Alan B Howe

CIK 1296812 · View on SEC EDGAR ↗

Insider

First SEC filing: May 9, 2019 · Latest: May 9, 2019

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 44 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

44 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 13, 2023 BW P 3,000 $1.00 $3,000 72,606 Indirect +4.31% Acquired 778.0% (price as of 2026-08-19)
March 20, 2023 BW P 4,000 $5.39 $21,560 69,606 Indirect +6.10% Acquired 62.9% (price as of 2026-08-19)
Nov. 10, 2022 BW P 3,500 $4.62 $16,170 89,292 Direct +4.08% Acquired 90.0% (price as of 2026-08-19)
May 12, 2022 BW P 2,000 $5.41 $10,820 75,106 Direct +2.74% Acquired 62.3% (price as of 2026-08-19)
March 10, 2022 BW P 2,500 $7.63 $19,075 73,106 Direct +3.54% Acquired 15.1% (price as of 2026-08-19)
Feb. 10, 2021 BW P 2,000 $5.85 $11,700 70,606 Direct +2.92% Acquired 50.1% (price as of 2026-08-19)
Sept. 4, 2020 BW P 5,000 $2.50 $12,500 30,606 Direct +19.53% Acquired 251.2% (price as of 2026-08-19)
June 9, 2020 SONM P 13,333 $0.75 $10,000 132,333 Direct +11.20% Acquired -99.8% (price as of 2026-08-19)
March 9, 2016 DAIO P 5,000 $2.32 $11,600 19,100 Direct +35.46% Acquired 28.9% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 15, 2025 BW Restricted Stock Units Common Stock (85,000) 85,000 Acquired
May 15, 2025 BW Restricted Stock Units Common Stock (84,821) 84,821 Disposed
May 15, 2024 BW Restricted Stock Units Common Stock (84,821) 84,821 Acquired
May 15, 2024 BW Restricted Stock Units Common Stock (16,964) 16,964 Disposed
May 18, 2023 BW Restricted Stock Units Common Stock (16,964) 16,964 Acquired
May 18, 2023 BW Restricted Stock Units Common Stock (15,273) 15,273 Disposed
May 19, 2022 BW Restricted Stock Units Common Stock (15,273) $0.00 15,273 Acquired
May 19, 2022 BW Restricted Stock Units Common Stock (10,686) $0.00 10,686 Disposed
June 4, 2021 BW Restricted Stock Units Common Stock (10,686) 10,686 Acquired
Sept. 9, 2020 BW Restricted Stock Units Common Stock (38,000) Sept. 9, 2020 38,000 Disposed
Sept. 9, 2020 BW Restricted Stock Units Common Stock (38,000) Sept. 9, 2020 38,000 Acquired
Sept. 9, 2020 BW Restricted Stock Units Common Stock (38,306) Sept. 9, 2020 38,306 Disposed
Sept. 9, 2020 BW Restricted Stock Units Common Stock (38,306) Sept. 9, 2020 38,306 Acquired
Dec. 30, 2019 SONM Stock Option (right to buy) Common Stock (43,928) $3.87 Dec. 29, 2029 43,928 Acquired
Aug. 13, 2019 BW Restricted Stock Units Common Stock (25,606) Aug. 13, 2019 25,606 Disposed
Aug. 13, 2019 BW Restricted Stock Units Common Stock (25,606) Aug. 13, 2019 25,606 Acquired
Jan. 31, 2013 DAIO Common Stock Common Stock (15,000) $1.72 Jan. 31, 2019 15,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 9, 2019 SONM Stock Option (right to buy)→ Common Stock (2,333) 2,333 Direct
May 2, 2019 BW No securities beneficially owned 0 Direct
Jan. 31, 2013 DAIO Common Stock 0 Direct
Jan. 31, 2013 DAIO Common Stock→ common stock (0) 0 Direct