OCSL Oaktree Specialty Lending Corporation - Closed End Fund
$13.08
Price · Aug 25, 2026
Fundamentals as of Aug 5, 2026
52W Range
$11–$14
66% of range
Analyst Rating
HOLD
12 analysts
Price Target
$12
P/E (TTM)
33.5
ROE
2.3%
Net Profit Margin
—
OCSL Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$13.07
Market Cap
$1.15B
P/E (TTM)
33.5
EPS (TTM)
$0.39
Revenue (TTM)
—
Div Yield
12.9%
ROE
2.3%
Debt/Equity
—
52W Range
$11 – $14
OCSL Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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10-Year Performance Revenue, net income, margins and EPS trends
Revenue & Net Income
—
EPS
$0.39
2021-09-30
→
2025-09-30
Free Cash Flow
—
Margins
—
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Metric
5Y trend
OCSL
Peer Median
P/E (TTM)
33.5
14.6
P/B
0.8
0.8
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Metric
5Y trend
OCSL
Peer Median
ROA
1.1%
2.5%
ROE
2.3%
6.8%
Financial Health Debt, liquidity, solvency — balance sheet strength
Metric
5Y trend
OCSL
Peer Median
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Metric
5Y trend
OCSL
Peer Median
EPS YoY
-45.8%
—
Net Income YoY
-41.4%
—
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Metric
5Y trend
OCSL
Peer Median
Payout Ratio
436.9%
—
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Dividend Yield
12.9%
Payout Ratio
436.9%
5Y Div CAGR
—
| Ex-date | Amount |
|---|---|
| June 15, 2026 | $0.3400 |
| March 16, 2026 | $0.4000 |
| Dec. 15, 2025 | $0.4000 |
| Sept. 15, 2025 | $0.4000 |
| June 16, 2025 | $0.4200 |
| March 17, 2025 | $0.4700 |
| Dec. 16, 2024 | $0.5500 |
| Sept. 16, 2024 | $0.5500 |
| June 14, 2024 | $0.5500 |
| March 14, 2024 | $0.5500 |
| Dec. 14, 2023 | $0.6200 |
| Sept. 14, 2023 | $0.5500 |
| June 14, 2023 | $0.5500 |
| March 14, 2023 | $0.5500 |
| Dec. 14, 2022 | $0.9600 |
| Sept. 14, 2022 | $0.5100 |
| June 14, 2022 | $0.4950 |
| March 14, 2022 | $0.4800 |
| Dec. 14, 2021 | $0.4650 |
| Sept. 14, 2021 | $0.4350 |
OCSL Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
HOLD
12 analysts
- Strong Buy 0 0.0%
- Buy 0 0.0%
- Hold 9 75.0%
- Sell 1 8.3%
- Strong Sell 2 16.7%
12-Month Price Target
6 analysts · 2026-08-21
Median
$12.50
Now
$13.07
Low
$11.50
High
$13.50
Median target
$12.50
-4.4%
Mean target
$12.50
-4.4%
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
-0.01%
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| Sept. 30, 2026 | $0.37 | $0.36 | 0.01% |
| June 30, 2026 | $0.37 | $0.36 | 0.01% |
| March 31, 2026 | $0.38 | $0.37 | 0.01% |
| Dec. 31, 2025 | $0.41 | $0.39 | 0.02% |
| Sept. 30, 2025 | $0.40 | $0.39 | 0.01% |
| June 30, 2025 | $0.37 | $0.46 | -0.09% |
| March 31, 2025 | $0.45 | $0.50 | -0.05% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| OCSL | $1.15B | 33.5 | — | — | 2.3% | — |
| CSWC | $1.34B | 11.6 | — | — | 11.5% | — |
| WLTH | $1.30B | -11.4 | 18.2% | -11.5% | -12.0% | — |
| MSDL | $1.42B | 11.8 | — | — | 6.9% | — |
| PSEC | $1.18B | 38.5 | — | — | 5.2% | — |
| GSBD | $1.04B | 9.0 | — | — | 8.1% | — |
| VRTS | $1.09B | 8.2 | -6.0% | 15.9% | 14.8% | — |
| BBDC | $961M | 8.2 | — | — | 8.7% | — |
| RPC | — | 57.7 | 0.30% | 6.6% | 4.9% | — |
| KBDC | $974M | 8.6 | — | — | 8.3% | — |
| MFIC | $1.05B | — | — | — | 4.7% | — |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 8
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| SG&A Expense | $4M | $3M | $4M | $3M | $3M | |
| Interest Expense | $116M | $129M | $112M | $47M | $31M | |
| Income Tax | $100.0K | · | · | $1M | $700.0K | |
| Net Income | $34M | $58M | $117M | $29M | $237M | |
| EPS (Basic) | $0.39 | $0.72 | $1.63 | $0.48 | $4.39 | |
| EPS (Diluted) | $0.39 | $0.72 | $1.63 | $0.48 | $4.39 | |
| Shares (Basic) | 86,079,000 | 80,418,000 | 72,119,000 | 60,727,000 | 54,039,000 | |
| Shares (Diluted) | 86,079,000 | 80,418,000 | 72,119,000 | 60,727,000 | 54,039,000 |
Balance Sheet 11
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| Cash & Equivalents | $80M | $64M | $136M | $24M | $29M | |
| Total Assets | $3.00B | $3.20B | $3.22B | $2.65B | · | |
| Deferred Tax | $269.0K | $0 | $5.0K | $0 | · | |
| Total Liabilities | $1.54B | $1.71B | $1.70B | $1.40B | · | |
| Long-term Debt | $1.49B | $1.64B | $1.60B | $1.30B | · | |
| Common Stock | $881.0K | $822.0K | $772.0K | $611.0K | · | |
| Paid-in Capital | $2.35B | $2.26B | $2.17B | $1.83B | · | |
| Retained Earnings | $-885M | $-777M | $-651M | $-583M | · | |
| Stockholders' Equity | $1.47B | $1.49B | $1.52B | $1.25B | $1.31B | |
| Liabilities + Equity | $3.00B | $3.20B | $3.22B | $2.65B | · | |
| Shares Outstanding | 88,086,000 | 82,245,000 | 77,225,000 | 61,125,000 | 60,120,000 |
Cash Flow 8
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| Deferred Tax | $269.0K | $-5.0K | $2M | $-973.0K | $133.0K | |
| Operating Cash Flow | $228M | $19M | $229M | $22M | $-231M | |
| Stock Issued | $3M | $93M | $1M | $21M | $0 | |
| Stock Repurchased | $11M | $2M | $2M | $2M | $2M | |
| Net Stock Activity | $-8M | $91M | $-1M | · | · | |
| Dividends Paid | $148M | $177M | $180M | $115M | $80M | |
| Financing Cash Flow | $-229M | $-87M | $-110M | $-27M | $224M | |
| Net Change in Cash | $1M | $-67M | $119M | $-5M | $-7M |
Profitability 2
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| ROA | 1.1% | 1.8% | 3.9% | · | · | |
| ROE | 2.3% | 3.9% | 7.8% | · | · |
Growth Rates 4
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| EPS YoY | -45.8% | -55.8% | 239.6% | -89.1% | · | |
| EPS CAGR 3Y | -6.7% | -45.3% | · | · | · | |
| Net Income YoY | -41.4% | -50.6% | 301.5% | -87.7% | · | |
| Net Income CAGR 3Y | 5.1% | -37.5% | · | · | · |
Valuation (TTM) 10
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| Net Income TTM | $34M | $58M | $117M | $29M | $237M | |
| Market Cap | $1.15B | $1.34B | $1.55B | · | · | |
| P/E | 33.5 | 22.7 | 12.3 | 37.5 | 4.8 | |
| P/B | 0.8 | 0.9 | 1.0 | · | · | |
| P / Tangible Book | 0.8 | 0.9 | 1.0 | · | · | |
| P / Cash Flow | 5.0 | 70.3 | 6.8 | · | · | |
| Dividend Yield | 12.9% | 13.2% | 11.6% | · | · | |
| Earnings Yield | 3.0% | 4.4% | 8.1% | 2.7% | 20.7% | |
| Payout Ratio | 436.9% | 305.4% | 153.4% | · | · | |
| Annual Payout | $148M | $177M | $180M | $115M | $80M |
Income Statement 8
| Metric | Trend | Q3 2026 | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SG&A Expense | $641.0K | $1M | $841.0K | $699.0K | $997.0K | $937.0K | $926.0K | $704.0K | $824.0K | $526.0K | $591.0K | $752.0K | $1M | $746.0K | $811.0K | |
| Interest Expense | $24M | $26M | $27M | $26M | $31M | $28M | $31M | $32M | $33M | $32M | $32M | $31M | $28M | $21M | $12M | |
| Income Tax | $300.0K | · | · | $0 | · | · | · | · | $1M | · | · | $-1M | · | · | · | |
| Net Income | $31M | $-19M | $6M | $25M | $38M | $-36M | $7M | $37M | $1M | $9M | $11M | $37M | $22M | $13M | $-38M | |
| EPS (Basic) | $0.35 | $-0.21 | $0.06 | $0.28 | $0.44 | $-0.42 | $0.09 | $0.45 | $0.01 | $0.12 | $0.14 | $0.48 | $0.29 | $0.22 | $-0.62 | |
| EPS (Diluted) | $0.35 | $-0.21 | $0.06 | $0.28 | $0.44 | $-0.42 | $0.09 | $0.45 | $0.01 | $0.12 | $0.14 | $0.48 | $0.29 | $0.22 | $-0.62 | |
| Shares (Basic) | 88,086,000 | 88,086,000 | 88,086,000 | -170,168,000 | 88,086,000 | 85,916,000 | 82,245,000 | -159,015,000 | 81,830,000 | 79,763,000 | 77,840,000 | 77,080,000 | 73,203,000 | 61,142,000 | 61,123,000 | |
| Shares (Diluted) | 88,086,000 | 88,086,000 | 88,086,000 | -170,168,000 | 88,086,000 | 85,916,000 | 82,245,000 | -159,015,000 | 81,830,000 | 79,763,000 | 77,840,000 | 77,080,000 | 73,203,000 | 61,142,000 | 61,123,000 |
Balance Sheet 11
| Metric | Trend | Q3 2026 | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $40M | $51M | $81M | $80M | $80M | $98M | $113M | $64M | $96M | $125M | $112M | $60M | $44M | · | · | |
| Total Assets | $2.86B | $2.89B | $3.10B | $3.00B | $2.96B | $3.08B | $3.08B | $3.20B | $3.32B | $3.30B | $3.27B | $3.34B | $3.32B | · | · | |
| Deferred Tax | $64.0K | $292.0K | $288.0K | $269.0K | $269.0K | · | $14.0K | $0 | $0 | $0 | $0 | · | · | · | · | |
| Total Liabilities | $1.48B | $1.51B | $1.66B | $1.54B | $1.49B | $1.60B | $1.63B | $1.71B | $1.83B | $1.77B | $1.75B | $1.83B | $1.80B | · | · | |
| Long-term Debt | $1.44B | $1.48B | $1.61B | $1.49B | $1.45B | $1.45B | $1.58B | $1.64B | $1.70B | $1.64B | $1.62B | $1.74B | $1.72B | · | · | |
| Common Stock | $881.0K | $881.0K | $881.0K | $881.0K | $881.0K | $881.0K | $822.0K | $822.0K | $822.0K | $814.0K | $790.0K | $771.0K | $771.0K | · | · | |
| Paid-in Capital | $2.35B | $2.35B | $2.35B | $2.35B | $2.37B | $2.37B | $2.26B | $2.26B | $2.26B | $2.25B | $2.20B | $2.16B | $2.16B | · | · | |
| Retained Earnings | $-968M | $-969M | $-915M | $-885M | $-892M | $-893M | $-815M | $-777M | $-769M | $-725M | $-690M | $-655M | $-649M | · | · | |
| Stockholders' Equity | $1.38B | $1.38B | $1.44B | $1.47B | $1.48B | $1.48B | $1.45B | $1.49B | $1.50B | $1.52B | $1.51B | $1.51B | $1.52B | · | · | |
| Liabilities + Equity | $2.86B | $2.89B | $3.10B | $3.00B | $2.96B | $3.08B | $3.08B | $3.20B | $3.32B | $3.30B | $3.27B | $3.34B | $3.32B | · | · | |
| Shares Outstanding | 88,086,000 | 88,086,000 | 88,086,000 | 88,086,000 | 88,086,000 | 88,086,000 | 82,245,000 | 82,245,000 | 82,245,000 | 81,396,000 | 78,965,000 | 77,080,000 | 77,080,000 | · | · |
Cash Flow 8
| Metric | Trend | Q3 2026 | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Tax | $-228.0K | $4.0K | $19.0K | $0 | $269.0K | $-14.0K | $14.0K | $0 | $-900.0K | $0 | $-5.0K | $-900.0K | $-70.0K | $-35.0K | $-30.0K | |
| Operating Cash Flow | $58M | $131M | $-83M | $1M | $21M | $62M | $144M | $96M | $-60M | $-18M | $1M | $49M | $46M | $-110M | $24M | |
| Stock Issued | $0 | · | · | $0 | $0 | $3M | $0 | $0 | $14M | $46M | $32M | $0 | $0 | $0 | $1M | |
| Stock Repurchased | $1M | $1M | $1M | $1M | $4M | $4M | $1M | $2M | $0 | $0 | $0 | $1M | · | · | $874.0K | |
| Net Stock Activity | · | · | $-1M | · | · | · | $-1M | · | · | · | $32M | · | · | · | · | |
| Dividends Paid | $29M | $34M | $34M | $34M | $33M | $37M | $44M | $44M | $43M | $43M | $47M | $41M | $41M | $57M | $29M | |
| Financing Cash Flow | $-69M | $-160M | $85M | $-234.0K | $-52M | $-82M | $-95M | $-125M | $30M | $23M | $-15M | $-30M | $-12M | $103M | $-29M | |
| Net Change in Cash | $-11M | $-30M | $1M | $-169.0K | $-28M | $-18M | $48M | $-29M | $-30M | $6M | $-14M | $20M | $34M | $-7M | $-5M |
Profitability 2
| Metric | Trend | Q3 2026 | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ROA | 1.1% | -0.63% | 0.18% | · | 1.2% | -1.1% | 0.23% | · | 0.03% | 0.28% | 0.65% | 2.2% | 1.3% | · | · | |
| ROE | 2.2% | -1.3% | 0.39% | · | 2.6% | -2.4% | 0.49% | · | 0.07% | 0.61% | 1.4% | 4.9% | 2.8% | · | · |
Valuation (TTM) 8
| Metric | Trend | Q3 2026 | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Income TTM | $56M | $-11M | $15M | · | $10M | $-19M | $28M | · | $58M | $78M | $82M | $34M | $11M | $29M | · | |
| Market Cap | $1.05B | $995M | $1.12B | · | $1.20B | $1.35B | $1.26B | · | $1.55B | $1.60B | $1.61B | $1.50B | $1.45B | · | · | |
| P/E | 18.7 | -86.9 | 74.9 | · | 113.8 | -76.8 | 42.4 | · | 25.1 | 19.1 | 18.1 | 52.5 | 144.4 | 41.2 | · | |
| P/B | 0.8 | 0.7 | 0.8 | · | 0.8 | 0.9 | 0.9 | · | 1.0 | 1.1 | 1.1 | 1.0 | 1.0 | · | · | |
| P / Tangible Book | 0.8 | 0.7 | 0.8 | · | 0.8 | 0.9 | 0.9 | · | 1.0 | 1.1 | 1.1 | 1.0 | 1.0 | · | · | |
| P / Cash Flow | · | · | -13.4 | · | · | · | 8.7 | · | · | · | 1433.3 | · | · | · | · | |
| Earnings Yield | 5.4% | -1.1% | 1.3% | · | 0.88% | -1.3% | 2.4% | · | 4.0% | 5.2% | 5.5% | 1.9% | 0.69% | 2.4% | · | |
| Payout Ratio | · | · | 608.0% | · | · | · | 604.8% | · | · | · | 445.8% | · | · | 430.8% | · |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
Income Statement
| 2025-09-30 | 2024-09-30 | 2023-09-30 | 2022-12-31 | 2022-09-30 | |
|---|---|---|---|---|---|
| Net Income | $34M | $58M | $117M | — | $29M |
| Diluted EPS | $0.39 | $0.72 | $1.63 | — | $0.48 |
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Institutional owners (13F) 195 filers · $395.4M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 20 (-15 vs prior Q) | 32 (-6 vs prior Q) | 58 (-2 vs prior Q) | 50 (-5 vs prior Q) | +5.0M |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| OAKTREE CAPITAL MANAGEMENT LP | $93,994,056 | 7,872,199 | 23.77% | Shares |
| PRIVATE MANAGEMENT GROUP INC | $46,201,642 | 3,869,484 | 11.68% | Shares |
| BRUNI J V & CO /CO | $29,549,160 | 2,474,804 | 7.47% | Shares |
| ARES MANAGEMENT LLC | $26,319,402 | 2,204,305 | 6.66% | Shares |
| Generali Asset Management SPA SGR | $24,845,552 | 2,080,867 | 6.28% | Shares |
| VAN ECK ASSOCIATES CORP | $21,237,821 | 1,778,712 | 5.37% | Shares |
| Russell Investments Group, Ltd. | $12,586,992 | 1,054,187 | 3.18% | Shares |
| Legal & General Group Plc | $8,979,846 | 752,396 | 2.27% | Shares |
| Melia Wealth LLC | $8,707,158 | 729,243 | 2.20% | Shares |
| Beach Point Capital Management LP | $5,415,077 | 453,524 | 1.37% | Shares |
| TWO SIGMA INVESTMENTS, LP | $4,062,979 | 340,283 | 1.03% | Shares |
| Muzinich & Co., Inc. | $3,996,765 | 334,737 | 1.01% | Shares |
| BlackRock, Inc. | $3,987,685 | 333,977 | 1.01% | Shares |
| Sumitomo Mitsui Trust Group, Inc. | $3,711,848 | 310,875 | 0.94% | Shares |
| Arnhold LLC | $3,550,299 | 297,345 | 0.90% | Shares |
| United Advisor Group, LLC | $3,499,089 | 293,056 | 0.88% | Shares |
| CASTLEKEEP INVESTMENT ADVISORS LLC | $3,459,149 | 289,711 | 0.87% | Shares |
| Palliser Capital (UK) Ltd | $3,235,656 | 270,993 | 0.82% | Shares |
| OSAIC HOLDINGS, INC. | $2,958,825 | 247,792 | 0.75% | Shares |
| Old Port Advisors | $2,955,597 | 247,537 | 0.75% | Shares |
| Trexquant Investment LP | $2,737,078 | 229,236 | 0.69% | Shares |
| TWO SIGMA ADVISERS, LP | $2,609,674 | 204,841 | 0.66% | Shares |
| Wills Financial Group, Inc. | $2,544,096 | 166,498 | 0.64% | Shares |
| Naviter Wealth, LLC | $2,487,035 | 208,294 | 0.63% | Shares |
| Plan Group Financial, LLC | $2,415,968 | 202,342 | 0.61% | Shares |
| HighTower Advisors, LLC | $2,251,744 | 188,588 | 0.57% | Shares |
| WELLS FARGO & COMPANY/MN | $2,149,786 | 180,049 | 0.54% | Shares |
| LOOMIS SAYLES & CO L P | $2,109,392 | 176,666 | 0.53% | Shares |
| Michelson Medical Research Foundation, Inc. | $2,030,994 | 170,100 | 0.51% | Shares |
| Lido Advisors, LLC | $1,863,552 | 156,076 | 0.47% | Shares |
| CITADEL ADVISORS LLC | $1,861,028 | 155,865 | 0.47% | Shares |
| ROYAL BANK OF CANADA | $1,793,000 | 150,166 | 0.45% | Shares |
| FIDUCIARY FINANCIAL GROUP, LLC | $1,740,697 | 154,044 | 0.44% | Shares |
| LAZARD ASSET MANAGEMENT LLC | $1,656,532 | 138,738 | 0.42% | Shares |
| Cerberus Capital Management, L.P. | $1,611,900 | 135,000 | 0.41% | Shares |
| Carnegie Lake Advisors LLC | $1,556,359 | 130,348 | 0.39% | Shares |
| SBE LLC DBA CEDAR COVE WEALTH PARTNERS | $1,551,301 | 129,925 | 0.39% | Shares |
| STATE STREET CORP | $1,517,192 | 127,068 | 0.38% | Shares |
| BANK OF AMERICA CORP /DE/ | $1,473,635 | 123,420 | 0.37% | Shares |
| Independent Advisor Alliance | $1,339,280 | 112,168 | 0.34% | Shares |
| DNB Asset Management AS | $1,337,089 | 111,984 | 0.34% | Shares |
| LPL Financial LLC | $1,317,176 | 110,316 | 0.33% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1,256,088 | 105,200 | 0.32% | Call option |
| Balyasny Asset Management L.P. | $1,197,331 | 100,279 | 0.30% | Shares |
| Callodine Capital Management, LP | $1,194,000 | 100,000 | 0.30% | Shares |
| HBK INVESTMENTS L P | $1,194,000 | 100,000 | 0.30% | Put option |
| TT Capital Management LLC | $1,098,267 | 91,982 | 0.28% | Shares |
| DENALI ADVISORS LLC | $1,092,065 | 91,463 | 0.28% | Shares |
| Triad Investment Management | $1,057,443 | 88,563 | 0.27% | Shares |
| AQR CAPITAL MANAGEMENT LLC | $1,043,377 | 87,385 | 0.26% | Shares |
| SCOTIA CAPITAL INC. | $955,200 | 80,000 | 0.24% | Shares |
| TORONTO DOMINION BANK | $927,153 | 77,651 | 0.23% | Shares |
| RAYMOND JAMES FINANCIAL INC | $926,763 | 77,618 | 0.23% | Shares |
| NewGen Asset Management Ltd | $881,399 | 73,819 | 0.22% | Shares |
| STEEL GROVE CAPITAL ADVISORS, LLC | $842,522 | 70,563 | 0.21% | Shares |
| NewEdge Advisors, LLC | $777,030 | 65,078 | 0.20% | Shares |
| Blue Trust, Inc. | $774,352 | 64,854 | 0.20% | Shares |
| COMMONWEALTH EQUITY SERVICES, LLC | $746,010 | 62,480 | 0.19% | Shares |
| Rockefeller Capital Management L.P. | $735,695 | 61,616 | 0.19% | Shares |
| Sound Income Strategies, LLC | $719,313 | 60,244 | 0.18% | Shares |
| JACKSON THORNTON WEALTH MANAGEMENT, LLC | $618,396 | 51,792 | 0.16% | Shares |
| AVAII WEALTH MANAGEMENT, LLC | $615,182 | 51,523 | 0.16% | Shares |
| Creative Planning | $597,567 | 50,048 | 0.15% | Shares |
| Clearstead Advisors, LLC | $561,137 | 46,996 | 0.14% | Shares |
| Virtus Investment Advisers, LLC | $559,079 | 46,824 | 0.14% | Shares |
| Invesco Ltd. | $558,267 | 46,756 | 0.14% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $543,270 | 45,500 | 0.14% | Put option |
| Advisors Asset Management, Inc. | $531,029 | 41,682 | 0.13% | Shares |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $517,324 | 43,327 | 0.13% | Shares |
| Equitable Holdings, Inc. | $505,958 | 42,375 | 0.13% | Shares |
| Cresset Asset Management, LLC | $473,441 | 39,652 | 0.12% | Shares |
| Significant Wealth Partners LLC | $464,860 | 38,933 | 0.12% | Shares |
| Lindbrook Capital, LLC | $457,963 | 29,815 | 0.12% | Shares |
| Northeast Financial Consultants Inc | $439,388 | 32,166 | 0.11% | Shares |
| AlTi Global, Inc. | $420,407 | 35,210 | 0.11% | Shares |
| GUGGENHEIM CAPITAL LLC | $409,638 | 34,308 | 0.10% | Shares |
| Texas Capital Bank Wealth Management Services Inc | $381,185 | 31,925 | 0.10% | Shares |
| Summit Financial, LLC | $370,641 | 31,042 | 0.09% | Shares |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $370,445 | 31,026 | 0.09% | Shares |
| Running Point Capital Advisors, LLC | $366,770 | 28,789 | 0.09% | Shares |
| Cerity Partners LLC | $364,837 | 30,556 | 0.09% | Shares |
| Cetera Investment Advisers | $356,783 | 29,881 | 0.09% | Shares |
| Sovran Advisors, LLC | $350,080 | 29,173 | 0.09% | Shares |
| WOLVERINE TRADING, LLC | $349,655 | 26,773 | 0.09% | Shares |
| Brevan Howard Capital Management LP | $332,756 | 27,869 | 0.08% | Shares |
| Valeo Financial Advisors, LLC | $328,350 | 27,500 | 0.08% | Shares |
| Atria Wealth Solutions, Inc. | $316,721 | 23,186 | 0.08% | Shares |
| BROWN ADVISORY INC | $312,458 | 26,169 | 0.08% | Shares |
| STIFEL FINANCIAL CORP | $305,264 | 25,567 | 0.08% | Shares |
| CITADEL ADVISORS LLC | $304,470 | 25,500 | 0.08% | Call option |
| Cornerstone Advisory, LLC | $297,442 | 24,911 | 0.08% | Shares |
| VARCOV Co. | $279,312 | 23,393 | 0.07% | Shares |
| BFSG, LLC | $267,827 | 22,431 | 0.07% | Shares |
| Corient Private Wealth LP | $264,486 | 22,152 | 0.07% | Shares |
| Kaizen Financial Strategies | $256,365 | 21,100 | 0.06% | Shares |
| PFG Investments, LLC | $252,533 | 21,150 | 0.06% | Shares |
| Generali Investments CEE, investicni spolecnost, a.s. | $239,349 | 20,046 | 0.06% | Shares |
| Sonora Investment Management Group, LLC | $236,205 | 18,100 | 0.06% | Shares |
| TEXAS CAPITAL BANCSHARES INC/TX | $233,869 | 17,921 | 0.06% | Shares |
| Squarepoint Ops LLC | $229,033 | 19,182 | 0.06% | Shares |
Company insiders 35 insiders · 17 officers · 20 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Edgar Lee | Chief Executive Officer and Chief Investment Officer | Dec. 15, 2017 P | 12,000 | 0 | 0 | $0 |
| Bernard D Berman | Chief Executive Officer | Sept. 29, 2017 S | 35,968 | 0 | 0 | $0 |
| Patrick J Dalton | Chief Executive Officer | Feb. 14, 2017 P | 22,500 | 0 | 0 | $0 |
| Todd Owens | Chief Executive Officer | Feb. 12, 2015 P | 10,000 | 0 | 0 | $0 |
| Christopher Mckown | Chief Financial Officer and Treasurer | March 17, 2023 P | 5,092 | 0 | 0 | $0 |
| Melvin Carlisle | CFO & Treasurer | March 19, 2021 A | 41,713 | 0 | 0 | $0 |
| Steven M. Noreika | Chief Financial Officer | Feb. 14, 2017 P | 1,611 | 0 | 0 | $0 |
| Richard A Petrocelli | Chief Financial Officer | Dec. 3, 2014 P | 17,000 | 0 | 0 | $0 |
| Alexander C Frank | Chief Financial Officer | Sept. 21, 2011 P | 10,000 | 0 | 0 | $0 |
| William H Craig | CFO and CCO | June 12, 2008 P | 3,500 | 0 | 0 | $0 |
| Mathew Pendo | President | Feb. 24, 2025 P | 52,596 | 0 | 0 | $0 |
| Matthew Stewart | Chief Operating Officer | March 23, 2023 P | 9,668 | 0 | 0 | $0 |
| Raghav Khanna | Co-Chief Investment Officer | Feb. 24, 2025 P | 6,000 | 0 | 0 | $0 |
| Ashley Pak | Chief Compliance Officer | March 9, 2023 P | 1,920 | 0 | 0 | $0 |
| Ivelin M. Dimitrov | Chief Investment Officer | Aug. 20, 2014 P | 26,870 | 0 | 0 | $0 |
| Chad S. Blakeman | Co-Chief Investment Officer | June 14, 2011 P | 1,000 | 0 | 0 | $0 |
| Marc A. Goodman | Chief Investment Officer | Dec. 14, 2009 P | 54,207 | 0 | 0 | $0 |
| Deborah Ann Gero | Director | March 16, 2026 P | 24,411 | 1 | 0 | $21,560 |
| CALDWELL PHYLLIS R | Director | March 16, 2026 P | 23,500 | 4 | 0 | $66,505 |
| Craig A Jacobson | Director | May 6, 2025 P | 71,667 | 0 | 0 | $0 |
| Bruce Zimmerman | Director | March 19, 2021 A | 57,390 | 0 | 0 | $0 |
| Richard Ruben | Director | March 19, 2021 A | 101,625 | 0 | 0 | $0 |
| John Frank | Director | March 19, 2021 A | 44,663 | 0 | 0 | $0 |
| Marc Gamsin | Director | Feb. 12, 2018 P | 35,000 | 0 | 0 | $0 |
| James Castro-Blanco | Director | Feb. 17, 2017 P | 32,564 | 0 | 0 | $0 |
| Sandeep K. Khorana | Director | Feb. 16, 2017 P | 2,500 | 0 | 0 | $0 |
| Douglas F Ray | Director | Feb. 16, 2017 P | 15,736 | 0 | 0 | $0 |
| Richard P Dutkiewicz | Director | Feb. 13, 2017 P | 24,452 | 0 | 0 | $0 |
| Byron J Haney | Director | Feb. 10, 2017 P | 28,000 | 0 | 0 | $0 |
| Brian S Dunn | Director | Feb. 24, 2016 P | 30,000 | 0 | 0 | $0 |
| Frank C Meyer | Director | Aug. 9, 2011 P | 119,750 | 0 | 0 | $0 |
| Adam C Berkman | Director | June 17, 2008 P | 1,000 | 0 | 0 | $0 |
| Genworth Life Insurance CO | 10% owner | Nov. 6, 2009 S | 1,472,379 | 0 | 0 | $0 |
| Armen Panossian | — | Aug. 12, 2026 P | 22,489 | 1 | 0 | $21,573 |
| Leonard M. Tannenbaum | — | Dec. 30, 2021 S | 15,306,589 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
Activists & 5%+ owners 5 positions
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| Oaktree Capital I, L.P., Oaktree Fund GP I, L.P., Oaktree Capital Holdings, LLC, Oaktree Capital Group Holdings GP, LLC | Feb. 10, 2025 | 8.56% | Initial filing | — | SEC |
| or ×16 filings | Aug. 7, 2023 | — | Initial filing | — | SEC |
| Leonard M. Tannenbaum ×26 filings | Jan. 26, 2023 | — | Initial filing | — | SEC |
| Oct. 4, 2017 | — | Initial filing | — | SEC | |
| RIVERNORTH CAPITAL PARTNERS, L.P., RIVERNORTH INSTITUTIONAL PARTNERS, L.P., RIVERNORTH CORE OPPORTUNITY FUND, RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND, RIVERNORTH CAPITAL MANAGEMENT, LLC, MURRAY R. WISE, RANDY I. ROCHMAN, FRED G. STEINGRABER ×6 filings | Feb. 22, 2016 | — | Initial filing | Passive investment | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
ETF ownership Held by 5 ETFs
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.
| Fund | Weight | Units | As of | Source |
|---|---|---|---|---|
| FBDC · First Trust Exchange-Traded Fund VI… | 2.18% | 62,599 NS | May 31, 2026 | N-PORT |
| VPC · ETFis Series Trust I | 2.08% | 54,821 NS | April 30, 2026 | N-PORT |
| PEX · ProShares Trust | 1.79% | 16,646 NS | May 31, 2026 | N-PORT |
| PSP · Invesco Exchange-Traded Fund Trust | 0.25% | 46,832 | Aug. 21, 2026 | Daily |
| BSV · VANGUARD BOND INDEX FUNDS | — | — | July 15, 2026 | Daily |