DEUTSCHE BANK AG\

CIK 948046 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 12, 2016 · Latest: Dec. 12, 2016

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 8, 2016 948046 S 1,133,422 $10.00 $11,334,220 0 — —
Jan. 6, 2012 948046 P 9,322 $1.68 $15,661 3,380,079 Direct -0.28% Disposed
May 31, 2011 948046 P 6,756 $2.28 $15,404 3,389,401 Direct +0.20% Acquired
Dec. 17, 2010 948046 P 2,552 $1.92 $4,900 3,391,967 Direct +0.08% Acquired
June 18, 2009 948046 S 30,000 $7.78 $233,400 827,039 Direct -3.50% Disposed
June 17, 2009 948046 S 3,900 $7.79 $30,381 857,039 Direct -0.45% Disposed
May 13, 2009 948046 S 500 $0.01 $5 39,495,820 Direct 0.00% Disposed
April 22, 2009 948046 S 189,500 $7.77 $1,472,415 932,388 Direct -16.89% Disposed
Feb. 18, 2009 RJET S 1,400 $0.07 $98 12,726,422 Direct -0.01% Disposed 1686.7% (price as of 2026-08-21)
Feb. 18, 2009 RJET S 17,100 $0.07 $1,197 12,727,822 Direct -0.13% Disposed 1686.7% (price as of 2026-08-21)
Feb. 12, 2009 RJET S 314,350 $0.04 $12,574 12,744,922 Direct -2.41% Disposed 3026.7% (price as of 2026-08-21)
Feb. 12, 2009 RJET S 150,000 $0.05 $7,500 13,059,272 Direct -1.14% Disposed 2401.3% (price as of 2026-08-21)
Feb. 12, 2009 RJET S 10,000 $0.05 $500 13,209,772 Direct -0.08% Disposed 2401.3% (price as of 2026-08-21)
Feb. 11, 2009 RJET S 906,485 $0.05 $45,324 13,219,772 Direct -6.42% Disposed 2401.3% (price as of 2026-08-21)
Feb. 11, 2009 RJET S 100,000 $0.07 $7,000 14,126,257 Direct -0.70% Disposed 1686.7% (price as of 2026-08-21)
Dec. 16, 2008 948046 S 100,000 $7.36 $736,000 1,121,888 Direct -8.18% Disposed
Oct. 30, 2008 948046 S 13,100 $12.04 $157,724 1,610,901 Direct -0.81% Disposed
Oct. 29, 2008 948046 S 13,700 $11.87 $162,619 1,624,001 Direct -0.84% Disposed
Oct. 20, 2008 948046 S 19,144 $10.63 $203,501 1,637,701 Direct -1.16% Disposed
Oct. 17, 2008 948046 S 33,171 $8.61 $285,602 1,656,845 Direct -1.96% Disposed
Oct. 16, 2008 948046 S 27,016 $8.16 $220,451 1,690,016 Direct -1.57% Disposed
June 13, 2008 948046 S 1,795,000 $0.01 $17,950 3,566,000 Direct -33.48% Disposed
June 13, 2008 948046 S 44,000 $0.01 $440 5,361,000 Direct -0.81% Disposed
June 13, 2008 948046 S 200,000 $0.01 $2,000 5,405,000 Direct -3.57% Disposed
June 13, 2008 948046 S 50,000 $0.01 $500 5,605,000 Direct -0.88% Disposed
June 13, 2008 948046 S 100,000 $0.01 $1,000 5,655,000 Direct -1.74% Disposed
June 13, 2008 948046 S 100,000 $0.01 $1,000 5,755,000 Direct -1.71% Disposed
June 13, 2008 948046 S 10,000 $0.01 $100 5,855,000 Direct -0.17% Disposed
June 13, 2008 948046 S 2,000 $0.01 $20 5,865,000 Direct -0.03% Disposed
June 13, 2008 948046 S 50,000 $0.01 $500 5,867,000 Direct -0.85% Disposed
June 13, 2008 948046 S 100,000 $0.01 $1,000 5,917,000 Direct -1.66% Disposed
June 13, 2008 948046 S 78,000 $0.01 $780 6,017,000 Direct -1.28% Disposed
April 18, 2008 948046 S 100,000 $7.35 $735,000 1,221,888 Direct -7.56% Disposed
April 18, 2008 948046 S 100,000 $7.35 $735,000 1,018,374 Direct -8.94% Disposed
April 17, 2008 948046 P 100,000 $7.36 $736,000 1,321,888 Direct +8.18% Acquired
April 4, 2008 948046 S 3,500 $15.23 $53,305 1,717,073 Direct -0.20% Disposed
March 17, 2008 948046 S 12,100 $18.14 $219,494 1,720,532 Direct -0.70% Disposed
March 14, 2008 948046 S 42,682 $18.67 $796,873 1,732,632 Direct -2.40% Disposed
March 13, 2008 948046 S 15,100 $18.19 $274,669 1,775,314 Direct -0.84% Disposed
Feb. 22, 2008 948046 S 493 $0.20 $99 39,496,320 Direct 0.00% Disposed
Feb. 15, 2008 948046 P 7,000 $0.21 $1,470 39,496,813 Direct +0.02% Acquired
Jan. 22, 2008 948046 S 6,986 $14.97 $104,580 1,790,414 Direct -0.39% Disposed
Nov. 8, 2007 948046 S 55,000 $0.44 $24,200 39,496,813 Direct -0.14% Disposed
Sept. 6, 2007 948046 S 8,000 $28.08 $224,640 1,825,074 Direct -0.44% Disposed
Aug. 21, 2007 948046 S 36,407 $28.25 $1,028,498 1,920,696 Direct -1.86% Disposed
Aug. 20, 2007 948046 S 60,100 $28.50 $1,712,850 1,957,103 Direct -2.98% Disposed
May 16, 2007 948046 S 604,600 $4.28 $2,587,688 7,396,657 Direct -7.56% Disposed
May 16, 2007 948046 S None $85.28 — — Direct — Disposed
April 9, 2007 MXE S 42,000 $31.37 $1,317,540 184,204 Direct -18.57% Disposed -58.5% (price as of 2026-08-21)
Jan. 22, 2007 948046 S 77,800 $6.61 $514,258 12,269,993 Direct -0.63% Disposed
Jan. 19, 2007 948046 S 5,400 $6.48 $34,992 12,347,793 Direct -0.04% Disposed
Jan. 19, 2007 948046 S 1,400 $6.50 $9,100 12,353,193 Direct -0.01% Disposed
Jan. 19, 2007 948046 P 57,800 $6.41 $370,498 12,354,593 Direct +0.47% Acquired
Jan. 19, 2007 948046 P 500 $6.49 $3,245 12,296,793 Direct 0.00% Acquired
Dec. 6, 2006 MXE S 9,000 $27.17 $244,530 226,204 Direct -3.83% Disposed -52.1% (price as of 2026-08-21)
Dec. 5, 2006 MXE S 13,700 $29.20 $400,040 236,050 Direct -5.49% Disposed -55.4% (price as of 2026-08-21)
Dec. 4, 2006 MXE S 10,604 $27.90 $295,852 249,750 Direct -4.07% Disposed -53.3% (price as of 2026-08-21)
Nov. 30, 2006 MXE S 259 $27.01 $6,996 259,187 Direct -0.10% Disposed -51.8% (price as of 2026-08-21)
Nov. 29, 2006 MXE S 908 $27.38 $24,861 259,446 Direct -0.35% Disposed -52.4% (price as of 2026-08-21)
Nov. 6, 2006 MXE S 2,800 $23.49 $65,772 260,354 Direct -1.06% Disposed -44.6% (price as of 2026-08-21)
June 1, 2006 948046 S 1,348,300 $2.63 $3,546,029 3,651,350 Direct -26.97% Disposed
June 1, 2006 948046 S 51,700 $2.75 $142,175 4,999,650 Direct -1.02% Disposed
Feb. 15, 2006 948046 S 113,303,304 $0.02 $2,266,066 0 Direct -100.00% Disposed
Nov. 28, 2005 948046 S None $41.50 — 23,599,965 Direct — Disposed
Nov. 17, 2005 MXE S 24,000 $21.07 $505,680 263,154 Direct -8.36% Disposed -38.2% (price as of 2026-08-21)
March 14, 2005 948046 S 980,999 $16.74 $16,421,923 3,472,093 Indirect -22.03% Disposed
March 14, 2005 948046 S 980,999 $16.74 $16,421,923 4,581,048 Indirect -17.64% Disposed
Dec. 23, 2004 948046 S 150,000,000 $2250000.00 $337,500,000,000,000 113,303,304 Direct -56.97% Disposed
Aug. 20, 2004 948046 P 1 — — 1 Direct — Acquired
Aug. 20, 2004 948046 P 1 — — 1 Direct — Acquired
June 22, 2004 948046 S 2,000 $5.51 $11,020 600,532 Direct -0.33% Disposed
June 22, 2004 948046 S 1,200 $12.28 $14,736 0 Direct -100.00% Disposed
June 22, 2004 948046 S 300 $12.29 $3,687 1,200 Direct -20.00% Disposed
June 22, 2004 948046 S 3,500 $12.30 $43,050 1,500 Direct -70.00% Disposed
June 18, 2004 948046 S 3,600 $12.28 $44,208 5,000 Direct -41.86% Disposed
June 18, 2004 948046 S 5,000 $12.30 $61,500 8,600 Direct -36.76% Disposed
June 18, 2004 948046 S 400 $12.35 $4,940 13,600 Direct -2.86% Disposed
June 18, 2004 948046 S 2,000 $12.40 $24,800 14,000 Direct -12.50% Disposed
June 17, 2004 948046 S 4,000 $12.30 $49,200 16,000 Direct -20.00% Disposed
June 17, 2004 948046 S 3,800 $12.29 $46,702 20,000 Direct -15.97% Disposed
June 17, 2004 948046 S 200 $12.30 $2,460 23,800 Direct -0.83% Disposed
June 17, 2004 948046 P 3,100 $6.66 $20,646 0 Direct — Acquired
June 17, 2004 948046 P 300 $6.65 $1,995 3,100 Direct +10.71% Acquired
June 16, 2004 948046 S 2,400 $12.30 $29,520 24,000 Direct -9.09% Disposed

Showing latest 100 of 169 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 16, 2007 948046 Hutchinson Technology 3.25% Convertible Bond Hutchinson Technology Inc. (35,686) $27.45 Jan. 15, 2026 — Disposed
Jan. 11, 2006 MXE Subscription Rights [F1,F2] Mexico Equity and Income Fund Preferred $17.97 Jan. 11, 2006 37,839 Disposed
Dec. 28, 2005 MXE Subscription Rights [F1] Mexico Equity and Income Fund Preferred (197,365) $17.97 Jan. 11, 2006 197,365 Disposed
Nov. 28, 2005 948046 Tower Automotive 5 3/4 Convertible Tower Automotive Common Stock (3,465,000) $41.50 May 15, 2024 — Disposed
Nov. 3, 2005 948046 Warrent to Purchase Common Stock (Right to Buy) Common Stock (118,421,053) $0.38 July 18, 2006 118,421,053 Disposed
Sept. 2, 2005 948046 Warrants Common $0.00 Oct. 30, 2007 210,873 Disposed
April 7, 2005 948046 Warrants Common (210,874) $0.00 Oct. 30, 2007 210,874 Disposed
March 11, 2005 948046 Pac-West Telecom Inc., Warrants Pac-West Common (0) $1.50 Dec. 19, 2006 26,666,667 Disposed
Aug. 20, 2004 948046 Put Option (Right to Sell) Common Stock (150,000,000) $0.01 Dec. 31, 2005 1 Acquired
Aug. 20, 2004 948046 Common Stock Warrant ( Right to Buy) Common Stock (263,303,304) $0.01 Nov. 5, 2010 263,303,304 Disposed
Aug. 20, 2004 948046 Put Option (Right to Sell) Commmon Stock (150,000,000) $0.01 Dec. 31, 2005 1 Acquired
Aug. 20, 2004 948046 Call Option ( Obligation to Sell) Common Stock (150,000,000) — Dec. 31, 2005 1 Disposed
April 22, 2004 948046 Aegis Communications Group Inc. Warrants Common Stock, par value $0.01 per share (229,329,130) $0.01 April 22, 2011 229,329,130 Acquired
April 5, 2004 948046 Warrant to Purchase Common Stock Common Stock (301,087) $0.10 April 5, 2014 1 Acquired
Jan. 30, 2004 948046 Warrants Common Stock, Par Value $0.001 per share (184,846) $0.00 Nov. 11, 2007 184,964 Disposed
Jan. 30, 2004 948046 Warrants Common Stock,Par Value $0.001 (184,846) $0.00 Nov. 11, 2007 184,964 Disposed
Jan. 30, 2004 948046 Warrants Common Stock, Par value $0.001 per shares (184,846) $0.00 Nov. 11, 2007 184,964 Disposed
Dec. 8, 2003 948046 Series G Convertible Preferred Stock Common Stock (6,297,230) $0.10 Dec. 8, 2013 629,723 Acquired
Oct. 15, 2003 948046 Warrants Common Stock, Par value $0.001 per share (180,481) $0.03 Oct. 30, 2007 184,294 Disposed
Sept. 2, 2003 948046 Warrants Common Stock, Par value $0.001 per share (24,450) $0.00 April 11, 2005 24,473 Disposed
Sept. 2, 2003 948046 Warrants Common Stock, Par value $0.001 per share (24,450) $0.00 April 11, 2005 24,473 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 17, 2016 RRR Class A common stock 19,622,678 Direct
Nov. 10, 2009 FLNT Searchmedia Holdings Ltd 2,399,995 Direct
Feb. 19, 2009 RJET MESA AIR GROUP INC 14,226,257 Direct
Oct. 10, 2006 CMG Chipotle Mexican Grill Inc. Class B — Direct
Dec. 29, 2003 MXE The Mexico Equity & Income Fund, Inc. 248,250 Direct
Dec. 29, 2003 MXE The Mexico Equity & Income Fund, Inc. 248,350 Direct