Alexander C Frank
CIK 1226177 · View on SEC EDGAR ↗
First SEC filing: March 18, 2021 · Latest: Feb. 13, 2026
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 7, 2025 | SUNS | P | 4,400 | $11.30 | $49,720 | 9,137 Direct | +92.89% | Acquired | -31.3% (price as of 2026-08-20) |
| July 10, 2024 | SUNS | P | 1,000 | $10.90 | $10,900 | 3,976 Direct | +33.60% | Acquired | -28.8% (price as of 2026-08-20) |
| Sept. 21, 2011 | OCSL | P | 9,000 | $9.63 | $86,670 | 10,000 Direct | +900.00% | Acquired | -54.6% (price as of 2026-08-20) |
| Sept. 21, 2011 | OCSL | P | 1,000 | $9.65 | $9,650 | 1,000 Direct | — | Acquired | -54.7% (price as of 2026-08-20) |
| Dec. 23, 2004 | MS | S | 3,702 | $55.26 | $204,573 | 24,516 Direct | -13.12% | Disposed | 287.0% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 11, 2022 | AFCG | Stock Option (right to buy) | Common Stock (5,000) | $20.18 | Jan. 10, 2029 | 5,000 | Acquired |
| March 23, 2021 | AFCG | Stock Option (right to buy) | Common Stock (700) | $19.00 | March 23, 2028 | 700 | Acquired |
| Dec. 23, 2004 | MS | Employee Stock Option (Right to Buy) | Common Stock (3,702) | $9.02 | Jan. 31, 2005 | 3,702 | Disposed |
| Nov. 28, 2003 | MS | Employee Stock Option (Right to Buy) | Common Stock (9,265) | $55.45 | Jan. 2, 2014 | 9,265 | Acquired |
| Nov. 20, 2003 | MS | Employee Stock Option (Right to Buy) | Common Stock (65,074) | $53.02 | Jan. 2, 2014 | 65,074 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.