Ajay Bansal

CIK 1236922 · View on SEC EDGAR ↗

Insider

First SEC filing: July 24, 2013 · Latest: July 24, 2013

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 29 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

29 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 10, 2006 NKTR S 300 $20.01 $6,003 5,166 Direct -5.49% Disposed -75.1% (price as of 2026-08-20)
March 10, 2006 NKTR S 500 $19.88 $9,940 5,466 Direct -8.38% Disposed -74.9% (price as of 2026-08-20)
March 10, 2006 NKTR S 1,000 $19.89 $19,890 5,966 Direct -14.36% Disposed -74.9% (price as of 2026-08-20)
March 10, 2006 NKTR S 800 $19.98 $15,984 6,966 Direct -10.30% Disposed -75.0% (price as of 2026-08-20)
March 10, 2006 NKTR S 100 $19.85 $1,985 7,766 Direct -1.27% Disposed -74.9% (price as of 2026-08-20)
March 10, 2006 NKTR S 300 $19.90 $5,970 7,866 Direct -3.67% Disposed -74.9% (price as of 2026-08-20)
March 10, 2006 NKTR S 300 $19.92 $5,976 8,166 Direct -3.54% Disposed -75.0% (price as of 2026-08-20)
March 10, 2006 NKTR S 100 $19.97 $1,997 8,466 Direct -1.17% Disposed -75.0% (price as of 2026-08-20)
March 10, 2006 NKTR S 400 $20.00 $8,000 8,566 Direct -4.46% Disposed -75.1% (price as of 2026-08-20)
March 10, 2006 NKTR S 600 $19.86 $11,916 8,966 Direct -6.27% Disposed -74.9% (price as of 2026-08-20)
March 10, 2006 NKTR S 467 $19.87 $9,279 9,566 Direct -4.65% Disposed -74.9% (price as of 2026-08-20)
March 10, 2006 NKTR S 200 $19.94 $3,988 10,033 Direct -1.95% Disposed -75.0% (price as of 2026-08-20)
March 10, 2006 NKTR S 100 $20.04 $2,004 10,233 Direct -0.97% Disposed -75.1% (price as of 2026-08-20)
Sept. 7, 2005 NKTR S 3,000 $19.96 $59,880 0 Direct -100.00% Disposed -75.0% (price as of 2026-08-20)
May 17, 2005 NKTR S 4,166 $16.41 $68,364 0 Direct -100.00% Disposed -69.6% (price as of 2026-08-20)
Jan. 3, 2005 NKTR S 7,000 $20.06 $140,420 25,000 Direct -21.88% Disposed -75.1% (price as of 2026-08-20)
Dec. 1, 2004 NKTR S 1,500 $20.00 $30,000 25,000 Direct +6.38% Acquired -75.1% (price as of 2026-08-20)
March 4, 2004 NKTR S 1,000 $21.80 $21,800 25,000 Direct -3.85% Disposed -77.1% (price as of 2026-08-20)
March 4, 2004 NKTR S 2,000 $21.97 $43,940 25,000 Direct -7.41% Disposed -77.3% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 26, 2016 TRAW Stock Option (right to purchase) Common Stock (69,984) $0.65 Jan. 26, 2026 69,984 Acquired
Sept. 25, 2015 TRAW Stock Option (right to purchase) Common Stock (32,500) $1.48 Sept. 25, 2025 32,500 Acquired
April 16, 2015 TRAW Stock Option (right to purchase) Common Stock (32,500) $2.32 April 16, 2025 32,500 Acquired
Dec. 18, 2014 TRAW Stock Option (right to purchase) Common Stock (65,000) $3.98 Dec. 18, 2024 65,000 Acquired
Dec. 20, 2013 TRAW Stock Option (right to purchase) Common Stock (65,000) $13.48 Dec. 20, 2023 65,000 Acquired
July 30, 2013 TRAW Series B Convertible Preferred Stock Common Stock (23,785) — — 28,181 Disposed
July 25, 2013 TRAW Stock Option (right to purchase) Common Stock (40,000) $15.00 July 25, 2023 40,000 Acquired
July 25, 2013 TRAW Stock Option (right to purchase) Common Stock (5,000) $15.00 July 25, 2023 5,000 Acquired
June 2, 2009 LXRX Employee Stock Option (right to buy) Common Stock (250,000) $1.53 June 2, 2019 250,000 Acquired
March 8, 2006 NKTR Restricted Stock Unit Common Stock (8,333) $0.01 — 8,333 Disposed
March 3, 2006 NKTR Restricted Stock Unit Common Stock (2,000) $0.01 — 2,000 Disposed
Sept. 7, 2005 NKTR Employee Stock Option (Right to Buy) Common Stock (3,000) $5.43 Feb. 24, 2013 3,000 Disposed
May 17, 2005 NKTR Restricted Stock Unit Common Stock (4,166) $0.00 — 4,166 Disposed
Feb. 9, 2005 NKTR Restricted Stock Unit Common Stock (10,000) $0.01 — 10,000 Acquired
Feb. 9, 2005 NKTR Stock Option (Right to Buy) Common Stock (20,000) $18.54 Feb. 9, 2015 20,000 Acquired
Jan. 3, 2005 NKTR Employee Stock Option (Right to Buy) Common Stock (7,000) $5.43 Feb. 24, 2013 7,000 Disposed
Dec. 1, 2004 NKTR Employee Stock Option (Right to Buy) Common Stock (1,500) $5.43 Feb. 24, 2013 1,500 Disposed
March 4, 2004 NKTR Employee Stock Option (Right to Buy) Common Stock (3,000) $5.06 March 6, 2013 3,000 Disposed
March 1, 2004 NKTR Restricted Stock Units [F3] Common Stock (25,000) $0.00 — 25,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 24, 2013 TRAW Common Stock 20,061 Direct
July 24, 2013 TRAW Series B Convertible Preferred Stock→ Common Stock — Direct
July 24, 2013 TRAW Stock Option (right to buy)→ Common Stock (135,033) 135,033 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NKTR

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2006 $74,142 — — — $25,048 — $457,258 $1,252,073
2005 $307,824,288,650,235,328 $122,832,105,188,170,064 — — — — $382,469,954,726 —
2004 — — — — — — — —

LXRX

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2010 $7,846 — — — — — $333,616 $341,462

TRAW

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2013 $238,702 $109,170 — — — — — $1,388,457

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.