Daniel E. Geffken
CIK 1314756 · View on SEC EDGAR ↗
First SEC filing: May 3, 2023 · Latest: May 3, 2023
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 29, 2021 | ELOX | P | 50,000 | $0.72 | $36,000 | 50,000 Direct | — | Acquired | 2261.1% (price as of 2026-08-18) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 26, 2023 | PMN | Option (right to buy) | Common Shares (2,500) | $1.87 | Oct. 26, 2033 | 2,500 | Acquired |
| March 20, 2023 | CALC | Warrant | Common Stock (5,760) | $10.42 | Oct. 30, 2030 | 5,760 | Acquired |
| March 20, 2023 | CALC | Warrant | Common Stock (11,520) | $6.60 | Nov. 9, 2030 | 11,520 | Acquired |
| April 20, 2021 | ELOX | Non-Qualified Stock Option (right to buy) | Common Stock (100,000) | $2.38 | April 20, 2026 | 100,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 3, 2023 | CALC | Warrant→ Common Stock (1,982) | 1,982 | Indirect |
| July 7, 2022 | PMN | Common Shares | 5,852 | Direct |
| July 7, 2022 | PMN | Option (right to buy)→ Common Shares (8,333) | 8,333 | Direct |
| July 7, 2022 | PMN | Option (right to buy)→ Common Shares (8,333) | 8,333 | Direct |
| July 7, 2022 | PMN | Warrants (right to buy)→ Common Shares (1,042) | 1,042 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2022 | — | — | — | — | — | — | $63,960 | $63,960 |
| 2021 | — | — | — | — | — | — | $130,750 | $130,750 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.