Christopher A Marlett

Insider

First SEC filing: Jan. 15, 2019 · Latest: Nov. 18, 2024

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

12 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 2, 2020	CUE	A	8,000	—	—	8,000 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 31, 2019	CUE	S	9,000	$15.71	$141,390	0 Direct	-100.00%	Disposed	-94.6% (price as of 2026-08-19)
Dec. 31, 2019	CUE	S	6,700	$15.77	$105,659	768,503 Indirect	-0.86%	Disposed	-94.6% (price as of 2026-08-19)
Dec. 27, 2019	CUE	S	9,000	$17.24	$155,160	775,203 Indirect	-1.15%	Disposed	-95.1% (price as of 2026-08-19)
Dec. 26, 2019	CUE	S	19,647	$17.53	$344,412	784,203 Indirect	-2.44%	Disposed	-95.2% (price as of 2026-08-19)
Dec. 23, 2019	CUE	S	17,000	$16.82	$285,940	803,850 Indirect	-2.07%	Disposed	-95.0% (price as of 2026-08-19)
Dec. 19, 2019	CUE	S	4,000	$17.00	$68,000	820,850 Indirect	-0.48%	Disposed	-95.0% (price as of 2026-08-19)
Dec. 17, 2019	CUE	S	20,732	$15.73	$326,114	824,850 Indirect	-2.45%	Disposed	-94.6% (price as of 2026-08-19)
Dec. 12, 2019	CUE	J	755,980	—	—	845,582 Indirect	+843.71%	Acquired	(price as of 2026-08-19)
Dec. 12, 2019	CUE	J	1,007,973	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-19)
Jan. 2, 2019	CUE	A	8,000	—	—	8,000 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 31, 2018	CUE	P	18,521	$4.64	$85,937	89,602 Indirect	+26.06%	Acquired	-81.7% (price as of 2026-08-19)
Dec. 26, 2018	CUE	P	19,647	$4.29	$84,286	71,081 Indirect	+38.20%	Acquired	-80.3% (price as of 2026-08-19)
Dec. 21, 2018	CUE	P	17,200	$4.53	$77,916	51,434 Indirect	+50.24%	Acquired	-81.3% (price as of 2026-08-19)
Dec. 20, 2018	CUE	P	9,438	$4.74	$44,736	34,234 Indirect	+38.06%	Acquired	-82.1% (price as of 2026-08-19)
Dec. 19, 2018	CUE	P	400	$5.00	$2,000	24,796 Indirect	+1.64%	Acquired	-83.1% (price as of 2026-08-19)
Dec. 18, 2018	CUE	P	3,664	$5.20	$19,053	24,396 Indirect	+17.67%	Acquired	-83.7% (price as of 2026-08-19)
Dec. 13, 2018	CUE	P	10,000	$5.06	$50,600	20,732 Indirect	+93.18%	Acquired	-83.3% (price as of 2026-08-19)
Dec. 12, 2018	CUE	P	3,189	$5.07	$16,168	10,732 Indirect	+42.28%	Acquired	-83.3% (price as of 2026-08-19)
Dec. 12, 2018	CUE	P	9,000	$5.09	$45,810	9,000 Direct	—	Acquired	-83.4% (price as of 2026-08-19)
Dec. 11, 2018	CUE	P	7,543	$4.86	$36,659	7,543 Indirect	—	Acquired	-82.6% (price as of 2026-08-19)
June 12, 2018	CUE	M	8,000	—	—	8,000 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 29, 2017	CUE	J	416,656	—	—	416,656 Indirect	-50.00%	Disposed	(price as of 2026-08-19)
Dec. 27, 2017	CUE	A	833,312	—	—	833,312 Indirect	—	Acquired	(price as of 2026-08-19)
May 15, 2012	CLIR	J	45,000	—	—	345,000 Indirect	+15.00%	Acquired	(price as of 2026-08-19)
May 15, 2012	CLIR	J	45,000	—	—	436,727 Indirect	+11.49%	Acquired	(price as of 2026-08-19)
May 9, 2012	CLIR	J	91,253	—	—	380,460 Indirect	+31.55%	Acquired	(price as of 2026-08-19)
May 9, 2012	CLIR	J	17,664	—	—	92,237 Direct	+23.69%	Acquired	(price as of 2026-08-19)
May 9, 2012	CLIR	J	342,035	—	—	3,593 Indirect	-98.96%	Disposed	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 2, 2020	CUE	Stock Option (right to buy)	Common Stock (8,000)	$16.31	Jan. 2, 2030	8,000	Acquired
Jan. 2, 2019	CUE	Stock Option (right to buy)	Common Stock (8,000)	$5.16	Jan. 2, 2026	8,000	Acquired
June 12, 2018	CUE	Stock Option (right to buy)	Common Stock (8,000)	$14.24	June 12, 2025	8,000	Acquired
Dec. 29, 2017	CUE	Warrants	Common Stock (416,656)	$9.38	Dec. 14, 2022	416,656	Disposed
Dec. 27, 2017	CUE	Warrants	Common Stock (833,312)	$9.38	June 12, 2023	833,312	Acquired
May 15, 2012	CLIR	Common Stock Warrant [F1]	Common Stock (45,000)	$5.00	April 24, 2017	45,000	Acquired
May 15, 2012	CLIR	Common Stock Warrant [F1]	Common Stock (45,000)	$5.00	April 24, 2017	45,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 16 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 18, 2024	EXOZ	Common Stock	3,808,476	Indirect
Nov. 18, 2024	EXOZ	SAFE for Common Stock [F2]→ Common Stock (122,657)	122,657	Indirect
Nov. 18, 2024	EXOZ	Warrant for Common Stock [F3]→ Common Stock (205,293)	205,293	Indirect
Nov. 18, 2024	EXOZ	Stock Options for Common Stock [F4]→ Common Stock (25,970)	25,970	Direct
Aug. 2, 2023	MDBH	Class A Common Shares	79,933	Direct
Aug. 2, 2023	MDBH	Class B Common Shares	3,755,000	Direct
Aug. 2, 2023	MDBH	Restricted Stock Units for Class A Common Shares [F1]→ Class A Common Shares (500,000)	500,000	Direct
Aug. 2, 2023	MDBH	Restricted Stock Units for Class A Common Shares [F2]→ Class A Common Shares (500,000)	500,000	Direct
Dec. 27, 2017	CUE	Common Stock	1,017,973	Indirect
Dec. 27, 2017	CUE	Warrants→ Common Stock (185,185)	185,185	Indirect
May 1, 2012	CLIR	Common Stock	74,573	Direct
May 1, 2012	CLIR	Common Stock	454,545	Indirect
May 1, 2012	CLIR	Common Stock	289,207	Indirect
May 1, 2012	CLIR	Common Stock Warrants [F1]→ Common Stock (17,409)	17,409	Direct
May 1, 2012	CLIR	Common Stock Warrants [F2]→ Common Stock (74,318)	74,318	Indirect
May 1, 2012	CLIR	Common Stock Warrants [F2]→ Common Stock (300,000)	300,000	Indirect