PGIM Rock ETF Trust (NOVP)
Management Company · XCBO · Series S000083273 · View on SEC EDGAR ↗
- Net assets
- $25.9M
- Holdings
- 9
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 100.04%
- Effective number of positions
- 1.5
- Positions above 1%
- 3
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$2.2M
- Quarter ending Apr 2026
- +$9.1M
- Trailing 12 months
- +$19.0M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 9 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| CBOE GLOBAL MARKETS, INC. | — | $20.4M | 78.64 | 288 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $5.3M | 20.48 | 75 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $564K | 2.17 | 288 | DE | US |
| (PIPA070) PGIM Core Government Money Market Fund | 74440W862 | $147K | 0.57 | 147,383 | STIV | US |
| CBOE GLOBAL MARKETS, INC. | — | $147K | 0.57 | 75 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$63K | -0.24 | -75 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$65K | -0.25 | -75 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$243K | -0.94 | -288 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$251K | -0.97 | -288 | DE | US |
Sector breakdown
Institutional owners (13F) 14 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $17,625,193 | 63.58% | 541,647 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $5,872,384 | 21.18% | 180,445 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $1,198,750 | 4.32% | 36,835 | Shares | June 30, 2026 |
| OLD MISSION CAPITAL LLC | $694,031 | 2.50% | 21,326 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $663,635 | 2.39% | 20,392 | Shares | June 30, 2026 |
| Maltin Wealth Management, Inc. | $544,264 | 1.96% | 16,724 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $495,000 | 1.79% | 15,199 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $418,352 | 1.51% | 12,855 | Shares | June 30, 2026 |
| Parallel Advisors, LLC | $59,859 | 0.22% | 1,839 | Shares | June 30, 2026 |
| DHJJ Financial Advisors, Ltd. | $59,361 | 0.21% | 1,824 | Shares | June 30, 2026 |
| Spire Wealth Management | $45,399 | 0.16% | 1,395 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $25,905 | 0.09% | 796 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $16,272 | 0.06% | 500 | Shares | June 30, 2026 |
| UBS Group AG | $1,855 | 0.01% | 57 | Shares | June 30, 2026 |
Peer funds
Similar by size
| Fund | AUM |
|---|---|
| BIGY Tidal Trust II | $26.1M |
| OCTP PGIM Rock ETF Trust | $26.1M |
| CPNJ Calamos ETF Trust | $26.2M |
| JUNP PGIM Rock ETF Trust | $26.2M |
| DEEP ETF Series Solutions | $26.2M |
| AMDG Themes ETF Trust | $25.7M |
| CCSB Tidal Trust II | $25.7M |
| ESSC Strategy Shares | $25.7M |
| ROMO Strategy Shares | $25.7M |
| PLTG Themes ETF Trust | $25.6M |