David M Knott

CIK 808722 · View on SEC EDGAR ↗

Insider

First SEC filing: April 14, 2016 · Latest: April 14, 2016

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Institution

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

11 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 12, 2016 808722 S 18,013 $0.86 $15,491 260,135 Indirect -6.48% Disposed
April 12, 2016 808722 S 85,840 $0.86 $73,822 397,200 Indirect -17.77% Disposed
April 12, 2016 808722 S 9,400 $0.87 $8,178 278,148 Indirect -3.27% Disposed
April 12, 2016 808722 S 44,600 $0.87 $38,802 483,040 Indirect -8.45% Disposed
April 11, 2016 808722 S 8,549 $0.89 $7,609 287,548 Indirect -2.89% Disposed
April 11, 2016 808722 S 40,900 $0.89 $36,401 527,640 Indirect -7.19% Disposed
April 8, 2016 808722 S 538 $0.93 $500 296,097 Indirect -0.18% Disposed
April 8, 2016 808722 S 2,160 $0.93 $2,009 568,540 Indirect -0.38% Disposed
Dec. 22, 2015 808722 S 3,897 $1.51 $5,884 296,635 Indirect -1.30% Disposed
Dec. 22, 2015 808722 S 19,300 $1.51 $29,143 570,700 Indirect -3.27% Disposed
Dec. 21, 2015 808722 S 7,364 $1.55 $11,414 300,532 Indirect -2.39% Disposed
Dec. 21, 2015 808722 S 37,000 $1.55 $57,350 590,000 Indirect -5.90% Disposed
Dec. 18, 2015 808722 S 11,798 $1.57 $18,523 307,896 Indirect -3.69% Disposed
Dec. 18, 2015 808722 S 57,600 $1.57 $90,432 627,000 Indirect -8.41% Disposed
Dec. 17, 2015 808722 S 3,400 $1.56 $5,304 319,694 Indirect -1.05% Disposed
Dec. 17, 2015 808722 S 16,700 $1.56 $26,052 684,600 Indirect -2.38% Disposed
Dec. 16, 2015 808722 S 4,871 $1.76 $8,573 323,094 Indirect -1.49% Disposed
Dec. 16, 2015 808722 S 23,800 $1.76 $41,888 701,300 Indirect -3.28% Disposed
Dec. 15, 2015 808722 S 6,401 $1.83 $11,714 327,965 Indirect -1.91% Disposed
Dec. 15, 2015 808722 S 31,900 $1.83 $58,377 725,100 Indirect -4.21% Disposed
Dec. 14, 2015 808722 S 5,769 $1.90 $10,961 334,366 Indirect -1.70% Disposed
Dec. 14, 2015 808722 S 20,200 $1.90 $38,380 757,000 Indirect -2.60% Disposed
Aug. 17, 2015 LGND S 4,000 $95.98 $383,920 66,152 Direct -5.70% Disposed 382.2% (price as of 2026-08-19)
Aug. 13, 2015 LGND S 7,225 $96.20 $695,045 30,771 Indirect -19.02% Disposed 381.1% (price as of 2026-08-19)
Aug. 13, 2015 LGND S 27,300 $96.20 $2,626,260 196,186 Indirect -12.22% Disposed 381.1% (price as of 2026-08-19)
Aug. 13, 2015 LGND S 2,000 $96.20 $192,400 969,300 Indirect -0.21% Disposed 381.1% (price as of 2026-08-19)
Aug. 12, 2015 LGND S 2,600 $96.45 $250,770 37,996 Indirect -6.40% Disposed 379.9% (price as of 2026-08-19)
Aug. 12, 2015 LGND S 9,875 $96.45 $952,444 223,486 Indirect -4.23% Disposed 379.9% (price as of 2026-08-19)
Aug. 12, 2015 LGND S 800 $96.45 $77,160 971,300 Indirect -0.08% Disposed 379.9% (price as of 2026-08-19)
Aug. 7, 2015 LGND S 200 $99.02 $19,804 40,596 Indirect -0.49% Disposed 367.4% (price as of 2026-08-19)
July 23, 2015 808722 S 1,200 $3.08 $3,696 340,135 Indirect -0.35% Disposed
July 23, 2015 808722 S 6,100 $3.08 $18,788 777,200 Indirect -0.78% Disposed
July 20, 2015 808722 S 900 $3.17 $2,853 341,335 Indirect -0.26% Disposed
July 20, 2015 808722 S 4,100 $3.17 $12,997 783,300 Indirect -0.52% Disposed
July 17, 2015 808722 S 2,500 $3.18 $7,950 342,235 Indirect -0.73% Disposed
July 17, 2015 808722 S 12,500 $3.18 $39,750 787,400 Indirect -1.56% Disposed
July 15, 2015 808722 S 15,700 $3.17 $49,769 799,900 Indirect -1.92% Disposed
July 15, 2015 808722 S 2,403 $3.17 $7,618 344,735 Indirect -0.69% Disposed
July 13, 2015 808722 S 800 $3.22 $2,576 347,138 Indirect -0.23% Disposed
July 13, 2015 808722 S 4,200 $3.22 $13,524 815,600 Indirect -0.51% Disposed
July 10, 2015 808722 S 2,000 $3.24 $6,480 347,938 Indirect -0.57% Disposed
July 10, 2015 808722 S 13,100 $3.24 $42,444 819,800 Indirect -1.57% Disposed
July 9, 2015 808722 S 30,000 $3.18 $95,400 349,938 Indirect -7.90% Disposed
July 8, 2015 808722 S 8,100 $3.18 $25,758 379,938 Indirect -2.09% Disposed
July 7, 2015 808722 S 200 $3.25 $650 388,038 Indirect -0.05% Disposed
June 26, 2015 808722 S 4,954 $3.25 $16,100 388,238 Indirect -1.26% Disposed
June 25, 2015 808722 S 10,000 $3.28 $32,800 393,192 Indirect -2.48% Disposed
June 22, 2015 808722 S 1,839 $3.35 $6,161 403,192 Indirect -0.45% Disposed
June 19, 2015 808722 S 3,847 $3.30 $12,695 405,031 Indirect -0.94% Disposed
June 18, 2015 808722 S 16,916 $3.31 $55,992 408,878 Indirect -3.97% Disposed
June 17, 2015 808722 S 2,733 $3.40 $9,292 425,794 Indirect -0.64% Disposed
June 15, 2015 808722 S 11,340 $3.38 $38,329 428,527 Indirect -2.58% Disposed
June 12, 2015 808722 S 10,000 $3.36 $33,600 439,867 Indirect -2.22% Disposed
Feb. 23, 2015 808722 S 4,600 $3.51 $16,146 449,867 Indirect -1.01% Disposed
Feb. 19, 2015 808722 S 7,890 $3.51 $27,694 454,467 Indirect -1.71% Disposed
Feb. 18, 2015 808722 S 28,600 $3.52 $100,672 462,357 Indirect -5.83% Disposed
Feb. 17, 2015 808722 S 30,000 $3.53 $105,900 490,957 Indirect -5.76% Disposed
Feb. 13, 2015 808722 S 57,501 $3.63 $208,729 520,957 Indirect -9.94% Disposed
Dec. 29, 2014 808722 S 2,923 $3.91 $11,429 578,458 Indirect -0.50% Disposed
Dec. 8, 2014 808722 S 4,500 $4.35 $19,575 581,381 Indirect -0.77% Disposed
Dec. 5, 2014 808722 S 15,876 $4.44 $70,489 585,881 Indirect -2.64% Disposed
Oct. 9, 2014 LGND P 4,000 $43.01 $172,040 69,227 Direct +6.13% Acquired 976.1% (price as of 2026-08-19)
Feb. 20, 2014 LGND S 900 $72.97 $65,673 1,843 Indirect -32.81% Disposed 534.3% (price as of 2026-08-19)
Feb. 18, 2014 LGND S 3,900 $73.31 $285,909 40,796 Indirect -8.73% Disposed 531.3% (price as of 2026-08-19)
Feb. 18, 2014 LGND S 11,531 $73.31 $845,338 233,361 Indirect -4.71% Disposed 531.3% (price as of 2026-08-19)
Feb. 14, 2014 LGND S 6,700 $77.10 $516,570 44,696 Indirect -13.04% Disposed 500.3% (price as of 2026-08-19)
Feb. 14, 2014 LGND S 19,769 $77.10 $1,524,190 244,892 Indirect -7.47% Disposed 500.3% (price as of 2026-08-19)
Oct. 2, 2013 808722 S 18,057 $4.84 $87,396 0 Indirect -100.00% Disposed
Oct. 2, 2013 808722 S 18,651 $4.84 $90,271 601,757 Indirect -3.01% Disposed
Oct. 1, 2013 808722 S 8,792 $4.85 $42,641 18,057 Indirect -32.75% Disposed
Oct. 1, 2013 808722 S 9,000 $4.85 $43,650 620,408 Indirect -1.43% Disposed
Sept. 30, 2013 808722 S 39,400 $4.86 $191,484 26,849 Indirect -59.47% Disposed
Sept. 30, 2013 808722 S 40,600 $4.86 $197,316 629,408 Indirect -6.06% Disposed
Sept. 27, 2013 808722 S 200 $5.00 $1,000 66,249 Indirect -0.30% Disposed
Sept. 27, 2013 808722 S 300 $5.00 $1,500 670,008 Indirect -0.04% Disposed
Sept. 26, 2013 808722 S 19,700 $5.00 $98,500 66,449 Indirect -22.87% Disposed
Sept. 26, 2013 808722 S 20,300 $5.00 $101,500 670,308 Indirect -2.94% Disposed
Sept. 12, 2013 LGND S 160,000 $46.78 $7,484,800 51,396 Indirect -75.69% Disposed 889.4% (price as of 2026-08-19)
June 17, 2013 808722 S 128,942 $5.50 $709,181 86,149 Indirect -59.95% Disposed
June 14, 2013 808722 S 25,000 $5.50 $137,500 215,091 Indirect -10.41% Disposed
June 14, 2013 808722 S 21,058 $5.50 $115,819 240,091 Indirect -8.06% Disposed
Feb. 22, 2013 808722 S 7,834 $6.00 $47,004 261,149 Indirect -2.91% Disposed
Feb. 21, 2013 808722 S 5,040 $6.00 $30,240 268,983 Indirect -1.84% Disposed
Feb. 7, 2013 808722 S 1,161 $6.51 $7,558 274,023 Indirect -0.42% Disposed
Feb. 6, 2013 808722 S 10,000 $6.64 $66,400 275,184 Indirect -3.51% Disposed
Feb. 5, 2013 808722 S 10,000 $6.55 $65,500 285,184 Indirect -3.39% Disposed
Feb. 4, 2013 808722 S 20,832 $6.61 $137,700 295,184 Indirect -6.59% Disposed
Feb. 1, 2013 808722 S 10,000 $6.70 $67,000 316,016 Indirect -3.07% Disposed
Jan. 31, 2013 808722 S 5,001 $6.95 $34,757 326,016 Indirect -1.51% Disposed

Showing latest 100 of 693 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 10, 2016 808722 Series A Convertible Preferred Stock Common Stock (28,870) $6.20 3,580 Disposed
Nov. 17, 2015 808722 Series A Convertible Preferred Stock Common Stock (7,580) $6.20 940 Disposed
April 24, 2015 LGND Non-Qualified Stock Option (right to buy) [F5] Common Stock (2,754) $89.75 April 24, 2025 2,754 Acquired
June 4, 2014 LGND Non-Qualified Stock Option (right to buy) [F5] Common Stock (3,312) $67.53 June 4, 2024 3,312 Acquired
June 11, 2013 LGND Non-Qualified Stock Option (right to buy) [F5] Common Stock (7,335) $32.30 June 11, 2023 7,335 Acquired
May 31, 2012 LGND Non-Qualified Stock Option (right to buy) [F5] Common Stock (7,335) $12.53 May 31, 2022 7,335 Acquired
June 1, 2011 LGND Non-Qualified Stock Option (right to buy) [F1,F8,F9] Common Stock (7,335) $10.12 June 1, 2021 7,335 Acquired
Feb. 15, 2011 808722 Common Stock Warrants (right to buy) [F1] Common Stock (13,600) $5.00 March 4, 2011 13,600 Disposed
Feb. 15, 2011 808722 Common Stock Warrants (right to buy) [F1] Common Stock (193,902) $5.00 March 4, 2011 193,902 Disposed
Feb. 15, 2011 808722 Common Stock Warrants (right to buy) [F1] Common Stock (71,700) $5.00 March 4, 2011 71,700 Disposed
Feb. 15, 2011 808722 Common Stock Warrants (right to buy) [F1] Common Stock (244,800) $5.00 March 4, 2011 244,800 Disposed
Feb. 11, 2011 808722 Common Stock Warrants (right to buy) [F1] Common Stock (233,700) $5.00 March 4, 2011 233,700 Disposed
Feb. 11, 2011 808722 Common Stock Warrants (right to buy) [F1] Common Stock (68,400) $5.00 March 4, 2011 68,400 Disposed
Feb. 11, 2011 808722 Common Stock Warrants (right to buy) [F1] Common Stock (185,000) $5.00 March 4, 2011 185,000 Disposed
Feb. 11, 2011 808722 Common Stock Warrants (right to buy) [F1] Common Stock (12,900) $5.00 March 4, 2011 12,900 Disposed
Feb. 8, 2011 808722 Common Stock Warrants (right to buy) [F1] Common Stock (25,800) $5.00 March 4, 2011 25,800 Disposed
Feb. 8, 2011 808722 Common Stock Warrants (right to buy) [F1] Common Stock (2) $5.00 March 4, 2011 2 Disposed
Feb. 8, 2011 808722 Common Stock Warrants (right to buy) [F1] Common Stock (370,198) $5.00 March 4, 2011 370,198 Disposed
Feb. 8, 2011 808722 Common Stock Warrants (right to buy) [F1] Common Stock (136,700) $5.00 March 4, 2011 136,700 Disposed
Feb. 8, 2011 808722 Common Stock Warrants (right to buy) [F1] Common Stock (467,300) $5.00 March 4, 2011 467,300 Disposed
Nov. 19, 2010 LGND Non-Qualified Stock Option (right to buy) [F1] Common Stock (3,333) $53.34 March 1, 2017 3,333 Acquired
Nov. 19, 2010 LGND Non-Qualified Stock Option (right to buy) [F1] Common Stock (20,000) $8.89 March 1, 2017 20,000 Disposed
Nov. 19, 2010 LGND Non-Qualified Stock Option (right to buy) [F1] Common Stock (2,500) $17.88 May 29, 2019 2,500 Acquired
Nov. 19, 2010 LGND Non-Qualified Stock Option (right to buy) [F1] Common Stock (15,000) $2.98 May 29, 2019 15,000 Disposed
Nov. 19, 2010 LGND Non-Qualified Stock Option (right to buy) [F1] Common Stock (2,500) $8.58 May 25, 2020 2,500 Acquired
Nov. 19, 2010 LGND Non-Qualified Stock Option (right to buy) [F1] Common Stock (15,000) $1.43 May 25, 2020 15,000 Disposed
Sept. 22, 2010 808722 Class A Common Stock Warrants (right to buy) Class A Common Stock (23,169) $5.00 May 24, 2011 23,169 Disposed
July 7, 2010 FF Warrants to purchase one share of Common Stock [F1] Common Stock (70,600) $6.00 July 12, 2010 70,600 Disposed
July 7, 2010 FF Warrants to purchase one share of Common Stock [F1] Common Stock (454,200) $6.00 July 12, 2010 454,200 Disposed
July 7, 2010 FF Warrants to purchase one share of Common Stock [F1] Common Stock (355,300) $6.00 July 12, 2010 355,300 Disposed
July 7, 2010 FF Warrants to purchase one share of Common Stock [F1] Common Stock (883,800) $6.00 July 12, 2010 883,800 Disposed
July 1, 2010 808722 Convertible Note Common Stock $10.00 Jan. 21, 2013 1,000 Disposed
July 1, 2010 808722 Convertible Note Common Stock $10.00 Jan. 21, 2013 8,000 Disposed
July 1, 2010 808722 Convertible Note Common Stock $10.00 Jan. 21, 2013 4,000 Disposed
July 1, 2010 808722 Convertible Note Common Stock $10.00 Jan. 21, 2013 7,000 Disposed
July 1, 2010 808722 Convertible Note Common Stock $10.00 Jan. 21, 2013 30,000 Disposed
July 1, 2010 808722 Warrants to purchase one share of Common Stock Common Stock $0.10 Jan. 21, 2016 23,077 Disposed
July 1, 2010 808722 Warrants to purchase one share of Common Stock Common Stock $0.10 Jan. 21, 2016 184,615 Disposed
July 1, 2010 808722 Warrants to purchase one share of Common Stock Common Stock $0.10 Jan. 21, 2016 92,308 Disposed
July 1, 2010 808722 Warrants to purchase one share of Common Stock Common Stock $0.10 Jan. 21, 2016 161,538 Disposed
July 1, 2010 808722 Warrants to purchase one share of Common Stock Common Stock $0.10 Jan. 21, 2016 692,308 Disposed
June 28, 2010 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 15,300 Disposed
June 28, 2010 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 100,698 Disposed
May 25, 2010 LGND Non-Qualified Stock Option (right to buy) Common Stock (15,000) $1.43 May 25, 2011 15,000 Acquired
April 19, 2010 808722 Option to purchase Common Stock Common Stock (5,480) $0.00 March 22, 2010 5,480 Disposed
April 19, 2010 808722 Option to purchase Common Stock Common Stock (8,996) $0.00 March 22, 2010 8,996 Disposed
April 19, 2010 808722 Option to purchase Common Stock Common Stock (2,991) $0.00 March 22, 2010 2,991 Disposed
April 19, 2010 808722 Option to purchase Common Stock Common Stock (97,621) $0.00 March 22, 2010 97,621 Disposed
April 19, 2010 808722 Option to purchase Common Stock Common Stock (1,048) $0.00 March 22, 2010 1,048 Disposed
April 19, 2010 808722 Option to purchase Common Stock Common Stock (47,752) $0.00 March 22, 2010 47,752 Disposed
April 19, 2010 808722 Option to purchase Common Stock Common Stock (57,687) $0.00 March 22, 2010 57,687 Disposed
Oct. 16, 2009 808722 Class A Common Stock Warrants (right to buy) Class A Common Stock (23,169) $5.00 May 24, 2011 23,169 Acquired
May 29, 2009 LGND Non-Qualified Stock Option (right to buy) Common Stock (15,000) $2.98 May 29, 2010 15,000 Acquired
Dec. 19, 2008 FF Common Stock Warrants (right to buy) [F1] Common Stock $6.00 July 12, 2010 406,600 Disposed
Dec. 19, 2008 FF Common Stock Warrants (right to buy) [F1] Common Stock $6.00 July 12, 2010 27,600 Acquired
Dec. 19, 2008 FF Common Stock Warrants (right to buy) [F1] Common Stock $6.00 July 12, 2010 58,700 Acquired
Dec. 19, 2008 FF Common Stock Warrants (right to buy) [F1] Common Stock $6.00 July 12, 2010 320,300 Acquired
Nov. 26, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 48,900 Disposed
Nov. 26, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 22,400 Acquired
Nov. 26, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 35,200 Acquired
Oct. 31, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 62,000 Acquired
Oct. 31, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 4,900 Acquired
Oct. 31, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 768,500 Acquired
Oct. 31, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 496,300 Acquired
Oct. 31, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 808,300 Acquired
July 17, 2008 FF Common Stock Warrants (right to buy) [F1] Common Stock (195,200) $6.00 July 12, 2010 195,200 Acquired
July 17, 2008 FF Common Stock Warrants (right to buy) [F1] Common Stock (115,900) $6.00 July 12, 2010 115,900 Acquired
July 17, 2008 FF Common Stock Warrants (right to buy) [F1] Common Stock (188,900) $6.00 July 12, 2010 188,900 Acquired
July 16, 2008 FF Common Stock Warrants (right to buy) [F1] Common Stock (16,900) $6.00 July 12, 2010 16,900 Acquired
July 16, 2008 FF Common Stock Warrants (right to buy) [F1] Common Stock (9,900) $6.00 July 12, 2010 9,900 Acquired
July 16, 2008 FF Common Stock Warrants (right to buy) [F1] Common Stock (16,200) $6.00 July 12, 2010 16,200 Acquired
July 7, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 3,900 Disposed
July 7, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 3,900 Acquired
July 2, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 8,000 Disposed
July 2, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 700 Disposed
July 2, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 57,900 Acquired
July 2, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 34,600 Acquired
July 2, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 57,300 Disposed
July 2, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 37,300 Disposed
July 2, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock $5.00 March 4, 2011 2,100 Acquired
June 17, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (3,400) $5.00 March 4, 2011 3,400 Acquired
June 17, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (58,100) $5.00 March 4, 2011 58,100 Acquired
June 17, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (98,500) $5.00 March 4, 2011 98,500 Acquired
June 16, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (500) $5.00 March 4, 2011 500 Acquired
June 16, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (9,000) $5.00 March 4, 2011 9,000 Acquired
June 16, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (15,500) $5.00 March 4, 2011 15,500 Acquired
May 9, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (1,700) $5.00 March 4, 2011 1,700 Acquired
May 9, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (45,400) $5.00 March 4, 2011 45,400 Acquired
May 9, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (102,900) $5.00 March 4, 2011 102,900 Acquired
April 17, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (533,500) $5.00 March 4, 2011 20,000 Acquired
April 17, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (345,300) $5.00 March 4, 2011 7,600 Acquired
April 17, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (4,900) $5.00 March 4, 2011 300 Acquired
April 17, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (95,500) $5.00 March 4, 2011 2,100 Acquired
April 14, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (93,400) $5.00 March 4, 2011 2,100 Acquired
April 14, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (4,600) $5.00 March 4, 2011 200 Acquired
April 14, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (337,700) $5.00 March 4, 2011 7,200 Acquired
April 14, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (513,500) $5.00 March 4, 2011 20,500 Acquired
March 18, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (3,850) $5.00 March 4, 2011 3,850 Disposed
March 18, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (7,150) $5.00 March 4, 2011 7,150 Disposed
March 5, 2008 808722 Common Stock Warrants (right to buy) [F1] Common Stock (15,400) $5.00 March 4, 2011 15,400 Disposed

Showing latest 100 of 171 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 46 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 18, 2008 FF Common Stock, $.0001 par value per share [F1] 547,100 Indirect
July 18, 2008 FF Common Stock, $.0001 par value per share [F1] 325,800 Indirect
July 18, 2008 FF Common Stock, $.0001 par value per share [F1] 7,900 Indirect
July 18, 2008 FF Common Stock, $.0001 par value per share [F1] 752,550 Indirect
July 18, 2008 FF Common Stock, $.0001 par value per share [F1] 44,800 Indirect
July 18, 2008 FF Warrants to purchase one share of Common Stock [F1]→ Common Stock (358,400) 358,400 Indirect
July 18, 2008 FF Warrants to purchase one share of Common Stock [F1]→ Common Stock (229,500) 229,500 Indirect
July 18, 2008 FF Warrants to purchase one share of Common Stock [F1]→ Common Stock (183,400) 183,400 Indirect
July 18, 2008 FF Warrants to purchase one share of Common Stock [F1]→ Common Stock (449,600) 449,600 Indirect
Nov. 20, 2007 DYAI Common Stock, $0.001 par value per share Indirect
Nov. 20, 2007 DYAI Common Stock, $0.001 par value per share Indirect
Nov. 20, 2007 DYAI Common Stock, $0.001 par value per share Indirect
Nov. 20, 2007 DYAI Common Stock, $0.001 par value per share Indirect
Nov. 20, 2007 DYAI Common Stock, $0.001 par value per share Indirect
Nov. 20, 2007 DYAI Common Stock, $0.001 par value per share Indirect
Nov. 20, 2007 DYAI Common Stock, $0.001 par value per share Indirect
March 9, 2007 LGND Common Stock 2,419,383 Indirect
March 9, 2007 LGND Common Stock 1,326,841 Indirect
March 9, 2007 LGND Common Stock 18,400 Indirect
March 9, 2007 LGND Common Stock 3,929,331 Indirect
March 9, 2007 LGND Common Stock 259,184 Indirect
March 9, 2007 LGND Common Stock 32,400 Indirect
March 9, 2007 LGND Common Stock 547,518 Indirect
Oct. 25, 2006 LGND Common Stock 2,271,000 Indirect
Oct. 25, 2006 LGND Common Stock 1,256,700 Indirect
Oct. 25, 2006 LGND Common Stock 18,400 Indirect
Oct. 25, 2006 LGND Common Stock 3,788,400 Indirect
Oct. 25, 2006 LGND Common Stock 32,400 Indirect
Oct. 25, 2006 LGND Common Stock 448,700 Indirect
Oct. 25, 2006 LGND 6% Convertible Subordinated Notes due 2007→ Common Stock (148,383) 148,383 Indirect
Oct. 25, 2006 LGND 6% Convertible Subordinated Notes due 2007→ Common Stock (70,141) 70,141 Indirect
Oct. 25, 2006 LGND 6% Convertible Subordinated Notes due 2007→ Common Stock (140,931) 140,931 Indirect
Oct. 25, 2006 LGND 6% Convertible Subordinated Notes due 2007→ Common Stock (259,184) 259,184 Indirect
Oct. 25, 2006 LGND 6% Convertible Subordinated Notes due 2007→ Common Stock (29,318) 29,318 Indirect
Jan. 30, 2006 ARWR Common stock, $0.001 par value per share 40,300 Indirect
Jan. 30, 2006 ARWR Common stock, $0.001 par value per share 160,200 Indirect
Jan. 30, 2006 ARWR Common stock, $0.001 par value per share 45,600 Indirect
Jan. 30, 2006 ARWR Common stock, $0.001 par value per share 1,330,500 Indirect
Jan. 30, 2006 ARWR Common stock, $0.001 par value per share 1,739,181 Indirect
Jan. 30, 2006 ARWR Common stock, $0.001 par value per share 733,800 Indirect
Jan. 30, 2006 ARWR Warrant to purchase Common Stock, $0.001 par value per share→ Common Stock, $0.001 par value per share (3,075) 3,075 Indirect
Jan. 30, 2006 ARWR Warrant to purchase Common Stock, $0.001 par value per share→ Common Stock, $0.001 par value per share (12,075) 12,075 Indirect
Jan. 30, 2006 ARWR Warrant to purchase Common Stock, $0.001 par value per share→ Common Stock, $0.001 par value per share (3,450) 3,450 Indirect
Jan. 30, 2006 ARWR Warrant to purchase Common Stock, $0.001 par value per share→ Common Stock, $0.001 par value per share (108,475) 108,475 Indirect
Jan. 30, 2006 ARWR Warrant to purchase Common Stock, $0.001 par value per share→ Common Stock, $0.001 par value per share (161,688) 161,688 Indirect
Jan. 30, 2006 ARWR Warrant to purchase Common Stock, $0.001 par value per share→ Common Stock, $0.001 par value per share (68,400) 68,400 Indirect