CREDIT SUISSE/
CIK 824468 · View on SEC EDGAR ↗
Insider
First SEC filing: March 11, 2014 · Latest: March 11, 2014
On this page
- Institution The 13F filer entity this person is associated with.
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 19 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
19 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 7, 2014 | 824468 | S | 10,079,708 | $1.54 | $15,522,750 | 0 Indirect | -100.00% | Disposed | |
| March 27, 2013 | WD | S 10b5-1 | 69,945 | $18.17 | $1,270,901 | 3,429,875 Indirect | -2.00% | Disposed | 121.5% (price as of 2026-08-21) |
| March 26, 2013 | WD | S 10b5-1 | 67,279 | $17.83 | $1,199,585 | 3,499,820 Indirect | -1.89% | Disposed | 125.7% (price as of 2026-08-21) |
| March 25, 2013 | WD | S 10b5-1 | 36,721 | $18.47 | $678,237 | 3,567,099 Indirect | -1.02% | Disposed | 117.9% (price as of 2026-08-21) |
| March 22, 2013 | WD | S 10b5-1 | 49,225 | $18.62 | $916,570 | 3,603,820 Indirect | -1.35% | Disposed | 116.2% (price as of 2026-08-21) |
| March 21, 2013 | WD | S 10b5-1 | 21,034 | $18.78 | $395,019 | 3,653,045 Indirect | -0.57% | Disposed | 114.3% (price as of 2026-08-21) |
| March 20, 2013 | WD | S 10b5-1 | 28,966 | $18.94 | $548,616 | 3,674,079 Indirect | -0.78% | Disposed | 112.5% (price as of 2026-08-21) |
| March 19, 2013 | WD | S 10b5-1 | 9,309 | $19.00 | $176,871 | 3,703,045 Indirect | -0.25% | Disposed | 111.8% (price as of 2026-08-21) |
| March 14, 2013 | WD | S 10b5-1 | 115,900 | $19.00 | $2,202,100 | 3,712,354 Indirect | -3.03% | Disposed | 111.8% (price as of 2026-08-21) |
| March 13, 2013 | WD | S 10b5-1 | 11,661 | $19.19 | $223,775 | 3,828,254 Indirect | -0.30% | Disposed | 109.7% (price as of 2026-08-21) |
| March 12, 2013 | WD | S 10b5-1 | 44,919 | $19.79 | $888,947 | 3,839,915 Indirect | -1.16% | Disposed | 103.4% (price as of 2026-08-21) |
| Feb. 12, 2013 | WD | S 10b5-1 | 27,823 | $21.46 | $597,082 | 3,884,834 Indirect | -0.71% | Disposed | 87.6% (price as of 2026-08-21) |
| Feb. 6, 2013 | WD | S 10b5-1 | 14,000 | $21.50 | $301,000 | 3,912,657 Indirect | -0.36% | Disposed | 87.2% (price as of 2026-08-21) |
| Feb. 5, 2013 | WD | S 10b5-1 | 22,435 | $21.40 | $480,109 | 3,926,657 Indirect | -0.57% | Disposed | 88.1% (price as of 2026-08-21) |
| Jan. 30, 2013 | WD | S 10b5-1 | 88,000 | $21.03 | $1,850,640 | 3,949,092 Indirect | -2.18% | Disposed | 91.4% (price as of 2026-08-21) |
| Jan. 30, 2013 | WD | S 10b5-1 | 62,700 | $20.95 | $1,313,565 | 4,037,092 Indirect | -1.53% | Disposed | 92.1% (price as of 2026-08-21) |
| Jan. 29, 2013 | WD | S 10b5-1 | 47,087 | $21.04 | $990,710 | 4,099,792 Indirect | -1.14% | Disposed | 91.3% (price as of 2026-08-21) |
| Jan. 23, 2013 | WD | S 10b5-1 | 41,108 | $20.80 | $855,046 | 4,146,879 Indirect | -0.98% | Disposed | 93.5% (price as of 2026-08-21) |
| Jan. 10, 2013 | WD | S 10b5-1 | 9,469 | $18.34 | $173,661 | 4,187,987 Indirect | -0.23% | Disposed | 119.5% (price as of 2026-08-21) |
| Jan. 9, 2013 | WD | S 10b5-1 | 17,529 | $17.27 | $302,726 | 4,197,456 Indirect | -0.42% | Disposed | 133.1% (price as of 2026-08-21) |
| Jan. 8, 2013 | WD | S 10b5-1 | 4,000 | $17.30 | $69,200 | 4,214,985 Indirect | -0.09% | Disposed | 132.7% (price as of 2026-08-21) |
| Jan. 7, 2013 | WD | S 10b5-1 | 15,000 | $17.28 | $259,200 | 4,218,985 Indirect | -0.35% | Disposed | 132.9% (price as of 2026-08-21) |
| Dec. 18, 2012 | WD | S 10b5-1 | 174,930 | $16.09 | $2,814,624 | 4,233,985 Indirect | -3.97% | Disposed | 150.2% (price as of 2026-08-21) |
| Dec. 5, 2012 | WD | S 10b5-1 | 10,572 | $16.31 | $172,429 | 4,408,915 Indirect | -0.24% | Disposed | 146.8% (price as of 2026-08-21) |
| Dec. 4, 2012 | WD | S 10b5-1 | 11,339 | $16.38 | $185,733 | 4,419,487 Indirect | -0.26% | Disposed | 145.7% (price as of 2026-08-21) |
| Nov. 8, 2012 | WD | S 10b5-1 | 61,969 | $15.75 | $976,012 | 4,430,826 Indirect | -1.38% | Disposed | 155.6% (price as of 2026-08-21) |
| Nov. 7, 2012 | WD | S 10b5-1 | 2,202 | $16.01 | $35,254 | 4,492,795 Indirect | -0.05% | Disposed | 151.4% (price as of 2026-08-21) |
| Nov. 6, 2012 | WD | S 10b5-1 | 163 | $16.30 | $2,657 | 4,494,997 Indirect | 0.00% | Disposed | 146.9% (price as of 2026-08-21) |
| Nov. 6, 2012 | WD | S 10b5-1 | 5,161 | $16.32 | $84,228 | 4,495,160 Indirect | -0.11% | Disposed | 146.6% (price as of 2026-08-21) |
| Nov. 5, 2012 | WD | S 10b5-1 | 3,068 | $16.25 | $49,855 | 4,500,321 Indirect | -0.07% | Disposed | 147.7% (price as of 2026-08-21) |
| Nov. 1, 2012 | WD | S 10b5-1 | 100 | $16.60 | $1,660 | 4,503,389 Indirect | 0.00% | Disposed | 142.5% (price as of 2026-08-21) |
| Oct. 31, 2012 | WD | S 10b5-1 | 7,502 | $16.55 | $124,158 | 4,503,489 Indirect | -0.17% | Disposed | 143.2% (price as of 2026-08-21) |
| Oct. 26, 2012 | WD | S 10b5-1 | 21,620 | $16.61 | $359,108 | 4,510,991 Indirect | -0.48% | Disposed | 142.3% (price as of 2026-08-21) |
| Oct. 25, 2012 | WD | S 10b5-1 | 5,200 | $16.96 | $88,192 | 4,532,611 Indirect | -0.11% | Disposed | 137.3% (price as of 2026-08-21) |
| Oct. 24, 2012 | WD | S 10b5-1 | 3,700 | $17.03 | $63,011 | 4,537,811 Indirect | -0.08% | Disposed | 136.3% (price as of 2026-08-21) |
| Oct. 23, 2012 | WD | S 10b5-1 | 42,900 | $16.71 | $716,859 | 4,541,511 Indirect | -0.94% | Disposed | 140.9% (price as of 2026-08-21) |
| Oct. 17, 2012 | WD | S 10b5-1 | 1,545 | $16.80 | $25,956 | 4,584,411 Indirect | -0.03% | Disposed | 139.6% (price as of 2026-08-21) |
| Oct. 12, 2012 | WD | S 10b5-1 | 80,685 | $16.01 | $1,291,767 | 4,585,956 Indirect | -1.73% | Disposed | 151.4% (price as of 2026-08-21) |
| Oct. 3, 2012 | WD | S 10b5-1 | 109,927 | $15.52 | $1,706,067 | 4,666,641 Indirect | -2.30% | Disposed | 159.3% (price as of 2026-08-21) |
| July 18, 2012 | WD | S 10b5-1 | 272,750 | $12.51 | $3,412,102 | 4,776,568 Indirect | -5.40% | Disposed | 221.7% (price as of 2026-08-21) |
| May 25, 2012 | WD | S 10b5-1 | 16,702 | $12.05 | $201,259 | 5,053,600 Indirect | -0.33% | Disposed | 234.0% (price as of 2026-08-21) |
| May 25, 2012 | WD | S 10b5-1 | 16,702 | $12.05 | $201,259 | 4,981,600 Indirect | -0.33% | Disposed | 234.0% (price as of 2026-08-21) |
| March 29, 2012 | WD | S 10b5-1 | 221,635 | $12.25 | $2,715,029 | 5,070,302 Indirect | -4.19% | Disposed | 228.6% (price as of 2026-08-21) |
| March 15, 2012 | 824468 | S | 4,373 | $8.59 | $37,564 | 4,470,908 Indirect | -0.10% | Disposed | |
| March 15, 2012 | 824468 | S | 145,573 | $8.52 | $1,240,282 | 4,475,281 Indirect | -3.15% | Disposed | |
| March 15, 2012 | 824468 | S | 157,043 | $8.58 | $1,347,429 | 4,620,854 Indirect | -3.29% | Disposed | |
| March 15, 2012 | 824468 | S | 130,256 | $8.58 | $1,117,596 | 4,777,897 Indirect | -2.65% | Disposed | |
| March 14, 2012 | 824468 | S | 28,571 | $8.70 | $248,568 | 4,908,153 Indirect | -0.58% | Disposed | |
| March 8, 2012 | 824468 | S | 17,391 | $8.38 | $145,737 | 4,945,470 Indirect | -0.35% | Disposed | |
| March 8, 2012 | 824468 | S | 4,373 | $8.30 | $36,296 | 4,962,861 Indirect | -0.09% | Disposed | |
| March 8, 2012 | 824468 | S | 200,886 | $8.30 | $1,667,354 | 4,967,234 Indirect | -3.89% | Disposed | |
| Nov. 16, 2011 | 824468 | S | 1,397 | $4.11 | $5,742 | 7,164,581 Indirect | -0.02% | Disposed | |
| Nov. 16, 2011 | 824468 | S | 7,248 | $4.10 | $29,717 | 7,165,978 Indirect | -0.10% | Disposed | |
| Sept. 15, 2011 | 824468 | S | 4,322 | $4.07 | $17,591 | 7,173,226 Indirect | -0.06% | Disposed | |
| Sept. 14, 2011 | 824468 | S | 22,576 | $3.94 | $88,949 | 7,177,548 Indirect | -0.31% | Disposed | |
| Sept. 13, 2011 | 824468 | S | 78,673 | $4.03 | $317,052 | 7,200,124 Indirect | -1.08% | Disposed | |
| Sept. 7, 2011 | 824468 | S | 1,400 | $4.10 | $5,740 | 7,278,797 Indirect | -0.02% | Disposed | |
| Sept. 2, 2011 | 824468 | S | 46,761 | $4.14 | $193,591 | 7,280,197 Indirect | -0.64% | Disposed | |
| Sept. 1, 2011 | 824468 | S | 5,800 | $4.31 | $24,998 | 7,326,958 Indirect | -0.08% | Disposed | |
| Aug. 2, 2011 | 824468 | S | 5,750,000 | $32.50 | $186,875,000 | 12,342,238 Indirect | -31.78% | Disposed | |
| April 11, 2011 | 824468 | P | 1,615,385 | — | — | 1,615,385 Indirect | — | Acquired | |
| April 11, 2011 | 824468 | S | 216,526 | $10.52 | $2,277,854 | 8,336,583 Indirect | -2.53% | Disposed | |
| Feb. 7, 2011 | 824468 | S | 571,442 | $16.00 | $9,143,072 | 2,644,170 Indirect | -17.77% | Disposed | |
| Sept. 30, 2010 | 824468 | S | 15,000,000 | $21.48 | $322,200,000 | 10,225,584 Indirect | -59.46% | Disposed | |
| Sept. 29, 2010 | 824468 | S | 322,797 | $22.50 | $7,262,932 | 25,225,584 Indirect | -1.26% | Disposed | |
| Sept. 28, 2010 | 824468 | S | 575,000 | $22.53 | $12,954,750 | 25,548,651 Indirect | -2.20% | Disposed | |
| Sept. 14, 2010 | 824468 | S | 124,717 | $22.01 | $2,745,021 | 26,123,651 Indirect | -0.48% | Disposed | |
| Sept. 13, 2010 | 824468 | S | 38,712 | $22.05 | $853,600 | 26,248,368 Indirect | -0.15% | Disposed | |
| Sept. 10, 2010 | 824468 | S | 109,800 | $22.03 | $2,418,894 | 26,287,080 Indirect | -0.42% | Disposed | |
| Aug. 23, 2010 | 824468 | S | 133,263 | $15.69 | $2,090,896 | 5,407,940 Indirect | -2.40% | Disposed | |
| Aug. 20, 2010 | 824468 | S | 98,173 | $16.15 | $1,585,494 | 5,541,203 Indirect | -1.74% | Disposed | |
| Aug. 19, 2010 | 824468 | S | 41,146 | $16.48 | $678,086 | 5,639,376 Indirect | -0.72% | Disposed | |
| Aug. 16, 2010 | 824468 | S | 100,000 | $17.01 | $1,701,000 | 5,680,522 Indirect | -1.73% | Disposed | |
| Aug. 11, 2010 | 824468 | S | 500,000 | $16.00 | $8,000,000 | 5,780,522 Indirect | -7.96% | Disposed | |
| Aug. 9, 2010 | 824468 | S | 44,700 | $16.19 | $723,693 | 6,280,522 Indirect | -0.71% | Disposed | |
| Aug. 9, 2010 | 824468 | S | 450,000 | $7.83 | $3,523,500 | 1,774,407 Indirect | +33.98% | Acquired | |
| Aug. 6, 2010 | 824468 | S | 33,400 | $16.03 | $535,402 | 6,325,222 Indirect | -0.53% | Disposed | |
| Aug. 5, 2010 | 824468 | S | 37,100 | $16.36 | $606,956 | 6,358,622 Indirect | -0.58% | Disposed | |
| Aug. 4, 2010 | 824468 | S | 100,000 | $16.36 | $1,636,000 | 6,395,722 Indirect | -1.54% | Disposed | |
| Aug. 3, 2010 | 824468 | S | 300,000 | $16.35 | $4,905,000 | 6,495,722 Indirect | -4.41% | Disposed | |
| July 30, 2010 | 824468 | S | 28,800 | $16.09 | $463,392 | 6,795,722 Indirect | -0.42% | Disposed |
Showing latest 100 of 507 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 25, 2013 | PTCT | Series Five Junior Preferred Stock | Common Stock (1,980,029) | — | — | 1,980,029 | Acquired |
| June 25, 2013 | PTCT | Series Four Senior Preferred Stock | Common Stock (276,853) | — | — | 276,853 | Acquired |
| April 11, 2011 | 824468 | Warrants (right to buy) | Common Stock (1,615,385) | $1.41 | — | 1,615,385 | Disposed |
| April 11, 2011 | 824468 | Warrants (right to buy) | Common Stock (1,615,385) | $1.41 | — | 1,615,385 | Acquired |
| Feb. 7, 2011 | 824468 | Series C Convertible Preferred Stock | Common Stock | $0.00 | — | 651,258 | Disposed |
| Feb. 7, 2011 | 824468 | Series B Convertible Preferred Stock | Common Stock | $0.00 | — | 2,977,233 | Disposed |
| March 2, 2009 | 824468 | Warrants to Purchase Common Stock | Common Stock (423,971) | $16.77 | March 2, 2014 | 423,971 | Acquired |
| Aug. 1, 2008 | 824468 | Warrants (right to buy) | Common Stock (204,445) | $5.50 | — | 204,445 | Acquired |
| June 26, 2008 | 824468 | Call Option (right to buy) | Common Stock | $0.88 | June 30, 2008 | 1 | Disposed |
| April 16, 2008 | 824468 | Warrants (right to buy Common Stock) | Common Stock | $2.69 | April 16, 2003 | 82,884 | Acquired |
| April 16, 2008 | 824468 | Warrants (right to buy Common Stock) | Common Stock | $2.34 | — | 119,454 | Disposed |
| April 16, 2008 | 824468 | Warrants (right to buy Common Stock) | Common Stock | $2.34 | — | 119,454 | Acquired |
| April 16, 2008 | 824468 | Warrants (right to buy Common Stock) | Common Stock | $6.74 | — | 119,454 | Disposed |
| Oct. 30, 2007 | ULTA | Series II Convertible Preferred Stock | Common Stock | — | — | 89,474 | Disposed |
| Oct. 30, 2007 | ULTA | Series I, IV, V Convertible Preferred Stock | Common Stock | — | — | 5,042,748 | Disposed |
| Sept. 12, 2007 | 824468 | Warrants (right to buy) | Common Stock | $3.80 | — | 689,473 | Disposed |
| June 27, 2007 | 824468 | Series B Convertible Preferred Stock | Common Stock | — | — | 18,139 | Disposed |
| June 27, 2007 | 824468 | Series A Convertible Preferred Stock | Common Stock | — | — | 907,333 | Disposed |
| Dec. 20, 2006 | 824468 | Series D Convertible Preferred Stock | Common Stock | — | — | 331,301 | Disposed |
| Dec. 20, 2006 | 824468 | Series C Convertible Preferred Stock | Common Stock | — | — | 554,729 | Disposed |
| Dec. 20, 2006 | 824468 | Series B Convertible Preferred Stock | Common Stock | — | — | 349,998 | Disposed |
| Oct. 18, 2006 | EHTH | Series B Convertible Preferred Stock | Common Stock | — | — | 604,229 | Disposed |
| Oct. 18, 2006 | EHTH | Series C Convertible Preferred Stock | Common Stock (2,267,177) | — | — | 2,267,177 | Disposed |
| June 22, 2006 | 824468 | 8% Senior Subordinated Convertible Notes due 2011 | Common Stock | $7.75 | June 22, 2011 | 4,500,000 | Acquired |
| May 24, 2006 | 824468 | Warrants (right to buy) | Common Stock (70,533) | $7.13 | May 31, 2006 | 70,533 | Disposed |
| Nov. 21, 2005 | 824468 | Warrants (right to buy) | Common Stock (70,533) | $7.13 | May 31, 2006 | 70,533 | Acquired |
| Nov. 1, 2005 | 824468 | Series F-1 Preferred Stock | Common Stock | $0.00 | — | 335,751 | Disposed |
| Nov. 1, 2005 | 824468 | Series F Preferred Stock | Common Stock | $0.00 | — | 1,232,044 | Disposed |
| Nov. 1, 2005 | 824468 | Series E Preferred Stock | Common Stock | $0.00 | — | 987,552 | Disposed |
| Nov. 1, 2005 | 824468 | Series D Preferred Stock | Common Stock | $0.00 | — | 1,675,042 | Disposed |
| Nov. 1, 2005 | 824468 | Series C Preferred Stock | Common Stock | $0.00 | — | 722,827 | Disposed |
| Nov. 1, 2005 | 824468 | Series B Preferred Stock | Common Stock | $0.00 | — | 1,128,730 | Disposed |
| Sept. 30, 2005 | 824468 | Warrants (right to buy Common Stock) | Common Stock | $6.74 | Sept. 30, 2010 | 119,454 | Acquired |
| July 6, 2005 | 824468 | Warrants (right to buy) | Common Stock (48,136) | — | — | 48,136 | Acquired |
| July 6, 2005 | 824468 | Warrants (right to buy) | Common Stock (1,042,346) | — | — | 1,042,346 | Acquired |
| July 6, 2005 | 824468 | Warrants (right to buy) | Common Stock (4,107) | — | — | 4,107 | Acquired |
| July 6, 2005 | 824468 | Warrants (right to buy) | Common Stock (2,284) | — | — | 2,284 | Acquired |
| June 30, 2005 | 824468 | Warrants (right to buy) | Common Stock | $5.84 | June 30, 2010 | 301,453 | Acquired |
| Jan. 1, 2005 | 824468 | Warrants | Common Stock (71,703) | $0.03 | June 26, 2012 | 71,703 | Disposed |
| Jan. 1, 2005 | 824468 | Warrants | Common Stock | $0.03 | June 26, 2012 | 71,703 | Disposed |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (25,519) | $2.52 | April 20, 2008 | 25,519 | Disposed |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (2,177) | $2.52 | April 20, 2008 | 2,177 | Disposed |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (552,601) | $2.52 | April 20, 2008 | 552,601 | Disposed |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (3,633) | $2.52 | April 20, 2008 | 1,211 | Disposed |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (14,910) | $2.52 | April 20, 2008 | 14,910 | Disposed |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (25,519) | $2.52 | Feb. 7, 2005 | 25,519 | Acquired |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (2,177) | $2.52 | Feb. 7, 2005 | 2,177 | Acquired |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (552,601) | $2.52 | Feb. 7, 2005 | 552,601 | Acquired |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (1,211) | $2.52 | Feb. 7, 2005 | 1,211 | Acquired |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (14,910) | $2.52 | Feb. 7, 2005 | 14,910 | Acquired |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (28,070) | — | Dec. 30, 2009 | 28,070 | Acquired |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (2,394) | — | Dec. 30, 2009 | 2,394 | Acquired |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (607,861) | — | Dec. 30, 2009 | 607,861 | Acquired |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (1,332) | — | Dec. 30, 2009 | 1,332 | Acquired |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (16,401) | — | Dec. 30, 2009 | 16,401 | Acquired |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (25,519) | $2.52 | Feb. 7, 2005 | 25,519 | Disposed |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (2,177) | $2.52 | Feb. 7, 2005 | 2,177 | Disposed |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (552,601) | $2.52 | Feb. 7, 2005 | 552,601 | Disposed |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (1,211) | $2.52 | Feb. 7, 2005 | 1,211 | Disposed |
| Dec. 30, 2004 | 824468 | Common Stock Warrants (right to buy) | Common Stock (14,910) | $2.52 | Feb. 7, 2005 | 14,910 | Disposed |
| Dec. 15, 2004 | 824468 | Series 3 Preferred Stock | Common Stock | — | — | 1,346,966 | Disposed |
| Dec. 15, 2004 | 824468 | Series 3 Preferred Stock | Common Stock | — | — | 68,493 | Disposed |
| Dec. 15, 2004 | 824468 | Series 3 Preferred Stock | Common Stock | — | — | 19,139 | Disposed |
| Dec. 15, 2004 | 824468 | Series 3 Preferred Stock | Common Stock | — | — | 342,466 | Disposed |
| Dec. 15, 2004 | 824468 | Series 3 Preferred Stock | Common Stock | — | — | 1,647,594 | Disposed |
| Oct. 25, 2004 | 824468 | Series E Convertible Preferred Stock | Common Stock (13,020) | — | — | 19,531 | Disposed |
| Oct. 25, 2004 | 824468 | Series E Convertible Preferred Stock | Common Stock (59,849) | — | — | 89,774 | Disposed |
| Oct. 25, 2004 | 824468 | Series E Convertible Preferred Stock | Common Stock (22,333) | — | — | 33,500 | Disposed |
| Oct. 25, 2004 | 824468 | Series E Convertible Preferred Stock | Common Stock (4,086) | — | — | 6,129 | Disposed |
| Oct. 25, 2004 | 824468 | Series E Convertible Preferred Stock | Common Stock (9,765) | — | — | 14,648 | Disposed |
| Oct. 25, 2004 | 824468 | Series E Convertible Preferred Stock | Common Stock (1,036,778) | — | — | 1,555,168 | Disposed |
| Oct. 25, 2004 | 824468 | Series E Convertible Preferred Stock | Common Stock (156,250) | — | — | 234,375 | Disposed |
| Oct. 25, 2004 | 824468 | Series D Convertible Preferred Stock | Common Stock (3,149) | — | — | 11,250 | Disposed |
| Oct. 25, 2004 | 824468 | Series D Convertible Preferred Stock | Common Stock (31,732) | — | — | 113,331 | Disposed |
| Oct. 25, 2004 | 824468 | Series D Convertible Preferred Stock | Common Stock (21,798) | — | — | 77,854 | Disposed |
| Oct. 25, 2004 | 824468 | Series D Convertible Preferred Stock | Common Stock (363,310) | — | — | 1,297,565 | Disposed |
| Oct. 25, 2004 | 824468 | Series C Convertible Preferred Stock | Common Stock (16,928) | — | — | 60,466 | Disposed |
| Oct. 25, 2004 | 824468 | Series C Convertible Preferred Stock | Common Stock (8,552) | — | — | 30,549 | Disposed |
| Oct. 25, 2004 | 824468 | Series C Convertible Preferred Stock | Common Stock (84,644) | — | — | 302,332 | Disposed |
| Oct. 25, 2004 | 824468 | Series C Convertible Preferred Stock | Common Stock (736,323) | — | — | 2,629,974 | Disposed |
| July 30, 2004 | ORKA | Warrants | Common Stock (698) | $4.98 | July 30, 2004 | 698 | Disposed |
| July 30, 2004 | ORKA | Warrants | Common Stock (12,562) | $4.98 | July 30, 2004 | 12,562 | Disposed |
| July 30, 2004 | ORKA | Warrants | Common Stock (209,364) | $4.98 | July 30, 2004 | 209,364 | Disposed |
| July 30, 2004 | ORKA | Warrants | Common Stock (18,218) | $4.98 | July 30, 2004 | 18,218 | Disposed |
| July 28, 2004 | 824468 | Warrants (right to buy) | Common Stock | $5.62 | Oct. 30, 2010 | 640,639 | Acquired |
| June 21, 2004 | 824468 | Warrant to Purchase Common Stock | Common Stock (248,891) | $8.69 | Oct. 18, 2008 | 248,891 | Acquired |
| June 21, 2004 | 824468 | Warrant to Purchase Series D Convertible Preferred Stock | Series D Preferred Stock (1,442,623) | $1.50 | Oct. 18, 2008 | 1,442,623 | Disposed |
| June 21, 2004 | 824468 | Series E Convertible Preferred Stock | Common Stock (514,401) | — | — | 3,125,000 | Disposed |
| June 21, 2004 | 824468 | Series D Convertible Preferred Stock | Common Stock (1,131,332) | — | — | 6,557,377 | Disposed |
| March 19, 2004 | BGMS | Common Stock Warrants (Right to Buy) | Common Stock (5,229) | $1.65 | March 19, 2004 | 5,229 | Disposed |
| March 19, 2004 | BGMS | Common Stock Warrants (Right to Buy) | Common Stock (35,360) | $0.06 | March 19, 2004 | 35,360 | Disposed |
| March 19, 2004 | BGMS | Series F Convertible Preferred Stock | Common Stock (660) | — | March 19, 2004 | 660 | Disposed |
| March 19, 2004 | BGMS | Series E Convertible Preferred Stock | Common Stock (64,741) | — | March 19, 2004 | 64,741 | Disposed |
| March 19, 2004 | BGMS | Series D Convertible Preferred Stock | Common Stock (58,861) | — | March 19, 2004 | 58,861 | Disposed |
| March 19, 2004 | BGMS | Series C Convertible Preferred Stock | Common Stock (207,805) | — | March 19, 2004 | 207,805 | Disposed |
| March 19, 2004 | BGMS | Series B Convertible Preeferred Stock | Common Stock (99,172) | — | March 19, 2004 | 99,172 | Disposed |
| March 19, 2004 | BGMS | Series A Convertible Preferred Stock | Common Stock (478,466) | — | March 19, 2004 | 478,466 | Disposed |
| March 19, 2004 | BGMS | Convertible Promissory Note | Common Stock (10,670) | $9.62 | March 19, 2004 | 10,670 | Disposed |
| Nov. 18, 2003 | 824468 | Warrant (Right to Buy) | Common Stock (4,681,393) | $3.00 | Nov. 1, 2010 | 4,681,393 | Disposed |
| Nov. 18, 2003 | 824468 | Warrant (Right to Buy) | Common Stock (255,680) | $3.00 | Nov. 1, 2010 | 255,680 | Disposed |
Showing latest 100 of 122 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 37 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 19, 2013 | PTCT | Series Four Senior Preferred Stock→ Common Stock (276,853) | 276,853 | Indirect |
| June 19, 2013 | PTCT | Series Five Junior Preferred Stock→ Common Stock (1,980,029) | 1,980,029 | Indirect |
| Dec. 14, 2010 | WD | Common Stock, par value $0.01 per share | 5,289,937 | Indirect |
| Oct. 24, 2007 | ULTA | Common Stock [F2] | 30,334 | Indirect |
| Oct. 24, 2007 | ULTA | Series III Non-Convertible Preferred Stock [F4] | 56,960 | Indirect |
| Oct. 24, 2007 | ULTA | Series I, IV, V Convertible Preferred Stock→ Common Stock | — | Indirect |
| Oct. 24, 2007 | ULTA | Series II Convertible Preferred Stock→ Common Stock | — | Indirect |
| Nov. 13, 2006 | CVLT | Common Stock | — | Indirect |
| Nov. 13, 2006 | CVLT | Common Stock | — | Indirect |
| Oct. 12, 2006 | EHTH | Common Stock | 50,000 | Indirect |
| Oct. 12, 2006 | EHTH | Series B Convertible Preferred Stock→ Common Stock | — | Indirect |
| Oct. 12, 2006 | EHTH | Series C Convertible Preferred Stock→ Common Stock | — | Indirect |
| Sept. 21, 2006 | CVLT | Common Stock | — | Indirect |
| Sept. 21, 2006 | CVLT | Series A Preferred Stock→ Common Stock | — | Indirect |
| Sept. 21, 2006 | CVLT | Series B Preferred Stock→ Common Stock | — | Indirect |
| Sept. 21, 2006 | CVLT | Series C Preferred Stock→ Common Stock | — | Indirect |
| Sept. 21, 2006 | CVLT | Series D Preferred Stock→ Common Stock | — | Indirect |
| Sept. 21, 2006 | CVLT | Series E Preferred Stock→ Common Stock | — | Indirect |
| Sept. 21, 2006 | CVLT | Series AA Preferred Stock→ Common Stock | — | Indirect |
| Sept. 21, 2006 | CVLT | Series BB Preferred Stock→ Common Stock | — | Indirect |
| Sept. 21, 2006 | CVLT | Series CC Preferred Stock→ Common Stock | — | Indirect |
| March 16, 2004 | BGMS | Convertible Promissory Note→ Common Stock (10,670) | 10,670 | Indirect |
| March 16, 2004 | BGMS | Series A Convertible Preferred Stock→ Common Stock (478,466) | 478,466 | Indirect |
| March 16, 2004 | BGMS | Series B Convertible Preferred Stock→ Common Stock (99,172) | 99,172 | Indirect |
| March 16, 2004 | BGMS | Series C Convertible Preferred Stock→ Common Stock (207,805) | 207,805 | Indirect |
| March 16, 2004 | BGMS | Series D Convertible Preferred Stock→ Common Stock (58,861) | 58,861 | Indirect |
| March 16, 2004 | BGMS | Series E Convertible Preferred Stock→ Common Stock (64,741) | 64,741 | Indirect |
| March 16, 2004 | BGMS | Series F Convertible Preferred Stock→ Common Stock (660) | 660 | Indirect |
| March 16, 2004 | BGMS | Common Stock Warrants (right to buy)→ Common Stock (42,196) | 42,196 | Indirect |
| March 10, 2004 | BGMS | Convertible Promissory Note→ Common Stock (10,664) | 10,664 | Indirect |
| March 10, 2004 | BGMS | Series A Convertible Preferred Stock→ Common Stock (478,466) | 478,466 | Indirect |
| March 10, 2004 | BGMS | Series B Convertible Preferred Stock→ Common Stock (99,172) | 99,172 | Indirect |
| March 10, 2004 | BGMS | Series C Convertible Preferred Stock→ Common Stock (207,805) | 207,805 | Indirect |
| March 10, 2004 | BGMS | Series D Convertible Preferred Stock→ Common Stock (58,861) | 58,861 | Indirect |
| March 10, 2004 | BGMS | Series E Convertible Preferred Stock→ Common Stock (64,741) | 64,741 | Indirect |
| March 10, 2004 | BGMS | Series F Convertible Preferred Stock→ Common Stock (660) | 660 | Indirect |
| March 10, 2004 | BGMS | Common Stock Warrants (right to buy)→ Common Stock (42,196) | 42,196 | Indirect |