Andrew Dakos
CIK 1341021 · View on SEC EDGAR ↗
Insider
First SEC filing: June 4, 2026 · Latest: June 4, 2026
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Insider at
Insider transactions
42 buys (P)
5 sells (S)
Net:
$719,090
+ 26 non-open-market transactions below
Avg return of open purchases vs now:
-1.7%
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
26 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 2, 2026 | SWZ | P | 4,767 | $5.92 | $28,221 | 131,000 Indirect | +3.78% | Acquired | 0.0% (price as of 2026-08-19) |
| July 2, 2026 | SWZ | P | 233 | $5.92 | $1,379 | 126,233 Indirect | +0.18% | Acquired | 0.0% (price as of 2026-08-19) |
| June 3, 2026 | SPE | S | 5,184 | $14.11 | $73,146 | 0 Direct | -100.00% | Disposed | -5.0% (price as of 2026-08-19) |
| June 3, 2026 | SPE | S | 133 | $14.07 | $1,871 | 0 Indirect | -100.00% | Disposed | -4.8% (price as of 2026-08-19) |
| June 2, 2026 | SPE | S | 1,077 | $14.02 | $15,100 | 5,184 Direct | -17.20% | Disposed | -4.4% (price as of 2026-08-19) |
| June 2, 2026 | SPE | S | 200 | $25.00 | $5,000 | 0 Direct | -100.00% | Disposed | -46.4% (price as of 2026-08-19) |
| May 28, 2026 | SWZ | P | 100 | $5.98 | $598 | 120,600 Indirect | +0.08% | Acquired | -1.0% (price as of 2026-08-19) |
| May 28, 2026 | SWZ | P | 5,400 | $5.99 | $32,346 | 126,000 Indirect | +4.48% | Acquired | -1.2% (price as of 2026-08-19) |
| May 27, 2026 | SWZ | P | 4,500 | $5.97 | $26,865 | 117,500 Indirect | +3.98% | Acquired | -0.8% (price as of 2026-08-19) |
| May 27, 2026 | SWZ | P | 3,000 | $5.98 | $17,940 | 120,500 Indirect | +2.55% | Acquired | -1.0% (price as of 2026-08-19) |
| May 20, 2026 | SWZ | P | 2,987 | $5.96 | $17,803 | 113,000 Indirect | +2.72% | Acquired | -0.7% (price as of 2026-08-19) |
| May 19, 2026 | SWZ | P | 13 | $5.95 | $77 | 110,013 Indirect | +0.01% | Acquired | -0.5% (price as of 2026-08-19) |
| May 18, 2026 | SWZ | P | 4,000 | $5.95 | $23,800 | 110,000 Indirect | +3.77% | Acquired | -0.5% (price as of 2026-08-19) |
| April 17, 2026 | SWZ | P | 3,000 | $6.09 | $18,270 | 106,000 Indirect | +2.91% | Acquired | -2.8% (price as of 2026-08-19) |
| April 16, 2026 | SWZ | P | 4,718 | $6.06 | $28,591 | 100,000 Indirect | +4.95% | Acquired | -2.3% (price as of 2026-08-19) |
| April 16, 2026 | SWZ | P | 3,000 | $6.05 | $18,150 | 103,000 Indirect | +3.00% | Acquired | -2.1% (price as of 2026-08-19) |
| April 16, 2026 | SWZ | P | 547 | $6.04 | $3,304 | 40,000 Direct | +1.39% | Acquired | -2.0% (price as of 2026-08-19) |
| April 8, 2026 | SWZ | P | 4,000 | $5.98 | $23,920 | 94,282 Indirect | +4.43% | Acquired | -1.0% (price as of 2026-08-19) |
| April 7, 2026 | SWZ | P | 2,000 | $5.95 | $11,900 | 90,282 Indirect | +2.27% | Acquired | -0.5% (price as of 2026-08-19) |
| April 6, 2026 | SWZ | P | 100 | $5.95 | $595 | 88,282 Indirect | +0.11% | Acquired | -0.5% (price as of 2026-08-19) |
| April 2, 2026 | SWZ | P | 4,863 | $5.93 | $28,838 | 88 Indirect | — | Acquired | -0.2% (price as of 2026-08-19) |
| March 30, 2026 | SWZ | P | 5,300 | $5.91 | $31,323 | 83,319 Indirect | +6.79% | Acquired | 0.2% (price as of 2026-08-19) |
| March 27, 2026 | SWZ | P | 5,900 | $5.92 | $34,928 | 78,019 Indirect | +8.18% | Acquired | 0.0% (price as of 2026-08-19) |
| March 24, 2026 | SWZ | P | 5,000 | $5.96 | $29,800 | 72,119 Indirect | +7.45% | Acquired | -0.7% (price as of 2026-08-19) |
| March 24, 2026 | SWZ | P | 1,000 | $5.95 | $5,950 | 73,119 Indirect | +1.39% | Acquired | -0.5% (price as of 2026-08-19) |
| March 12, 2026 | SWZ | P | 3,324 | $6.00 | $19,944 | 67,119 Indirect | +5.21% | Acquired | -1.3% (price as of 2026-08-19) |
| March 11, 2026 | SWZ | P | 1,700 | $6.00 | $10,200 | 63,795 Indirect | +2.74% | Acquired | -1.3% (price as of 2026-08-19) |
| March 6, 2026 | SWZ | P | 12,500 | $5.97 | $74,625 | 62,095 Indirect | +25.20% | Acquired | -0.8% (price as of 2026-08-19) |
| March 5, 2026 | SWZ | P | 12,000 | $6.01 | $72,120 | 49,595 Indirect | +31.92% | Acquired | -1.5% (price as of 2026-08-19) |
| March 2, 2026 | SWZ | P | 5,000 | $6.15 | $30,750 | 27,677 Indirect | +22.05% | Acquired | -3.7% (price as of 2026-08-19) |
| March 2, 2026 | SWZ | P | 9,918 | $5.95 | $59,012 | 37,595 Indirect | +35.83% | Acquired | -0.5% (price as of 2026-08-19) |
| Feb. 27, 2026 | SWZ | P | 2,000 | $6.20 | $12,400 | 22,677 Indirect | +9.67% | Acquired | -4.5% (price as of 2026-08-19) |
| Feb. 26, 2026 | SWZ | P | 5,000 | $6.17 | $30,850 | 20,677 Indirect | +31.89% | Acquired | -4.1% (price as of 2026-08-19) |
| Feb. 24, 2026 | SWZ | P | 326 | $6.14 | $2,002 | 14,329 Indirect | +2.33% | Acquired | -3.6% (price as of 2026-08-19) |
| Feb. 24, 2026 | SWZ | P | 1,348 | $6.17 | $8,317 | 15,677 Indirect | +9.41% | Acquired | -4.1% (price as of 2026-08-19) |
| Feb. 23, 2026 | SWZ | P | 2,000 | $6.14 | $12,280 | 12,003 Indirect | +19.99% | Acquired | -3.6% (price as of 2026-08-19) |
| Feb. 23, 2026 | SWZ | P | 2,000 | $6.13 | $12,260 | 14,003 Indirect | +16.66% | Acquired | -3.4% (price as of 2026-08-19) |
| Feb. 20, 2026 | SWZ | P | 183 | $6.14 | $1,124 | 7,186 Indirect | +2.61% | Acquired | -3.6% (price as of 2026-08-19) |
| Feb. 20, 2026 | SWZ | P | 2,817 | $6.16 | $17,353 | 10,003 Indirect | +39.20% | Acquired | -3.9% (price as of 2026-08-19) |
| Feb. 19, 2026 | SWZ | P | 119 | $6.11 | $727 | 2,122 Indirect | +5.94% | Acquired | -3.1% (price as of 2026-08-19) |
| Feb. 19, 2026 | SWZ | P | 4,881 | $6.12 | $29,872 | 7,003 Indirect | +230.02% | Acquired | -3.3% (price as of 2026-08-19) |
| Feb. 4, 2026 | SWZ | P | 2,000 | $6.04 | $12,080 | 35,453 Direct | +5.98% | Acquired | -2.0% (price as of 2026-08-19) |
| Feb. 4, 2026 | SWZ | P | 2,000 | $6.03 | $12,060 | 37,453 Direct | +5.64% | Acquired | -1.8% (price as of 2026-08-19) |
| Feb. 4, 2026 | SWZ | P | 2,000 | $6.02 | $12,040 | 39,453 Direct | +5.34% | Acquired | -1.7% (price as of 2026-08-19) |
| Feb. 3, 2026 | SWZ | P | 7,000 | $5.97 | $41,790 | 30,453 Direct | +29.85% | Acquired | -0.8% (price as of 2026-08-19) |
| Feb. 3, 2026 | SWZ | P | 3,000 | $5.96 | $17,880 | 33,453 Direct | +9.85% | Acquired | -0.7% (price as of 2026-08-19) |
| Dec. 30, 2025 | SPE | S | 4,098 | $14.66 | $60,077 | 6,064 Direct | -40.33% | Disposed | -8.6% (price as of 2026-08-19) |
| Sept. 20, 2024 | SPE | S | 377 | $13.74 | $5,180 | 4,880 Indirect | -7.17% | Disposed | -2.5% (price as of 2026-08-19) |
| March 3, 2022 | SWZ | P | 1,000 | $8.82 | $8,820 | 3,000 Indirect | +50.00% | Acquired | -32.9% (price as of 2026-08-19) |
| Feb. 3, 2022 | SWZ | P | 572 | $9.31 | $5,325 | 2,000 Indirect | +40.06% | Acquired | -36.4% (price as of 2026-08-19) |
| Feb. 2, 2022 | SWZ | P | 428 | $9.38 | $4,015 | 1,428 Indirect | +42.80% | Acquired | -36.9% (price as of 2026-08-19) |
| Sept. 16, 2021 | PCF | S | 10,000 | $10.02 | $100,200 | 1,745 Direct | -85.14% | Disposed | -46.2% (price as of 2026-08-19) |
| Sept. 15, 2021 | PCF | S | 20,000 | $9.96 | $199,200 | 11,745 Direct | -63.00% | Disposed | -45.9% (price as of 2026-08-19) |
| Sept. 14, 2021 | PCF | S | 10,000 | $9.95 | $99,500 | 31,745 Direct | -23.95% | Disposed | -45.8% (price as of 2026-08-19) |
| Sept. 13, 2021 | PCF | S | 10,000 | $9.94 | $99,400 | 41,745 Direct | -19.33% | Disposed | -45.8% (price as of 2026-08-19) |
| Jan. 21, 2021 | PCF | S | 9,355 | $8.59 | $80,359 | 12,745 Direct | -42.33% | Disposed | -37.2% (price as of 2026-08-19) |
| Jan. 20, 2021 | PCF | S | 1,900 | $8.72 | $16,568 | 22,100 Direct | -7.92% | Disposed | -38.2% (price as of 2026-08-19) |
| Dec. 17, 2020 | PCF | S | 1,299 | $8.96 | $11,639 | 24,000 Direct | -5.13% | Disposed | -39.8% (price as of 2026-08-19) |
| Dec. 16, 2020 | PCF | S | 5,000 | $8.83 | $44,150 | 25,299 Direct | -16.50% | Disposed | -38.9% (price as of 2026-08-19) |
| Oct. 14, 2020 | PCF | S | 5,000 | $8.40 | $42,000 | 30,299 Direct | -14.16% | Disposed | -35.8% (price as of 2026-08-19) |
| Oct. 13, 2020 | PCF | S | 2,819 | $8.35 | $23,539 | 35,299 Direct | -7.40% | Disposed | -35.4% (price as of 2026-08-19) |
| Sept. 30, 2020 | PCF | S | 2,892 | $8.33 | $24,090 | 38,118 Direct | -7.05% | Disposed | -35.3% (price as of 2026-08-19) |
| Sept. 29, 2020 | PCF | S | 2,497 | $8.33 | $20,800 | 41,010 Direct | -5.74% | Disposed | -35.3% (price as of 2026-08-19) |
| Sept. 28, 2020 | PCF | S | 10,000 | $8.33 | $83,300 | 43,507 Direct | -18.69% | Disposed | -35.3% (price as of 2026-08-19) |
| Sept. 21, 2020 | PCF | S | 5,303 | $8.45 | $44,810 | 53,507 Direct | -9.02% | Disposed | -36.2% (price as of 2026-08-19) |
| Sept. 18, 2020 | PCF | S | 1,190 | $8.54 | $10,163 | 58,810 Direct | -1.98% | Disposed | -36.9% (price as of 2026-08-19) |
| Sept. 17, 2020 | PCF | S | 10,000 | $8.61 | $86,100 | 60,000 Direct | -14.29% | Disposed | -37.4% (price as of 2026-08-19) |
| June 8, 2020 | SPE | P | 1,000 | $25.25 | $25,250 | 3,200 Direct | +45.45% | Acquired | -46.9% (price as of 2026-08-19) |
| Feb. 28, 2020 | SWZ | P | 1,000 | $7.75 | $7,750 | 1,064 Direct | +1562.50% | Acquired | -23.6% (price as of 2026-08-19) |
| Feb. 28, 2020 | SPE | P | 1,000 | $25.60 | $25,600 | 2,200 Direct | +83.33% | Acquired | -47.7% (price as of 2026-08-19) |
| Feb. 28, 2020 | SPE | P | 1,000 | $13.25 | $13,250 | 5,921 Direct | +20.32% | Acquired | 1.1% (price as of 2026-08-19) |
| Oct. 16, 2019 | PCF | S | 107 | $8.46 | $905 | 0 Indirect | -100.00% | Disposed | -36.3% (price as of 2026-08-19) |
| March 25, 2019 | PCF | P | 70,000 | $9.25 | $647,500 | 70,000 Direct | — | Acquired | -41.7% (price as of 2026-08-19) |
| March 25, 2019 | PCF | S | 220,000 | $9.25 | $2,035,000 | 106 Indirect | -99.95% | Disposed | -41.7% (price as of 2026-08-19) |
Showing latest 100 of 202 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 2, 2026 | SPE | 2.75% Cconvertible Preferred Stock, Series C | Common Stock | $0.00 | — | 200 | Disposed |
| Jan. 27, 2022 | SPE | 2.75% Convertible Preferred Stock, Series C [F3] | Common Stock | $0.00 | — | 200 | Acquired |
| July 9, 2021 | SPE | 3.50% Convertible Preferred Stock Series B | Common Stock (303) | $0.00 | — | 156 | Disposed |
| July 9, 2021 | SPE | 3.50% Convertible Preferred Stock Series B | Common Stock (1,889) | $0.00 | — | 966 | Disposed |
| July 9, 2021 | SPE | 3.50% Convertible Preferred Stock Series B | Common Stock (6,257) | $0.00 | — | 3,200 | Disposed |
| June 8, 2020 | SPE | 3.50% Convertible Preferred Stock Series B | Common Stock (1,785) | $0.00 | — | 1,000 | Acquired |
| Feb. 28, 2020 | SPE | 3.50% Convertible Preferred Stock Series B | Common Stock (1,750) | $0.00 | — | 1,000 | Acquired |
| Sept. 8, 2016 | SPE | 3.50% Convertible Preferred Stock, Series B | Common Stock (205) | $0.00 | — | 156 | Acquired |
| Sept. 8, 2016 | SPE | 3.50% Convertible Preferred Stock, Series B | Common Stock (1,271) | $0.00 | — | 966 | Acquired |
| Sept. 8, 2016 | SPE | 3.50% Convertible Preferred Stock, Series B | Common Stock (1,579) | $0.00 | — | 1,200 | Acquired |
| Aug. 26, 2016 | SPE | Subscription Rights (right to buy) [F1] | 3.50% Convertible Preferred Stock, Series B (156) | $25.00 | Aug. 26, 2016 | 156 | Disposed |
| Aug. 26, 2016 | SPE | Subscription Rights (right to buy) [F1] | 3.50% Convertible Preferred Stock, Series B (966) | $25.00 | Aug. 26, 2016 | 966 | Disposed |
| Aug. 26, 2016 | SPE | Subscription Rights (right to buy) [F1] | 3.50% Convertible Preferred Stock, Series B (1,200) | $25.00 | Aug. 26, 2016 | 1,200 | Disposed |
| Feb. 20, 2014 | SPE | 3.00% Convertible Preferred Stock, Series A | Common Stock | $0.00 | — | 1,154 | Disposed |
| Feb. 20, 2014 | SPE | 3.00% Convertible Preferred Stock, Series A | Common Stock (772) | $0.00 | — | 208 | Disposed |
| Feb. 20, 2014 | SPE | 3.00% Convertible Preferred Stock, Series A | Common Stock (3,827) | $0.00 | — | 1,154 | Disposed |
| July 30, 2012 | SPE | 3.00% Convertible Preferred Stock, Series A | Common Stock (624) | $0.00 | — | 208 | Acquired |
| July 30, 2012 | SPE | Subscription Rights (right to buy) [F2] | 3.00% Convertible Preferred Stock, Series A (100) | $50.00 | July 23, 2012 | 100 | Disposed |
| July 30, 2012 | SPE | 3.00% Convertible Preferred Stock, Series | Common Stock (3,462) | $0.00 | — | 1,154 | Acquired |
| July 30, 2012 | SPE | Subscription Rights (right to buy) [F2] | 3.00% Convertible Preferred Stock, Series A (560) | $50.00 | July 23, 2012 | 560 | Disposed |
| July 5, 2012 | SPE | Subscription Rights (right to buy) [F2] | 3.00% Convertible Preferred Stock, Series A (100) | $50.00 | July 9, 2012 | 100 | Acquired |
| July 3, 2012 | SPE | Subscription Rights (right to buy) [F2] | 3.00% Convertible Preferred Stock, Series A (60) | $50.00 | July 9, 2012 | 60 | Acquired |
| July 3, 2012 | SPE | Subscription Rights (right to buy) [F2] | 3.00% Convertible Preferred Stock, Series A (400) | $50.00 | July 9, 2012 | 400 | Acquired |
| Aug. 14, 2009 | MXE | Preferred Stock | Common Stock | — | — | 14,288 | Disposed |
| Dec. 26, 2008 | MXE | Preferred Stock | Common Stock | — | — | 6,063 | Disposed |
| July 2, 2008 | MXE | Preferred Stock | Common Stock | — | — | 9,447 | Disposed |
| Nov. 16, 2007 | MXE | Preferred Stock | Common Stock | — | — | 14,376 | Disposed |
| Jan. 5, 2006 | MXE | Preferred Stock | Common Stock | — | — | 44,175 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 22, 2025 | TRC | Common Stock | 32,000 | Direct |
| May 22, 2025 | TRC | Common Stock | 25,000 | Indirect |
| June 29, 2018 | PCF | Common Stock | 1,467,211 | Indirect |
| June 29, 2018 | PCF | Common Stock | 933 | Direct |
| Aug. 24, 2017 | SWZ | Common Stock | 1,209,598 | Indirect |
| Sept. 14, 2009 | SPE | Common Stock | 49,931 | Indirect |