Corleen M. Roche

Insider

First SEC filing: Oct. 8, 2024 · Latest: Oct. 8, 2024

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 6, 2026	IOVA	M	49,995	—	—	49,995 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 6, 2026	IOVA	F	21,238	$6.21	$131,888	28,757 Direct	-42.48%	Disposed	33.2% (price as of 2026-08-20)
Aug. 6, 2026	IOVA	M	49,995	—	—	100,005 Direct	-33.33%	Disposed	(price as of 2026-08-20)
March 9, 2026	IOVA	A	132,200	—	—	132,200 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 6, 2025	IOVA	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 6, 2025	IOVA	A	300,000	—	—	300,000 Direct	—	Acquired	(price as of 2026-08-20)
April 15, 2025	CGON	A	143,907	—	—	143,907 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 4, 2024	CGON	A	93,600	—	—	93,600 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 29, 2024	CGON	P	2,000	$19.00	$38,000	2,000 Direct	—	Acquired	315.5% (price as of 2026-08-20)
Jan. 24, 2024	CGON	A	492,920	—	—	492,920 Direct	—	Acquired	(price as of 2026-08-20)
June 8, 2023	IMNM	A	58,000	—	—	58,000 Direct	—	Acquired	(price as of 2026-08-20)
June 16, 2022	IMNM	A	70,000	—	—	70,000 Direct	—	Acquired	(price as of 2026-08-20)
May 28, 2021	IMNM	A	16,609	—	—	16,609 Direct	—	Acquired	(price as of 2026-08-20)
April 19, 2021	IMNM	A	125,000	—	—	125,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 6, 2026	IOVA	Restricted Stock Units	Common Stock (49,995)	—	—	49,995	Disposed
March 9, 2026	IOVA	Restricted Stock Units	Common stock (132,200)	—	—	132,200	Acquired
Aug. 6, 2025	IOVA	Restricted Stock Units	Common stock (150,000)	—	—	150,000	Acquired
Aug. 6, 2025	IOVA	Stock Option (right to buy)	Common stock (300,000)	$2.58	Aug. 6, 2035	300,000	Acquired
April 15, 2025	CGON	Employee Stock Option (Right to Buy)	Common Stock (143,907)	$20.11	April 14, 2035	143,907	Acquired
Oct. 4, 2024	CGON	Stock Option (Right to Buy)	Common Stock (93,600)	$36.63	Oct. 3, 2034	93,600	Acquired
Jan. 24, 2024	CGON	Stock Option	Common Stock (492,920)	$19.00	Jan. 10, 2034	492,920	Acquired
June 8, 2023	IMNM	Stock Option (Right to Buy)	Common Stock (58,000)	$4.84	June 8, 2033	58,000	Acquired
June 16, 2022	IMNM	Stock Option (Right to Buy)	Common Stock (70,000)	$3.42	June 16, 2032	70,000	Acquired
May 28, 2021	IMNM	Stock Option (Right to Buy)	Common Stock (16,609)	$20.92	May 28, 2031	16,609	Acquired
April 19, 2021	IMNM	Stock Option (Right to Buy)	Common Stock (125,000)	$27.53	April 19, 2031	125,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2021	$282,051	$50,000	—	$2,670,236	$89,775	—	$4,281	$3,096,344

CFO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2024	$446,357	$31,500	—	$9,157,973	$196,360	—	$13,610	$9,845,800

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.