Christopher U Missling

CIK 1196573 · View on SEC EDGAR ↗

Insider

First SEC filing: July 15, 2013 · Latest: Nov. 16, 2015

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 14, 2015 AVXL P 10b5-1 1,000 $0.52 $520 4,013,000 Direct +0.02% Acquired 59.1% (price as of 2026-08-19)
July 13, 2015 AVXL P 10b5-1 1,000 $0.53 $530 4,012,000 Direct +0.02% Acquired 56.1% (price as of 2026-08-19)
July 7, 2015 AVXL P 10b5-1 1,000 $0.51 $510 4,011,000 Direct +0.02% Acquired 62.3% (price as of 2026-08-19)
July 6, 2015 AVXL P 10b5-1 1,000 $0.47 $470 4,010,000 Direct +0.02% Acquired 76.1% (price as of 2026-08-19)
July 1, 2015 AVXL P 10b5-1 1,000 $0.45 $450 3,009,000 Direct +0.03% Acquired 83.9% (price as of 2026-08-19)
June 30, 2015 AVXL P 10b5-1 1,000 $0.44 $440 3,008,000 Direct +0.03% Acquired 88.1% (price as of 2026-08-19)
June 23, 2015 AVXL P 10b5-1 1,000 $0.47 $470 3,007,000 Direct +0.03% Acquired 76.1% (price as of 2026-08-19)
June 22, 2015 AVXL P 10b5-1 1,000 $0.42 $420 3,006,000 Direct +0.03% Acquired 97.0% (price as of 2026-08-19)
June 16, 2015 AVXL P 10b5-1 1,000 $0.44 $440 3,005,000 Direct +0.03% Acquired 88.1% (price as of 2026-08-19)
June 15, 2015 AVXL P 10b5-1 1,000 $0.43 $430 3,004,000 Direct +0.03% Acquired 92.4% (price as of 2026-08-19)
June 10, 2015 AVXL P 10b5-1 1,000 $0.36 $360 3,003,000 Direct +0.03% Acquired 129.9% (price as of 2026-08-19)
June 8, 2015 AVXL P 10b5-1 1,000 $0.35 $350 3,002,000 Direct +0.03% Acquired 136.4% (price as of 2026-08-19)
June 4, 2015 AVXL P 10b5-1 1,000 $0.37 $370 3,001,000 Direct +0.03% Acquired 123.6% (price as of 2026-08-19)
Jan. 20, 2004 CRIS S 1,500 $6.56 $9,840 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 20, 2004 CRIS S 1,800 $6.50 $11,700 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 20, 2004 CRIS S 1,100 $6.51 $7,161 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 20, 2004 CRIS S 2,150 $6.35 $13,652 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 20, 2004 CRIS S 700 $6.34 $4,438 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 20, 2004 CRIS S 3,800 $6.31 $23,978 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 16, 2004 CRIS S 900 $6.29 $5,661 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 16, 2004 CRIS S 5,600 $6.28 $35,168 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 16, 2004 CRIS S 3,000 $6.27 $18,810 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 16, 2004 CRIS S 13,350 $6.25 $83,438 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 13, 2004 CRIS S 29,500 $5.94 $175,230 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 13, 2004 CRIS S 5,800 $6.13 $35,554 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 13, 2004 CRIS S 9,700 $6.11 $59,267 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 13, 2004 CRIS S 800 $6.10 $4,880 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 13, 2004 CRIS S 100 $6.05 $605 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 13, 2004 CRIS S 300 $6.04 $1,812 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 13, 2004 CRIS S 3,000 $6.03 $18,090 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Jan. 13, 2004 CRIS S 9,800 $6.02 $58,996 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Nov. 21, 2003 CRIS S 10,000 $5.04 $50,400 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)
Nov. 20, 2003 CRIS S 5,000 $5.15 $25,750 0 Direct -100.00% Disposed -100.0% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 16, 2004 CRIS Non-qualified stock option (right to buy) Common Stock (11,050) $0.68 June 5, 2012 11,050 Disposed
Jan. 16, 2004 CRIS Non-qualified stock option (right to buy) Common Stock (22,850) $0.68 June 5, 2012 22,850 Disposed
Jan. 13, 2004 CRIS Non-Qualified Stock Option (Right to Buy) Common Stock (11,500) $0.68 Sept. 25, 2013 11,500 Disposed
Jan. 13, 2004 CRIS Non-Qualified Stock Option (Right to Buy) Common Stock (47,500) $0.68 Aug. 26, 2012 47,500 Disposed
Nov. 21, 2003 CRIS Qualified stock option (right to buy) Common Stock (10,000) $0.68 Aug. 26, 2012 10,000 Disposed
Nov. 20, 2003 CRIS Qualified stock option (right to buy) Common Stock (5,000) $0.68 Aug. 26, 2012 5,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 15, 2013 AVXL Common Stock — Direct
July 15, 2013 AVXL Stock Option (right to buy)→ Common Stock (2,000,000) 2,000,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CRIS

President of Strategic Analysis and Planning
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2003 — — — — — — — —

AVXL

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $500,000 $65,000 — $1,973,889 — — — $2,538,889
2017 $500,000 — — — — — — $2,785,600
2016 $305,000 — — — — — — $11,091,240

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.