Alexander C Frank

CIK 1226177 · View on SEC EDGAR ↗

Insider

First SEC filing: March 18, 2021 · Latest: Feb. 13, 2026

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 15 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

15 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 7, 2025 SUNS P 4,400 $11.30 $49,720 9,137 Direct +92.89% Acquired -31.3% (price as of 2026-08-20)
July 10, 2024 SUNS P 1,000 $10.90 $10,900 3,976 Direct +33.60% Acquired -28.8% (price as of 2026-08-20)
Sept. 21, 2011 OCSL P 9,000 $9.63 $86,670 10,000 Direct +900.00% Acquired -54.6% (price as of 2026-08-20)
Sept. 21, 2011 OCSL P 1,000 $9.65 $9,650 1,000 Direct Acquired -54.7% (price as of 2026-08-20)
Dec. 23, 2004 MS S 3,702 $55.26 $204,573 24,516 Direct -13.12% Disposed 287.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 11, 2022 AFCG Stock Option (right to buy) Common Stock (5,000) $20.18 Jan. 10, 2029 5,000 Acquired
March 23, 2021 AFCG Stock Option (right to buy) Common Stock (700) $19.00 March 23, 2028 700 Acquired
Dec. 23, 2004 MS Employee Stock Option (Right to Buy) Common Stock (3,702) $9.02 Jan. 31, 2005 3,702 Disposed
Nov. 28, 2003 MS Employee Stock Option (Right to Buy) Common Stock (9,265) $55.45 Jan. 2, 2014 9,265 Acquired
Nov. 20, 2003 MS Employee Stock Option (Right to Buy) Common Stock (65,074) $53.02 Jan. 2, 2014 65,074 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 18, 2021 AFCG Common Stock Direct
March 18, 2021 AFCG Stock Option (right to buy)→ Common Stock Direct
May 10, 2017 OCSL Common Stock 15,223 Direct