Cathy Friedman
CIK 1411874 · View on SEC EDGAR ↗
First SEC filing: June 16, 2021 · Latest: June 12, 2026
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 21, 2021 | LYEL | P | 17,648 | $17.00 | $300,016 | 17,648 Indirect | — | Acquired | -95.4% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 10, 2026 | LYEL | Option (right to buy) | Common Stock (9,250) | $13.22 | June 9, 2036 | 9,250 | Acquired |
| Sept. 8, 2023 | LYEL | Option (right to buy) [F3] | Common Stock (55,000) | $3.19 | Sept. 7, 2033 | 55,000 | Acquired |
| June 16, 2023 | LYEL | Option (right to buy) | Common Stock (65,000) | $3.19 | June 15, 2033 | 65,000 | Acquired |
| June 14, 2023 | SEER | Stock Option (right to buy) | Class A Common Stock (34,735) | $4.33 | June 14, 2033 | 34,735 | Acquired |
| June 15, 2022 | SEER | Stock Option (right to buy) | Class A Common Stock (29,640) | $7.33 | June 15, 2031 | 29,640 | Acquired |
| June 8, 2022 | LYEL | Option (right to buy) | Common Stock (65,000) | $5.31 | June 7, 2032 | 65,000 | Acquired |
| June 21, 2021 | LYEL | Series A Convertible Preferred Stock | Common Stock (3,765,842) | — | — | 3,765,842 | Disposed |
| June 17, 2021 | SEER | Stock Option (right to buy) | Class A Common Stock (15,000) | $33.74 | June 17, 2031 | 15,000 | Acquired |
| June 2, 2014 | INVA | Stock Option (Right to Buy) | Common Stock | $23.08 | June 1, 2024 | 7,585 | Acquired |
| June 2, 2014 | INVA | Stock Option (Right to Buy) | Common Stock | $23.08 | June 1, 2024 | 7,585 | Acquired |
| June 2, 2014 | INVA | Stock Option (Right to Buy) | Common Stock | $23.08 | June 1, 2024 | 6,000 | Acquired |
| June 2, 2014 | INVA | Stock Option (Right to Buy) | Common Stock | $23.08 | June 1, 2024 | 6,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 16, 2021 | LYEL | Common Stock | 100,000 | Indirect |
| June 16, 2021 | LYEL | Series A Convertible Preferred Stock→ Common Stock (3,765,842) | 3,765,842 | Indirect |
| June 16, 2021 | LYEL | Option (right to buy)→ Common Stock (400,000) | 400,000 | Direct |
| June 16, 2021 | LYEL | Option (right to buy)→ Common Stock (250,000) | 250,000 | Direct |
| Dec. 3, 2020 | SEER | Class A Common Stock | 140,186 | Direct |
| March 18, 2013 | NSLRL | GSVC Common Stock | 0 | Direct |