Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 16, 2008 CAPR P 2,500 $1.15 $2,875 1,520,705 Direct +0.16% Acquired -98.6% (price as of 2026-10-05)
Dec. 15, 2008 CAPR P 20 $1.04 $21 1,515,725 Direct 0.00% Acquired -98.5% (price as of 2026-10-05)
Dec. 15, 2008 CAPR P 2,480 $1.05 $2,604 1,518,205 Direct +0.16% Acquired -98.5% (price as of 2026-10-05)
Dec. 12, 2008 CAPR P 4,000 $1.47 $5,880 1,515,705 Direct +0.26% Acquired -98.9% (price as of 2026-10-05)
Dec. 11, 2008 CAPR P 4,000 $0.69 $2,760 1,511,705 Direct +0.27% Acquired -97.7% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 21, 2009 CAPR Stock Option (Right to Buy) Common Stock (65,000) $1.77 July 21, 2019 65,000 Acquired
July 15, 2009 CAPR Warrant (Right to Buy) Common Stock (31,650) $1.38 July 15, 2019 31,650 Acquired
Dec. 23, 2008 CAPR Non-Qualified Stock Option (right to buy) Common Stock (25,000) $0.93 Dec. 22, 2018 25,000 Acquired
Jan. 25, 2008 CAPR Non-Qualified Stock Option (right to buy) Common Stock (50,000) $4.50 Jan. 25, 2018 50,000 Acquired
Jan. 11, 2005 TGTX Director Stock Option [F3] Commn Stock (30,000) $1.00 Jan. 11, 2015 30,000 Acquired
Jan. 28, 2004 TGTX Option Common (25,000) $1.65 Jan. 27, 2014 75,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 19, 2007 CAPR Common Stock 1,507,705 Direct
Sept. 19, 2007 CAPR Common Stock · Indirect