 Langsung | -9,69% | Dilepas | (harga per 2026-10-02) |
| 6 Maret 2012 | LPLA | M | 64.700 | $1,49 | $96.403 | 429.142 Langsung | +17,75% | Diakuisisi | 21137,6% (harga per 2026-10-02) |
| 5 Maret 2012 | LPLA | M | 530 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 5 Maret 2012 | LPLA | M | 530 | $1,35 | $716 | 364.442 Langsung | +0,15% | Diakuisisi | 23340,0% (harga per 2026-10-02) |
| 2 Maret 2012 | LPLA | M | 35.098 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 2 Maret 2012 | LPLA | S | 35.098 | $34,16 | $1.198.948 | 363.912 Langsung | -8,80% | Dilepas | 826,3% (harga per 2026-10-02) |
| 2 Maret 2012 | LPLA | M | 35.098 | $1,35 | $47.382 | 399.010 Langsung | +9,64% | Diakuisisi | 23340,0% (harga per 2026-10-02) |
| 22 Feb. 2012 | LPLA | M | 95.149 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 22 Feb. 2012 | LPLA | F | 38.346 | $32,60 | $1.250.080 | 363.912 Langsung | -9,53% | Dilepas | 870,7% (harga per 2026-10-02) |
| 22 Feb. 2012 | LPLA | M | 95.149 | · | · | 402.258 Langsung | +30,98% | Diakuisisi | (harga per 2026-10-02) |
| 10 Feb. 2012 | LPLA | M | 28.650 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 10 Feb. 2012 | LPLA | M | 28.650 | $1,35 | $38.678 | 307.109 Langsung | +10,29% | Diakuisisi | 23340,0% (harga per 2026-10-02) |
| 9 Feb. 2012 | LPLA | M | 35.098 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 9 Feb. 2012 | LPLA | A | 104.040 | · | · | 104.040 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 9 Feb. 2012 | LPLA | S | 35.098 | $32,27 | $1.132.612 | 278.459 Langsung | -11,19% | Dilepas | 880,6% (harga per 2026-10-02) |
| 9 Feb. 2012 | LPLA | M | 35.098 | $1,35 | $47.382 | 313.557 Langsung | +12,60% | Diakuisisi | 23340,0% (harga per 2026-10-02) |
| 23 Mei 2011 | LPLA | M | 95.150 | · | · | 0 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 23 Mei 2011 | LPLA | M | 95.150 | $1,35 | $128.452 | 313.633 Langsung | +43,55% | Diakuisisi | 23340,0% (harga per 2026-10-02) |
| 19 Mei 2011 | LPLA | M | 20.155 | · | · | 0 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 19 Mei 2011 | LPLA | S | 20.155 | $34,93 | $704.014 | 218.483 Langsung | -8,45% | Dilepas | 805,9% (harga per 2026-10-02) |
| 19 Mei 2011 | LPLA | M | 20.155 | $1,35 | $27.209 | 238.638 Langsung | +9,22% | Diakuisisi | 23340,0% (harga per 2026-10-02) |
| 18 Mei 2011 | LPLA | M | 52.479 | · | · | 0 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 18 Mei 2011 | LPLA | S | 52.479 | $34,57 | $1.814.199 | 218.483 Langsung | -19,37% | Dilepas | 815,4% (harga per 2026-10-02) |
| 18 Mei 2011 | LPLA | M | 52.479 | $1,35 | $70.847 | 270.962 Langsung | +24,02% | Diakuisisi | 23340,0% (harga per 2026-10-02) |
| 22 Des. 2010 | LPLA | P | 64.000 | · | · | 64.000 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 20 Des. 2010 | LPLA | G | 60.000 | $33,71 | $2.022.600 | 243.683 Langsung | -19,76% | Dilepas | 838,7% (harga per 2026-10-02) |
| 17 Nov. 2010 | LPLA | M | 554.380 | · | · | 0 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 17 Nov. 2010 | LPLA | M | 13.360 | · | · | 0 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 17 Nov. 2010 | LPLA | S | 312.257 | $30,00 | $9.367.710 | 303.683 Langsung | -50,70% | Dilepas | 954,8% (harga per 2026-10-02) |
| 17 Nov. 2010 | LPLA | M | 554.380 | $1,88 | $1.042.234 | 615.940 Langsung | +900,55% | Diakuisisi | 16731,9% (harga per 2026-10-02) |
| 17 Nov. 2010 | LPLA | M | 13.360 | $2,07 | $27.655 | 61.560 Langsung | +27,72% | Diakuisisi | 15187,0% (harga per 2026-10-02) |
| 10 Des. 2009 | LPLA | M | 23.000 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 10 Des. 2009 | LPLA | M | 23.000 | $1,07 | $24.610 | 48.200 Langsung | +91,27% | Diakuisisi | 29473,8% (harga per 2026-10-02) |
| 14 Sep. 2009 | LPLA | P | 50.000 | · | · | 50.000 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 27 Feb. 2009 | LPLA | G | 9.885 | · | · | 207.916 Tidak Langsung | -4,54% | Dilepas | (harga per 2026-10-02) |
| 31 Des. 2008 | LPLA | J | 95.149 | · | · | 95.149 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
| 31 Des. 2008 | LPLA | J | 101.150 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-02) |
| 30 Des. 2008 | LPLA | M | 25.200 | · | · | 23.000 Langsung | -52,28% | Dilepas | (harga per 2026-10-02) |
| 30 Des. 2008 | LPLA | M | 25.200 | $1,07 | $26.964 | 25.200 Langsung | · | Diakuisisi | 29473,8% (harga per 2026-10-02) |
| 5 Feb. 2008 | LPLA | A | 35.000 | · | · | 35.000 Langsung | · | Diakuisisi | (harga per 2026-10-02) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II) Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 22 Feb. 2013 | LPLA | Option to Purchase Common Stock | Common Stock | $31,60 | 22 Feb. 2023 | 116.733 | Diakuisisi |
| 7 Mei 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $22,08 | 14 Sep. 2019 | 20.000 | Dilepas |
| 7 Mei 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $27,80 | 5 Feb. 2018 | 24.026 | Dilepas |
| 7 Mei 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $1,49 | 31 Mei 2014 | 603.220 | Dilepas |
| 6 Maret 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $1,49 | 31 Mei 2014 | 64.700 | Dilepas |
| 5 Maret 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $1,35 | 30 Nov. 2013 | 530 | Dilepas |
| 2 Maret 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $1,35 | 30 Nov. 2013 | 35.098 | Dilepas |
| 22 Feb. 2012 | LPLA | Restricted Stock Units | Common Stock | $0,00 | · | 95.149 | Dilepas |
| 10 Feb. 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $1,35 | 30 Nov. 2013 | 28.650 | Dilepas |
| 9 Feb. 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $1,35 | 30 Nov. 2013 | 35.098 | Dilepas |
| 9 Feb. 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $32,26 | 9 Feb. 2022 | 104.040 | Diakuisisi |
| 23 Mei 2011 | LPLA | Stock Option (Right to Buy) | Common Stock | $1,35 | 30 Nov. 2013 | 95.150 | Diakuisisi |
| 19 Mei 2011 | LPLA | Stock Option (Right to Buy) | Common Stock | $1,35 | 30 Nov. 2013 | 20.155 | Diakuisisi |
| 18 Mei 2011 | LPLA | Stock Option (Right to Buy) | Common Stock | $1,35 | 30 Nov. 2013 | 52.479 | Diakuisisi |
| 22 Des. 2010 | LPLA | Option to Purchase Common Stock | Common | $34,61 | 22 Des. 2020 | 64.000 | Diakuisisi |
| 17 Nov. 2010 | LPLA | Stock Option (Right to Buy) | Common Stock | · | 2 Mei 2013 | 554.380 | Diakuisisi |
| 17 Nov. 2010 | LPLA | Stock Option (Right to Buy) | Common Stock | · | 15 Jan. 2012 | 13.360 | Diakuisisi |
| 10 Des. 2009 | LPLA | Employee Stock Option (right to buy) | Common Stock | $1,07 | 14 Des. 2009 | 23.000 | Dilepas |
| 14 Sep. 2009 | LPLA | Option to purchase Common Stock | Common | $22,08 | 14 Sep. 2019 | 50.000 | Diakuisisi |
| 31 Des. 2008 | LPLA | Restricted Stock Units [F1] | Common Stock | · | · | 95.149 | Diakuisisi |
| 31 Des. 2008 | LPLA | Stock Options [F1] | Common Stock | $1,07 | 14 Des. 2009 | 101.150 | Dilepas |
| 30 Des. 2008 | LPLA | Employee Stock Option (right to buy) | Common Stock | $1,07 | 14 Des. 2009 | 25.200 | Dilepas |
| 5 Feb. 2008 | LPLA | Option award (right to buy) | Common Stock | $27,80 | 5 Feb. 2018 | 35.000 | Diakuisisi |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 11 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 29 Juni 2007 | LPLA | Common Stock | 18.191 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 7.499 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 10.003 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 890 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 446 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 36.958 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 18.480 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 17.810 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 8.906 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 44.528 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 22.264 | Langsung |
Kompensasi (DEF 14A)
Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.
| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $134.411 | · | · | · | · | · | $866.702 | $2.394.858 |
| 2012 | $550.123 | · | · | · | $443.750 | · | $10.272 | $2.566.645 |
| 2010 | $491.667 | $625.000 | · | $1.142.573 | · | · | $10.799 | $2.270.039 |
Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.