Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 15 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

15 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Oct. 25, 2017 TPVG P 7,386 $13.65 $100,819 7,386 Direct · Acquired -64.1% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 3, 2014 HTGC Employee Stock Option (right to buy) Common Stock (20,000) $15.12 Dec. 3, 2021 20,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 28, 2026 HTGC Common Stock 30,386 Direct
May 28, 2026 HTGC Restricted Stock Units [F2]→ Common Stock (25,756) 25,756 Direct
Aug. 14, 2017 TPVG Common Stock 0 Direct

Compensation (DEF 14A)

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Matched by name from proxy statements (DEF 14A) — verify against the filing.

HTGC

President of Finance and Senior Controller
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2017 $121,847 · · · · · $21,211 $393,054
2016 $211,150 $150,000 · · · · $28,684 $461,894
2015 $186,250 $195,000 · · · · $22,717 $457,299

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.