ZOCT Innovator Equity Defined Protection ETF - 1 Yr October
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Profitability Gross, operating and net margins; ROE, ROA, ROIC
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Financial Health Debt, liquidity, solvency — balance sheet strength
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value · industry median · verdict relative to median
Institutional owners (13F) 76 filers · $61.2M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 5 (0 vs prior Q) | 5 (0 vs prior Q) | 10 (+2 vs prior Q) | 29 (+4 vs prior Q) | -375K |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | $19,420,650 | 703,351 | 31.74% | Shares |
| Pachira Investments Inc. | $6,850,355 | 248,097 | 11.19% | Shares |
| KFG WEALTH MANAGEMENT, LLC | $1,946,645 | 70,501 | 3.18% | Shares |
| HighTower Advisors, LLC | $1,699,798 | 61,561 | 2.78% | Shares |
| Brookstone Capital Management | $1,623,673 | 58,804 | 2.65% | Shares |
| ENVESTNET ASSET MANAGEMENT INC | $1,488,541 | 53,910 | 2.43% | Shares |
| Strategic Blueprint, LLC | $1,247,106 | 45,166 | 2.04% | Shares |
| WealthPLAN Partners, LLC | $1,101,399 | 39,889 | 1.80% | Shares |
| Cetera Investment Advisers | $1,088,339 | 39,416 | 1.78% | Shares |
| Cypress Wealth Services, LLC | $1,075,637 | 38,956 | 1.76% | Shares |
| Kestra Advisory Services, LLC | $1,068,597 | 38,701 | 1.75% | Shares |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | $1,048,440 | 37,971 | 1.71% | Shares |
| HARBOUR INVESTMENTS, INC. | $1,001,307 | 36,264 | 1.64% | Shares |
| CANANDAIGUA NATIONAL BANK & TRUST CO | $913,944 | 33,100 | 1.49% | Shares |
| Lineweaver Wealth Advisors, LLC | $898,564 | 32,543 | 1.47% | Shares |
| Vantage Financial Partners, LLC | $889,845 | 33,159 | 1.45% | Shares |
| CANANDAIGUA NATIONAL CORP | $885,359 | 33,100 | 1.45% | Shares |
| Advisory Services Network, LLC | $870,925 | 31,542 | 1.42% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $821,583 | 29,755 | 1.34% | Shares |
| FC Advisory LLC | $722,458 | 26,165 | 1.18% | Shares |
| CENTRAL VALLEY ADVISORS, LLC | $684,492 | 24,790 | 1.12% | Shares |
| CAPTRUST FINANCIAL ADVISORS | $659,917 | 23,900 | 1.08% | Shares |
| Sovran Advisors, LLC | $643,969 | 23,236 | 1.05% | Shares |
| Chris Bulman Inc | $560,902 | 20,314 | 0.92% | Shares |
| Southland Equity Partners LLC | $547,621 | 19,833 | 0.89% | Shares |
| RAYMOND JAMES FINANCIAL INC | $533,815 | 19,333 | 0.87% | Shares |
| INDEPENDENT FINANCIAL GROUP, LLC | $524,538 | 18,997 | 0.86% | Shares |
| OLD MISSION CAPITAL LLC | $510,013 | 18,471 | 0.83% | Shares |
| Ameritas Advisory Services, LLC | $488,863 | 17,705 | 0.80% | Shares |
| OSAIC HOLDINGS, INC. | $457,164 | 16,558 | 0.75% | Shares |
| Ashton Thomas Private Wealth, LLC | $456,199 | 16,522 | 0.75% | Shares |
| MML INVESTORS SERVICES, LLC | $454,183 | 16,449 | 0.74% | Shares |
| LPL Financial LLC | $418,454 | 15,155 | 0.68% | Shares |
| JANE STREET GROUP, LLC | $395,536 | 14,325 | 0.65% | Shares |
| IMG Wealth Management, Inc. | $367,290 | 13,302 | 0.60% | Shares |
| TRUIST FINANCIAL CORP | $342,660 | 12,410 | 0.56% | Shares |
| Independent Advisor Alliance | $325,789 | 11,799 | 0.53% | Shares |
| First Heartland Consultants, Inc. | $323,663 | 11,722 | 0.53% | Shares |
| Integrity Advisory Solutions, LLC | $289,204 | 10,474 | 0.47% | Shares |
| AssuredPartners Investment Advisors, LLC | $286,746 | 10,385 | 0.47% | Shares |
| BridgePort Financial Solutions, LLC | $284,758 | 10,313 | 0.47% | Shares |
| Soltis Investment Advisors LLC | $284,450 | 10,302 | 0.46% | Shares |
| CFO4Life Group, LLC | $274,100 | 9,927 | 0.45% | Shares |
| NewEdge Advisors, LLC | $268,550 | 9,726 | 0.44% | Shares |
| Steward Partners Investment Advisory, LLC | $268,440 | 9,722 | 0.44% | Shares |
| GILL CAPITAL PARTNERS, LLC | $260,626 | 9,439 | 0.43% | Shares |
| Continuum Advisory, LLC | $259,494 | 9,398 | 0.42% | Shares |
| FSA Advisors, Inc. | $249,526 | 9,037 | 0.41% | Shares |
| TrustBank | $248,504 | 9,000 | 0.41% | Shares |
| Galvin, Gaustad & Stein, LLC | $241,602 | 8,750 | 0.39% | Shares |
| Main Street Financial Solutions, LLC | $240,083 | 8,695 | 0.39% | Shares |
| IFP Advisors, Inc | $239,448 | 8,672 | 0.39% | Shares |
| Farther Finance Advisors, LLC | $237,372 | 8,597 | 0.39% | Shares |
| Trek Financial, LLC | $234,422 | 8,490 | 0.38% | Shares |
| WEALTHGARDEN F.S. LLC | $230,257 | 8,339 | 0.38% | Shares |
| Archer Investment Corp | $229,756 | 8,321 | 0.38% | Shares |
| Tradition Wealth Management, LLC | $220,230 | 7,976 | 0.36% | Shares |
| Bluesphere Advisors LLC | $219,733 | 7,958 | 0.36% | Shares |
| Allworth Financial LP | $176,273 | 6,384 | 0.29% | Shares |
| CoreCap Advisors, LLC | $157,662 | 5,710 | 0.26% | Shares |
| JPMORGAN CHASE & CO | $79,279 | 2,874 | 0.13% | Shares |
| Spire Wealth Management | $66,820 | 2,420 | 0.11% | Shares |
| Clearstead Advisors, LLC | $55,113 | 1,996 | 0.09% | Shares |
| AE Wealth Management LLC | $53,760 | 1,947 | 0.09% | Shares |
| Financial Network Wealth Advisors LLC | $40,423 | 1,464 | 0.07% | Shares |
| Investors Portfolio Services LLC | $30,373 | 1,100 | 0.05% | Shares |
| UBS Group AG | $29,379 | 1,064 | 0.05% | Shares |
| DHJJ Financial Advisors, Ltd. | $27,474 | 995 | 0.04% | Shares |
| EVERMAY WEALTH MANAGEMENT LLC | $24,851 | 900 | 0.04% | Shares |
| IFG Advisory, LLC | $13,806 | 500 | 0.02% | Shares |
| CWM, LLC | $5,002 | 187 | 0.01% | Shares |
| Noble Wealth Management PBC | $2,761 | 100 | 0.00% | Shares |
| CENTAURUS FINANCIAL, INC. | $1,863 | 67,473 | 0.00% | Shares |
| HRT FINANCIAL LP | $766 | 27,778 | 0.00% | Shares |
| Cambridge Investment Research Advisors, Inc. | $592 | 21,457 | 0.00% | Shares |
| Capital Analysts, LLC | $27 | 992 | 0.00% | Shares |
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