Duane Nelles

Insider

First SEC filing: Oct. 5, 2007 · Latest: Jan. 11, 2011

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 55 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

55 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 26, 2015	QCOM	M	3,446	—	—	122,445 Indirect	+2.90%	Acquired	(price as of 2026-08-20)
March 26, 2015	QCOM	M	3,446	—	—	8,536 Direct	-28.76%	Disposed	(price as of 2026-08-20)
March 9, 2015	QCOM	A	2,751	—	—	11,924 Direct	+29.99%	Acquired	(price as of 2026-08-20)
March 27, 2014	QCOM	M	3,685	—	—	120,297 Indirect	+3.16%	Acquired	(price as of 2026-08-20)
March 27, 2014	QCOM	D	1,299	—	—	118,998 Indirect	-1.08%	Disposed	(price as of 2026-08-20)
March 27, 2014	QCOM	M	3,685	—	—	9,023 Direct	-29.00%	Disposed	(price as of 2026-08-20)
March 4, 2014	QCOM	A	2,628	—	—	12,652 Direct	+26.22%	Acquired	(price as of 2026-08-20)
March 5, 2013	QCOM	A	2,943	—	—	9,832 Direct	+42.72%	Acquired	(price as of 2026-08-20)
March 2, 2013	QCOM	M	5,273	—	—	116,613 Indirect	+4.74%	Acquired	(price as of 2026-08-20)
March 2, 2013	QCOM	M	5,273	—	—	6,889 Direct	-43.36%	Disposed	(price as of 2026-08-20)
Nov. 23, 2012	QCOM	M	14,000	$33.45	$468,300	14,000 Direct	—	Acquired	384.4% (price as of 2026-08-20)
Nov. 23, 2012	QCOM	S	14,000	$62.56	$875,840	0 Direct	-100.00%	Disposed	159.0% (price as of 2026-08-20)
Nov. 23, 2012	QCOM	M	14,000	$39.42	$551,880	14,000 Direct	—	Acquired	311.0% (price as of 2026-08-20)
Nov. 23, 2012	QCOM	S	14,000	$62.56	$875,840	0 Direct	-100.00%	Disposed	159.0% (price as of 2026-08-20)
Nov. 23, 2012	QCOM	M	12,000	$41.83	$501,960	12,000 Direct	—	Acquired	287.4% (price as of 2026-08-20)
Nov. 23, 2012	QCOM	S	12,000	$62.56	$750,720	0 Direct	-100.00%	Disposed	159.0% (price as of 2026-08-20)
Nov. 23, 2012	QCOM	M	14,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 23, 2012	QCOM	M	14,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 23, 2012	QCOM	M	12,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 21, 2012	QCOM	M	2,000	$41.83	$83,660	2,000 Direct	—	Acquired	287.4% (price as of 2026-08-20)
Nov. 21, 2012	QCOM	S	2,000	$62.40	$124,800	0 Direct	-100.00%	Disposed	159.7% (price as of 2026-08-20)
Nov. 21, 2012	QCOM	M	18,000	$47.24	$850,320	18,000 Direct	—	Acquired	243.0% (price as of 2026-08-20)
Nov. 21, 2012	QCOM	S	18,000	$62.40	$1,123,200	0 Direct	-100.00%	Disposed	159.7% (price as of 2026-08-20)
Nov. 21, 2012	QCOM	M	2,000	—	—	12,000 Direct	-14.29%	Disposed	(price as of 2026-08-20)
Nov. 21, 2012	QCOM	M	18,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 10, 2012	AAT	A	1,603	—	—	3,555 Direct	+82.12%	Acquired	(price as of 2026-08-20)
March 6, 2012	QCOM	A	3,249	—	—	12,022 Direct	+37.03%	Acquired	(price as of 2026-08-20)
Aug. 12, 2011	AAT	P	25,000	$18.54	$463,500	50,000 Indirect	+100.00%	Acquired	23.2% (price as of 2026-08-20)
June 6, 2011	AAT	P	5,000	$21.97	$109,850	25,000 Indirect	+25.00%	Acquired	3.9% (price as of 2026-08-20)
March 8, 2011	QCOM	A	3,500	—	—	8,773 Direct	+66.38%	Acquired	(price as of 2026-08-20)
Jan. 19, 2011	AAT	J	20,000	$20.50	$410,000	20,000 Direct	—	Acquired	11.4% (price as of 2026-08-20)
Jan. 19, 2011	AAT	A	1,952	—	—	21,952 Direct	+9.76%	Acquired	(price as of 2026-08-20)
Nov. 17, 2010	QCOM	M	18,000	$37.39	$673,020	129,340 Indirect	+16.17%	Acquired	333.4% (price as of 2026-08-20)
Nov. 17, 2010	QCOM	S	18,000	$48.07	$865,260	111,340 Indirect	-13.92%	Disposed	237.1% (price as of 2026-08-20)
Nov. 17, 2010	QCOM	M	15,000	$31.38	$470,700	126,340 Indirect	+13.47%	Acquired	416.4% (price as of 2026-08-20)
Nov. 17, 2010	QCOM	S	15,000	$48.07	$721,050	111,340 Indirect	-11.87%	Disposed	237.1% (price as of 2026-08-20)
Nov. 17, 2010	QCOM	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 17, 2010	QCOM	M	18,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 11, 2010	QCOM	M	5,000	$31.38	$156,900	116,340 Indirect	+4.49%	Acquired	416.4% (price as of 2026-08-20)
Nov. 11, 2010	QCOM	S	5,000	$47.95	$239,750	111,340 Indirect	-4.30%	Disposed	237.9% (price as of 2026-08-20)
Nov. 11, 2010	QCOM	M	5,000	—	—	15,000 Direct	-25.00%	Disposed	(price as of 2026-08-20)
Nov. 10, 2010	QCOM	M	5,000	$18.81	$94,050	116,340 Indirect	+4.49%	Acquired	761.4% (price as of 2026-08-20)
Nov. 10, 2010	QCOM	S	5,000	$47.92	$239,600	111,340 Indirect	-4.30%	Disposed	238.1% (price as of 2026-08-20)
Nov. 10, 2010	QCOM	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 9, 2010	QCOM	M	20,000	$20.64	$412,800	131,340 Indirect	+17.96%	Acquired	685.1% (price as of 2026-08-20)
Nov. 9, 2010	QCOM	S	20,000	$47.98	$959,600	111,340 Indirect	-15.23%	Disposed	237.7% (price as of 2026-08-20)
Nov. 9, 2010	QCOM	M	15,000	$18.81	$282,150	126,340 Indirect	+13.47%	Acquired	761.4% (price as of 2026-08-20)
Nov. 9, 2010	QCOM	S	15,000	$47.98	$719,700	111,340 Indirect	-11.87%	Disposed	237.7% (price as of 2026-08-20)
Nov. 9, 2010	QCOM	M	15,000	—	—	5,000 Direct	-75.00%	Disposed	(price as of 2026-08-20)
Nov. 9, 2010	QCOM	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 5, 2010	QCOM	M	20,000	$31.53	$630,600	20,000 Direct	—	Acquired	413.9% (price as of 2026-08-20)
Nov. 5, 2010	QCOM	S	20,000	$48.13	$962,600	0 Direct	-100.00%	Disposed	236.7% (price as of 2026-08-20)
Nov. 5, 2010	QCOM	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 2, 2010	QCOM	A	5,273	—	—	5,273 Direct	—	Acquired	(price as of 2026-08-20)
March 3, 2009	QCOM	A	14,000	—	—	14,000 Direct	—	Acquired	(price as of 2026-08-20)
March 11, 2008	QCOM	A	14,000	—	—	14,000 Direct	—	Acquired	(price as of 2026-08-20)
June 12, 2007	QCOM	M	160,000	$4.30	$688,000	160,000 Direct	—	Acquired	3668.3% (price as of 2026-08-20)
June 12, 2007	QCOM	S	160,000	$41.95	$6,712,000	0 Direct	-100.00%	Disposed	286.3% (price as of 2026-08-20)
June 12, 2007	QCOM	M	160,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 21, 2006	QCOM	M	70,000	$2.91	$203,700	70,000 Direct	—	Acquired	5468.2% (price as of 2026-08-20)
April 21, 2006	QCOM	S	70,000	$51.75	$3,622,500	0 Direct	-100.00%	Disposed	213.1% (price as of 2026-08-20)
April 21, 2006	QCOM	M	10,000	$2.91	$29,100	111,340 Indirect	+9.87%	Acquired	5468.2% (price as of 2026-08-20)
April 21, 2006	QCOM	M	70,000	—	—	10,000 Direct	-87.50%	Disposed	(price as of 2026-08-20)
April 21, 2006	QCOM	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 7, 2006	QCOM	A	18,000	—	—	18,000 Direct	—	Acquired	(price as of 2026-08-20)
March 8, 2005	QCOM	A	18,000	—	—	18,000 Direct	—	Acquired	(price as of 2026-08-20)
March 2, 2004	QCOM	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 12, 2003	QCOM	M	20,000	$5.82	$116,400	70,670 Direct	+39.47%	Acquired	5468.2% (price as of 2026-08-20)
Nov. 12, 2003	QCOM	S	20,000	$47.76	$955,200	50,670 Direct	-28.30%	Disposed	578.5% (price as of 2026-08-20)
Nov. 12, 2003	QCOM	M	20,000	—	—	40,000 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Nov. 10, 2003	QCOM	M	20,000	$5.82	$116,400	70,670 Direct	+39.47%	Acquired	5468.2% (price as of 2026-08-20)
Nov. 10, 2003	QCOM	S	20,000	$47.48	$949,600	50,670 Direct	-28.30%	Disposed	582.5% (price as of 2026-08-20)
Nov. 10, 2003	QCOM	M	20,000	—	—	60,000 Direct	-25.00%	Disposed	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 26, 2015	QCOM	Deferred Stock Unit	Common Stock (3,446)	—	—	3,446	Disposed
March 9, 2015	QCOM	Deferred Stock Unit	Common Stock (2,751)	—	—	2,751	Acquired
March 27, 2014	QCOM	Deferred Stock Unit	Common Stock (3,685)	—	—	3,685	Disposed
March 4, 2014	QCOM	Deferred Stock Unit	Common Stock (2,628)	—	—	2,628	Acquired
March 5, 2013	QCOM	Deferred Stock Unit	Common Stock (2,943)	—	—	2,943	Acquired
March 2, 2013	QCOM	Deferred Stock Unit	Common Stock (5,273)	—	—	5,273	Disposed
Nov. 23, 2012	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (14,000)	$33.45	March 2, 2019	14,000	Disposed
Nov. 23, 2012	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (14,000)	$39.42	March 10, 2018	14,000	Disposed
Nov. 23, 2012	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (12,000)	$41.83	March 12, 2017	12,000	Disposed
Nov. 21, 2012	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (2,000)	$41.83	March 12, 2017	2,000	Disposed
Nov. 21, 2012	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (18,000)	$47.24	March 6, 2016	18,000	Disposed
March 6, 2012	QCOM	Deferred Stock Unit	Common Stock (3,249)	—	—	3,249	Acquired
March 8, 2011	QCOM	Deferred Stock Unit	Common Stock (3,500)	—	—	3,500	Acquired
Nov. 17, 2010	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (15,000)	$31.38	March 1, 2014	15,000	Disposed
Nov. 17, 2010	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (18,000)	$37.39	March 7, 2015	18,000	Disposed
Nov. 11, 2010	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$31.38	March 1, 2014	5,000	Disposed
Nov. 10, 2010	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$18.81	Feb. 10, 2013	5,000	Disposed
Nov. 9, 2010	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (15,000)	$18.81	Feb. 10, 2013	15,000	Disposed
Nov. 9, 2010	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$20.64	Feb. 11, 2012	20,000	Disposed
Nov. 5, 2010	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$31.53	Feb. 26, 2011	20,000	Disposed
March 2, 2010	QCOM	Deferred Stock Unit	Common Stock (5,273)	—	—	5,273	Acquired
March 3, 2009	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (14,000)	$33.45	March 2, 2019	14,000	Acquired
March 11, 2008	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (14,000)	$39.42	March 10, 2018	14,000	Acquired
June 12, 2007	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (160,000)	$4.30	Feb. 22, 2009	160,000	Disposed
April 21, 2006	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (70,000)	$2.91	Feb. 9, 2008	70,000	Disposed
April 21, 2006	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$2.91	Feb. 9, 2008	10,000	Disposed
March 7, 2006	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (18,000)	$47.24	March 6, 2016	18,000	Acquired
March 8, 2005	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (18,000)	$37.39	March 7, 2015	18,000	Acquired
March 2, 2004	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$62.75	March 1, 2014	10,000	Acquired
Nov. 12, 2003	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$5.82	Feb. 9, 2008	20,000	Disposed
Nov. 10, 2003	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$5.82	Feb. 9, 2008	20,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 11, 2011	AAT	No securities are beneficially owned	0	Direct