Insider at

04

Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

18 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 7, 2025 SUNS P 4,400 $11.30 $49,720 9,137 Direct +92.89% Acquired -47.4% (price as of 2026-10-06)
July 10, 2024 SUNS P 1,000 $10.90 $10,900 3,976 Direct +33.60% Acquired -45.5% (price as of 2026-10-06)
Sept. 21, 2011 OCSL P 9,000 $9.63 $86,670 10,000 Direct +900.00% Acquired -59.5% (price as of 2026-10-06)
Sept. 21, 2011 OCSL P 1,000 $9.65 $9,650 1,000 Direct · Acquired -59.6% (price as of 2026-10-06)
Dec. 23, 2004 MS S 3,702 $55.26 $204,573 24,516 Direct -13.12% Disposed 245.7% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Jan. 11, 2022 AFCG Stock Option (right to buy) Common Stock (5,000) $20.18 Jan. 10, 2029 5,000 Acquired
March 23, 2021 AFCG Stock Option (right to buy) Common Stock (700) $19.00 March 23, 2028 700 Acquired
Dec. 23, 2004 MS Employee Stock Option (Right to Buy) Common Stock (3,702) $9.02 Jan. 31, 2005 3,702 Disposed
Nov. 28, 2003 MS Employee Stock Option (Right to Buy) Common Stock (9,265) $55.45 Jan. 2, 2014 9,265 Acquired
Nov. 20, 2003 MS Employee Stock Option (Right to Buy) Common Stock (65,074) $53.02 Jan. 2, 2014 65,074 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 18, 2021 AFCG Common Stock · Direct
March 18, 2021 AFCG Stock Option (right to buy)→ Common Stock · Direct
May 10, 2017 OCSL Common Stock 15,223 Direct