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Alan W Dunton
Insider
First SEC filing: Dec. 11, 2025 · Latest: Dec. 11, 2025
Insider at
Insider transactions
0 buys (P)
1 sells (S)
Net: $-260,000
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 3, 2026 | PTN | Z 10b5-1 | 2,200 | · | · | 25,769 Direct | +9.33% | Acquired | (price as of 2026-10-06) |
| Jan. 26, 2026 | CRMD | A | 30,453 | · | · | 70,703 Direct | +75.66% | Acquired | (price as of 2026-10-06) |
| Dec. 30, 2025 | CRMD | M | 20,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Dec. 30, 2025 | CRMD | S | 20,000 | $13.00 | $260,000 | 40,250 Direct | -33.20% | Disposed | -44.0% (price as of 2026-10-06) |
| Dec. 30, 2025 | CRMD | M | 20,000 | $4.03 | $80,600 | 60,250 Direct | +49.69% | Acquired | 80.6% (price as of 2026-10-06) |
| Dec. 9, 2025 | PTN | A 10b5-1 | 1,000 | · | · | 13,081 Direct | +8.28% | Acquired | (price as of 2026-10-06) |
| Dec. 9, 2025 | PTN | A 10b5-1 | 1,000 | · | · | 14,081 Direct | +7.64% | Acquired | (price as of 2026-10-06) |
| Dec. 9, 2025 | PTN | A 10b5-1 | 1,200 | · | · | 24,799 Direct | +5.08% | Acquired | (price as of 2026-10-06) |
| Dec. 9, 2025 | PTN | A 10b5-1 | 1,200 | · | · | 25,999 Direct | +4.84% | Acquired | (price as of 2026-10-06) |
| Sept. 12, 2025 | CRMD | M | 10,000 | $3.55 | $35,500 | 50,250 Direct | +24.84% | Acquired | 105.1% (price as of 2026-10-06) |
| Sept. 12, 2025 | CRMD | S | 10,000 | $13.13 | $131,300 | 40,250 Direct | -19.90% | Disposed | -44.6% (price as of 2026-10-06) |
| Sept. 12, 2025 | CRMD | M | 10,000 | · | · | 20,000 Direct | -33.33% | Disposed | (price as of 2026-10-06) |
| June 13, 2025 | PTN | P | 200 | $20000.00 | $4,000,000 | 224,112 Direct | +0.09% | Acquired | -100.0% (price as of 2026-10-06) |
| June 13, 2025 | PTN | P | 363,636 | · | · | 420,016 Direct | +644.97% | Acquired | (price as of 2026-10-06) |
| Jan. 17, 2025 | CRMD | A | 25,000 | · | · | 40,250 Direct | +163.93% | Acquired | (price as of 2026-10-06) |
| July 15, 2024 | PTN | A | 12,000 | · | · | 42,294 Direct | +39.61% | Acquired | (price as of 2026-10-06) |
| July 15, 2024 | PTN | A | 17,000 | · | · | 57,780 Direct | +41.69% | Acquired | (price as of 2026-10-06) |
| July 15, 2024 | PTN | A | 12,000 | · | · | 42,294 Direct | +39.61% | Acquired | (price as of 2026-10-06) |
| July 15, 2024 | PTN | A | 17,000 | · | · | 57,780 Direct | +41.69% | Acquired | (price as of 2026-10-06) |
| March 5, 2024 | CRMD | A | 30,000 | · | · | 30,000 Direct | · | Acquired | (price as of 2026-10-06) |
| Dec. 15, 2023 | CRMD | P | 3,000 | $3.30 | $9,900 | 15,250 Direct | +24.49% | Acquired | 120.6% (price as of 2026-10-06) |
| Dec. 14, 2023 | CRMD | P | 3,000 | $3.45 | $10,350 | 12,250 Direct | +32.43% | Acquired | 111.0% (price as of 2026-10-06) |
| Dec. 4, 2023 | PTN | S | 199 | $2.48 | $494 | 45,075 Direct | -0.44% | Disposed | -92.4% (price as of 2026-10-06) |
| Dec. 4, 2023 | PTN | S | 1 | $2.46 | $2 | 45,074 Direct | 0.00% | Disposed | -92.3% (price as of 2026-10-06) |
| June 20, 2023 | PTN | A | 10,000 | · | · | 47,807 Direct | +26.45% | Acquired | (price as of 2026-10-06) |
| June 20, 2023 | PTN | A | 16,000 | · | · | 16,000 Direct | · | Acquired | (price as of 2026-10-06) |
| May 17, 2023 | CRMD | P | 3,000 | $4.33 | $12,990 | 9,250 Direct | +48.00% | Acquired | 68.1% (price as of 2026-10-06) |
| May 17, 2023 | CRMD | A | 3,000 | $4.33 | $12,990 | 9,250 Direct | +48.00% | Acquired | 68.1% (price as of 2026-10-06) |
| Jan. 14, 2023 | CRMD | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-06) |
| Dec. 21, 2022 | PTN | S | 200 | $2.97 | $594 | 41,420 Direct | -0.48% | Disposed | -93.7% (price as of 2026-10-06) |
| June 22, 2022 | PTN | A | 73,000 | · | · | 991,519 Direct | +7.95% | Acquired | (price as of 2026-10-06) |
| June 22, 2022 | PTN | A | 128,000 | · | · | 128,000 Direct | · | Acquired | (price as of 2026-10-06) |
| Feb. 22, 2022 | CRMD | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-06) |
| June 30, 2021 | PTN | P | 10,000 | $0.62 | $6,200 | 776,518 Direct | +1.30% | Acquired | -98.8% (price as of 2026-10-06) |
| June 30, 2021 | PTN | P | 10,000 | $0.62 | $6,200 | 786,518 Direct | +1.29% | Acquired | -98.8% (price as of 2026-10-06) |
| June 30, 2021 | PTN | A | 10,000 | $0.62 | $6,200 | 776,518 Direct | +1.30% | Acquired | -98.8% (price as of 2026-10-06) |
| June 30, 2021 | PTN | A | 10,000 | $0.62 | $6,200 | 786,518 Direct | +1.29% | Acquired | -98.8% (price as of 2026-10-06) |
| June 22, 2021 | PTN | A | 77,000 | · | · | 766,518 Direct | +11.17% | Acquired | (price as of 2026-10-06) |
| June 22, 2021 | PTN | A | 128,000 | · | · | 128,000 Direct | · | Acquired | (price as of 2026-10-06) |
| Jan. 11, 2021 | CRMD | A | 30,000 | · | · | 30,000 Direct | · | Acquired | (price as of 2026-10-06) |
| Aug. 12, 2020 | CRMD | P | 5,000 | $3.95 | $19,750 | 6,250 Direct | +400.00% | Acquired | 84.3% (price as of 2026-10-06) |
| June 16, 2020 | PTN | A | 73,000 | · | · | 578,935 Direct | +14.43% | Acquired | (price as of 2026-10-06) |
| June 16, 2020 | PTN | A | 127,000 | · | · | 127,000 Direct | · | Acquired | (price as of 2026-10-06) |
| Feb. 25, 2020 | CRMD | A | 15,000 | $5.63 | $84,450 | 15,000 Direct | · | Acquired | 29.3% (price as of 2026-10-06) |
| July 12, 2019 | CRMD | A | 1,250 | · | · | 1,250 Direct | · | Acquired | (price as of 2026-10-06) |
| July 12, 2019 | CRMD | A | 7,500 | · | · | 7,500 Direct | · | Acquired | (price as of 2026-10-06) |
| June 24, 2019 | PTN | A | 32,000 | · | · | 468,685 Direct | +7.33% | Acquired | (price as of 2026-10-06) |
| June 24, 2019 | PTN | A | 52,000 | · | · | 52,000 Direct | · | Acquired | (price as of 2026-10-06) |
| March 1, 2019 | CRMD | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-06) |
| March 1, 2019 | CRMD | A | 100,000 | · | · | 100,000 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 16, 2018 | PTN | P | 5,000 | $0.78 | $3,900 | 417,351 Direct | +1.21% | Acquired | -99.0% (price as of 2026-10-06) |
| Nov. 16, 2018 | PTN | P | 4,000 | $0.77 | $3,080 | 421,351 Direct | +0.96% | Acquired | -99.0% (price as of 2026-10-06) |
| Nov. 16, 2018 | PTN | P | 1,000 | $0.80 | $800 | 422,351 Direct | +0.24% | Acquired | -99.1% (price as of 2026-10-06) |
| Nov. 15, 2018 | PTN | P | 332 | $0.80 | $266 | 412,351 Direct | +0.08% | Acquired | -99.1% (price as of 2026-10-06) |
| June 26, 2018 | PTN | A | 28,000 | · | · | 408,353 Direct | +7.36% | Acquired | (price as of 2026-10-06) |
| June 26, 2018 | PTN | A | 28,000 | · | · | 28,000 Direct | · | Acquired | (price as of 2026-10-06) |
| Dec. 12, 2017 | PTN | A | 30,000 | · | · | 331,520 Direct | +9.95% | Acquired | (price as of 2026-10-06) |
| Dec. 12, 2017 | PTN | A | 30,000 | · | · | 30,000 Direct | · | Acquired | (price as of 2026-10-06) |
| June 20, 2017 | PTN | A | 54,000 | · | · | 308,520 Direct | +21.22% | Acquired | (price as of 2026-10-06) |
| June 20, 2017 | PTN | A | 54,000 | · | · | 54,000 Direct | · | Acquired | (price as of 2026-10-06) |
| June 13, 2016 | PTN | M | 20,000 | · | · | 195,645 Direct | +11.39% | Acquired | (price as of 2026-10-06) |
| June 9, 2016 | PTN | A | 37,500 | · | · | 150,000 Direct | +33.33% | Acquired | (price as of 2026-10-06) |
| June 9, 2016 | PTN | A | 37,500 | · | · | 175,645 Direct | +27.15% | Acquired | (price as of 2026-10-06) |
| Dec. 8, 2015 | PTN | A | 40,000 | · | · | 166,686 Direct | +31.57% | Acquired | (price as of 2026-10-06) |
| Aug. 14, 2015 | GYRE | A | None | · | · | · Direct | · | Acquired | (price as of 2026-10-06) |
| Aug. 4, 2015 | GYRE | A | 12,500 | · | · | 12,500 Direct | · | Acquired | (price as of 2026-10-06) |
| June 25, 2015 | PTN | M | 15,000 | · | · | 116,686 Direct | +14.75% | Acquired | (price as of 2026-10-06) |
| June 11, 2015 | PTN | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-06) |
| June 11, 2015 | PTN | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-06) |
| Dec. 11, 2014 | GYRE | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-06) |
| June 25, 2014 | PTN | A | 15,000 | · | · | 15,000 Direct | · | Acquired | (price as of 2026-10-06) |
| June 25, 2014 | PTN | A | 15,000 | · | · | 15,000 Direct | · | Acquired | (price as of 2026-10-06) |
| June 12, 2014 | GYRE | A | 12,500 | · | · | 12,500 Direct | · | Acquired | (price as of 2026-10-06) |
| June 27, 2013 | PTN | A | 30,000 | · | · | 30,000 Direct | · | Acquired | (price as of 2026-10-06) |
| June 7, 2013 | GYRE | A | 12,500 | · | · | 12,500 Direct | · | Acquired | (price as of 2026-10-06) |
| March 19, 2013 | PTN | P | 1,000 | $0.58 | $580 | 7,520 Indirect | +15.34% | Acquired | -98.7% (price as of 2026-10-06) |
| Feb. 1, 2013 | PTN | P | 1,000 | $0.59 | $590 | 6,520 Indirect | +18.12% | Acquired | -98.7% (price as of 2026-10-06) |
| Feb. 1, 2013 | PTN | P | 1,000 | $0.58 | $580 | 5,520 Indirect | +22.12% | Acquired | -98.7% (price as of 2026-10-06) |
| Nov. 16, 2012 | PTN | S | 1,000 | $0.68 | $680 | 4,520 Indirect | -18.12% | Disposed | -98.9% (price as of 2026-10-06) |
| Sept. 4, 2012 | PTN | P | 1,000 | $0.58 | $580 | 5,520 Indirect | +22.12% | Acquired | -98.7% (price as of 2026-10-06) |
| Aug. 28, 2012 | PTN | P | 520 | $0.56 | $291 | 4,520 Indirect | +13.00% | Acquired | -98.7% (price as of 2026-10-06) |
| July 17, 2012 | PTN | A | 15,000 | · | · | 15,000 Direct | · | Acquired | (price as of 2026-10-06) |
| June 7, 2012 | GYRE | A | 7,500 | · | · | 7,500 Direct | · | Acquired | (price as of 2026-10-06) |
| Jan. 11, 2012 | PTN | P | 1,000 | $0.43 | $430 | 4,000 Direct | +33.33% | Acquired | -98.2% (price as of 2026-10-06) |
| Nov. 16, 2011 | PTN | P | 1,000 | $0.50 | $500 | 3,000 Direct | +50.00% | Acquired | -98.5% (price as of 2026-10-06) |
| Nov. 3, 2011 | PTN | P | 1,000 | $0.57 | $570 | 2,000 Direct | +100.00% | Acquired | -98.7% (price as of 2026-10-06) |
| Nov. 3, 2011 | PTN | P | 1,000 | $0.60 | $600 | 1,000 Direct | · | Acquired | -98.7% (price as of 2026-10-06) |
| June 22, 2011 | PTN | A | 12,500 | · | · | 12,500 Direct | · | Acquired | (price as of 2026-10-06) |
| June 22, 2011 | PTN | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-06) |
| June 15, 2011 | GYRE | A | 7,500 | · | · | 7,500 Direct | · | Acquired | (price as of 2026-10-06) |
| Aug. 2, 2010 | GYRE | M | 6,000 | · | · | 7,000 Direct | -46.15% | Disposed | (price as of 2026-10-06) |
| Aug. 2, 2010 | GYRE | S | 6,000 | $22.30 | $133,800 | 0 Direct | -100.00% | Disposed | -100.0% (price as of 2026-10-06) |
| Aug. 2, 2010 | GYRE | M | 6,000 | $5.69 | $34,140 | 6,000 Direct | · | Acquired | -99.9% (price as of 2026-10-06) |
| July 26, 2010 | GYRE | M | 2,864 | · | · | 13,000 Direct | -18.05% | Disposed | (price as of 2026-10-06) |
| July 26, 2010 | GYRE | S | 2,864 | $21.12 | $60,488 | 0 Direct | -100.00% | Disposed | -100.0% (price as of 2026-10-06) |
| July 26, 2010 | GYRE | M | 2,864 | $5.69 | $16,296 | 2,864 Direct | · | Acquired | -99.9% (price as of 2026-10-06) |
| July 23, 2010 | GYRE | M | 2,336 | · | · | 15,864 Direct | -12.84% | Disposed | (price as of 2026-10-06) |
| July 23, 2010 | GYRE | S | 2,336 | $21.00 | $49,056 | 0 Direct | -100.00% | Disposed | -100.0% (price as of 2026-10-06) |
| July 23, 2010 | GYRE | M | 2,336 | $5.69 | $13,292 | 2,336 Direct | · | Acquired | -99.9% (price as of 2026-10-06) |
| July 15, 2010 | GYRE | M | 6,800 | · | · | 18,200 Direct | -27.20% | Disposed | (price as of 2026-10-06) |
Showing latest 100 of 116 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 3, 2026 | PTN | StockOption (Right toBuy) | Common Stock | $7.70 | Aug. 3, 2037 | 2,200 | Acquired |
| Dec. 30, 2025 | CRMD | Stock Option (Right to Buy Common Stock) | Common Stock | $4.03 | Feb. 22, 2032 | 20,000 | Disposed |
| Dec. 9, 2025 | PTN | Stock Option (Right to Buy) | Common Stock | $21.38 | Dec. 9, 2035 | 1,200 | Acquired |
| Dec. 9, 2025 | PTN | Stock Option (Right to Buy) | Common Stock | $21.38 | Dec. 9, 2026 | 1,200 | Acquired |
| Sept. 12, 2025 | CRMD | Stock Option (Right to Buy Common Stock) | Common Stock | $3.55 | March 5, 2034 | 10,000 | Disposed |
| June 13, 2025 | PTN | Series I warrants | Common Stock | $0.11 | · | 363,636 | Acquired |
| July 15, 2024 | PTN | Stock Option (Right to Buy) | Common Stock | $1.83 | June 4, 2034 | 17,000 | Acquired |
| July 15, 2024 | PTN | Stock Option (Right to Buy) | Common Stock | $183.00 | June 4, 2034 | 17,000 | Acquired |
| March 5, 2024 | CRMD | Stock Option (Right to Buy Common Stock) | Common Stock | $3.55 | March 5, 2034 | 30,000 | Acquired |
| June 20, 2023 | PTN | Stock Option (Right to Buy) | Common Stock | $2.19 | June 20, 2033 | 16,000 | Acquired |
| Jan. 14, 2023 | CRMD | Stock Option (Right to Buy Common Stock) | Common Stock | $4.43 | Jan. 14, 2033 | 20,000 | Acquired |
| June 22, 2022 | PTN | Stock Option (Right to Buy) | Common Stock | $0.29 | June 22, 2032 | 128,000 | Acquired |
| Feb. 22, 2022 | CRMD | Stock Option (Right to Buy Common Stock) | Common Stock | $4.03 | Feb. 22, 2032 | 20,000 | Acquired |
| June 22, 2021 | PTN | Stock Option (Right to Buy) | Common Stock | $0.55 | June 22, 2031 | 128,000 | Acquired |
| Jan. 11, 2021 | CRMD | Stock Option (Right to Buy Common Stock) | Common Stock | $8.32 | Jan. 11, 2031 | 30,000 | Acquired |
| June 16, 2020 | PTN | Stock option (right to buy) | Common Stock | $0.58 | June 16, 2030 | 127,000 | Acquired |
| Feb. 25, 2020 | CRMD | Stock Option (Right to Buy Common Stock) | Common Stock | $5.63 | Feb. 25, 2030 | 15,000 | Acquired |
| July 12, 2019 | CRMD | Stock Option (Right to Buy Common Stock) | Common Stock | $8.95 | July 12, 2029 | 7,500 | Acquired |
| June 24, 2019 | PTN | Stock Option (right to buy) | Common Stock | $1.34 | June 24, 2029 | 52,000 | Acquired |
| March 1, 2019 | CRMD | Stock Option (Right to Buy Common Stock) | Common Stock | $8.50 | March 1, 2029 | 20,000 | Acquired |
| March 1, 2019 | CRMD | Stock Option (Right to Buy Common Stock) | Common Stock | $1.70 | March 1, 2029 | 100,000 | Acquired |
| June 26, 2018 | PTN | Stock Option (right to buy) | Common Stock | $1.00 | June 26, 2028 | 28,000 | Acquired |
| Dec. 12, 2017 | PTN | Stock Option (right to buy) | Common Stock | $0.85 | Dec. 12, 2027 | 30,000 | Acquired |
| June 20, 2017 | PTN | Stock Option (right to buy) | Common Stock | $0.37 | June 20, 2027 | 54,000 | Acquired |
| June 9, 2016 | PTN | Stock Option (right to buy) | Common Stock | $0.50 | June 9, 2026 | 37,500 | Acquired |
| Aug. 14, 2015 | GYRE | Redeemable Convertible Note | Common Stock | $1.31 | · | · | Acquired |
| Aug. 4, 2015 | GYRE | Stock Option (Right to Buy) | Common Stock | $2.35 | Aug. 4, 2025 | 12,500 | Acquired |
| June 11, 2015 | PTN | restricted share unit | common stock | · | June 11, 2016 | 20,000 | Acquired |
| June 11, 2015 | PTN | stock option (right to buy) | common stock | $1.08 | June 11, 2025 | 20,000 | Acquired |
| June 25, 2014 | PTN | restricted share units | common stock | · | June 25, 2015 | 15,000 | Acquired |
| June 25, 2014 | PTN | stock option (right to buy) | common stock | $1.02 | June 25, 2024 | 15,000 | Acquired |
| June 12, 2014 | GYRE | Stock Option (Right to Buy) | Common Stock | $4.29 | June 11, 2024 | 12,500 | Acquired |
| June 27, 2013 | PTN | stock option (right to buy) | common stock | $0.62 | June 27, 2023 | 30,000 | Acquired |
| June 7, 2013 | GYRE | Stock Option (Right to Buy) | Common Stock | $5.23 | June 6, 2023 | 12,500 | Acquired |
| July 17, 2012 | PTN | stock option (right to buy) | common stock | $0.72 | July 17, 2022 | 15,000 | Acquired |
| June 7, 2012 | GYRE | Stock Option (Right to Buy) | Common Stock | $4.16 | June 6, 2022 | 7,500 | Acquired |
| June 22, 2011 | PTN | stock option (right to buy) | common stock | $0.86 | June 22, 2021 | 12,500 | Acquired |
| June 22, 2011 | PTN | stock option (right to buy) | common stock | $0.86 | June 22, 2021 | 20,000 | Acquired |
| June 15, 2011 | GYRE | Stock Option (Right to Buy) | Common Stock | $21.25 | June 14, 2021 | 7,500 | Acquired |
| Aug. 2, 2010 | GYRE | Stock Option (Right to Buy) | Common Stock | $5.69 | Oct. 24, 2016 | 6,000 | Disposed |
| July 26, 2010 | GYRE | Stock Option (Right to Buy) | Common Stock | $5.69 | Oct. 24, 2016 | 2,864 | Disposed |
| July 23, 2010 | GYRE | Stock Option (Right to Buy) | Common Stock | $5.69 | Oct. 24, 2016 | 2,336 | Disposed |
| July 15, 2010 | GYRE | Stock Option (Right to Buy) | Common Stock | $5.69 | Oct. 24, 2016 | 6,800 | Disposed |
| June 17, 2010 | GYRE | Stock Option (Right to Buy) | Common Stock | $22.76 | June 16, 2020 | 7,500 | Acquired |
| June 11, 2010 | MNOV | Stock Option (right to buy) | Common Stock | $5.13 | June 10, 2020 | 1,000 | Acquired |
| June 17, 2009 | GYRE | Stock Option (Right to Buy) | Common Stock | $2.71 | June 16, 2019 | 7,500 | Acquired |
| June 12, 2009 | MNOV | Stock Option (right to buy) | Common Stock | $2.77 | June 11, 2019 | 1,000 | Acquired |
| July 2, 2008 | GYRE | Stock Option (Right to Buy) | Common Stock | $7.10 | July 1, 2018 | 7,500 | Acquired |
| June 9, 2008 | MNOV | Stock Option (right to buy) | Common Stock | $4.52 | June 8, 2018 | 1,000 | Disposed |
| June 20, 2007 | GYRE | Stock Option (Right to Buy) | Common Stock | $9.27 | June 19, 2017 | 7,500 | Acquired |
| May 14, 2007 | GYRE | Stock Option (Right to Buy) | Common Stock | $9.37 | May 13, 2017 | 7,500 | Acquired |
| April 2, 2007 | MNOV | Stock Option (right to buy) | Common Stock | $10.76 | April 1, 2017 | 1,000 | Acquired |
| Nov. 12, 2006 | MNOV | Stock Option (right to buy) | Common Stock | $9.73 | Nov. 11, 2016 | 20,000 | Acquired |
| Oct. 25, 2006 | GYRE | Stock option (right to buy) | Common Stock | $5.69 | Oct. 24, 2016 | 25,000 | Acquired |
| Oct. 25, 2006 | GYRE | Stock option (right to buy) | Common Stock | $5.69 | Oct. 24, 2016 | 25,000 | Acquired |
| May 11, 2006 | MNOV | Stock Option (right to buy) | Common Stock | · | May 10, 2016 | 100,000 | Acquired |
| May 11, 2006 | MNOV | Stock Option (right to buy) | Common Stock | · | May 10, 2016 | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).