Alan B Howe
CIK 1296812 · View on SEC EDGAR ↗
First SEC filing: May 9, 2019 · Latest: May 9, 2019
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 13, 2023 | BW | P | 3,000 | $1.00 | $3,000 | 72,606 Indirect | +4.31% | Acquired | 778.0% (price as of 2026-08-19) |
| March 20, 2023 | BW | P | 4,000 | $5.39 | $21,560 | 69,606 Indirect | +6.10% | Acquired | 62.9% (price as of 2026-08-19) |
| Nov. 10, 2022 | BW | P | 3,500 | $4.62 | $16,170 | 89,292 Direct | +4.08% | Acquired | 90.0% (price as of 2026-08-19) |
| May 12, 2022 | BW | P | 2,000 | $5.41 | $10,820 | 75,106 Direct | +2.74% | Acquired | 62.3% (price as of 2026-08-19) |
| March 10, 2022 | BW | P | 2,500 | $7.63 | $19,075 | 73,106 Direct | +3.54% | Acquired | 15.1% (price as of 2026-08-19) |
| Feb. 10, 2021 | BW | P | 2,000 | $5.85 | $11,700 | 70,606 Direct | +2.92% | Acquired | 50.1% (price as of 2026-08-19) |
| Sept. 4, 2020 | BW | P | 5,000 | $2.50 | $12,500 | 30,606 Direct | +19.53% | Acquired | 251.2% (price as of 2026-08-19) |
| June 9, 2020 | SONM | P | 13,333 | $0.75 | $10,000 | 132,333 Direct | +11.20% | Acquired | -99.8% (price as of 2026-08-19) |
| March 9, 2016 | DAIO | P | 5,000 | $2.32 | $11,600 | 19,100 Direct | +35.46% | Acquired | 28.9% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 15, 2025 | BW | Restricted Stock Units | Common Stock (85,000) | — | — | 85,000 | Acquired |
| May 15, 2025 | BW | Restricted Stock Units | Common Stock (84,821) | — | — | 84,821 | Disposed |
| May 15, 2024 | BW | Restricted Stock Units | Common Stock (84,821) | — | — | 84,821 | Acquired |
| May 15, 2024 | BW | Restricted Stock Units | Common Stock (16,964) | — | — | 16,964 | Disposed |
| May 18, 2023 | BW | Restricted Stock Units | Common Stock (16,964) | — | — | 16,964 | Acquired |
| May 18, 2023 | BW | Restricted Stock Units | Common Stock (15,273) | — | — | 15,273 | Disposed |
| May 19, 2022 | BW | Restricted Stock Units | Common Stock (15,273) | $0.00 | — | 15,273 | Acquired |
| May 19, 2022 | BW | Restricted Stock Units | Common Stock (10,686) | $0.00 | — | 10,686 | Disposed |
| June 4, 2021 | BW | Restricted Stock Units | Common Stock (10,686) | — | — | 10,686 | Acquired |
| Sept. 9, 2020 | BW | Restricted Stock Units | Common Stock (38,000) | — | Sept. 9, 2020 | 38,000 | Disposed |
| Sept. 9, 2020 | BW | Restricted Stock Units | Common Stock (38,000) | — | Sept. 9, 2020 | 38,000 | Acquired |
| Sept. 9, 2020 | BW | Restricted Stock Units | Common Stock (38,306) | — | Sept. 9, 2020 | 38,306 | Disposed |
| Sept. 9, 2020 | BW | Restricted Stock Units | Common Stock (38,306) | — | Sept. 9, 2020 | 38,306 | Acquired |
| Dec. 30, 2019 | SONM | Stock Option (right to buy) | Common Stock (43,928) | $3.87 | Dec. 29, 2029 | 43,928 | Acquired |
| Aug. 13, 2019 | BW | Restricted Stock Units | Common Stock (25,606) | — | Aug. 13, 2019 | 25,606 | Disposed |
| Aug. 13, 2019 | BW | Restricted Stock Units | Common Stock (25,606) | — | Aug. 13, 2019 | 25,606 | Acquired |
| Jan. 31, 2013 | DAIO | Common Stock | Common Stock (15,000) | $1.72 | Jan. 31, 2019 | 15,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.