Eric I Richman

CIK 1313876 · View on SEC EDGAR ↗

Insider

First SEC filing: April 21, 2022 · Latest: April 21, 2022

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 76 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

76 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 25, 2022 GANX P 2,482 $2.58 $6,404 217,729 Direct +1.15% Acquired -21.4% (price as of 2026-08-19)
May 20, 2022 GANX P 9,256 $2.83 $26,194 215,247 Direct +4.49% Acquired -28.3% (price as of 2026-08-19)
May 19, 2022 GANX P 4,000 $2.71 $10,840 205,991 Direct +1.98% Acquired -25.1% (price as of 2026-08-19)
Aug. 16, 2021 GANX P 4,922 $7.87 $38,736 216,820 Direct +2.32% Acquired -74.2% (price as of 2026-08-19)
June 8, 2018 ADMA P 5,230 $4.78 $24,999 36,530 Direct +16.71% Acquired 108.3% (price as of 2026-08-19)
Nov. 9, 2017 ADMA P 25,000 $2.15 $53,750 31,300 Direct +396.83% Acquired 363.0% (price as of 2026-08-19)
April 13, 2016 ALT S 10b5-1 75,000 $2.20 $165,000 176,822 Direct -29.78% Disposed -95.4% (price as of 2026-08-19)
April 13, 2016 ALT S 10b5-1 91,121 $2.20 $200,466 176,822 Direct -34.01% Disposed -95.4% (price as of 2026-08-19)
April 13, 2016 ALT S 10b5-1 150,000 $2.20 $330,000 176,822 Direct -45.90% Disposed -95.4% (price as of 2026-08-19)
April 13, 2016 ALT S 10b5-1 13,233 $2.20 $29,113 176,822 Direct -6.96% Disposed -95.4% (price as of 2026-08-19)
April 8, 2016 ALT S 10b5-1 6,400 $2.20 $14,080 176,822 Direct -3.49% Disposed -95.4% (price as of 2026-08-19)
April 7, 2016 ALT S 10b5-1 5,367 $2.20 $11,807 176,822 Direct -2.95% Disposed -95.4% (price as of 2026-08-19)
March 13, 2015 ADMA P 1,000 $7.82 $7,820 3,500 Direct +40.00% Acquired 27.3% (price as of 2026-08-19)
March 13, 2015 ADMA P 2,500 $7.90 $19,750 2,500 Direct — Acquired 26.0% (price as of 2026-08-19)
Nov. 10, 2011 ALT P 2,500 $1.51 $3,775 2,500 Indirect — Acquired -93.3% (price as of 2026-08-19)
Nov. 10, 2011 ALT P 3,000 $1.50 $4,500 3,000 Indirect — Acquired -93.3% (price as of 2026-08-19)
Nov. 10, 2011 ALT P 4,500 $1.50 $6,750 4,500 Indirect — Acquired -93.3% (price as of 2026-08-19)
June 17, 2010 ALT P 10,000 $1.58 $15,800 70,573 Direct +16.51% Acquired -93.6% (price as of 2026-08-19)
Oct. 2, 2007 ALT P 260,000 — — 260,000 Direct — Acquired (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Sept. 20, 2023 GANX Restricted Stock Units Common Stock (54,900) — — 54,900 Disposed
Sept. 20, 2022 GANX Restricted Stock Units Common Stock (54,900) — — 54,900 Acquired
Sept. 20, 2022 GANX Employee Stock Option (right to buy) Common Stock (329,400) $3.50 Sept. 20, 2032 329,400 Acquired
Feb. 28, 2020 ADMA Employee Stock Option (right to buy) Common Stock (15,000) $2.92 Feb. 28, 2030 15,000 Acquired
March 13, 2019 ADMA Stock Option (right to buy) Common Stock (30,000) $3.89 March 13, 2029 30,000 Acquired
June 22, 2018 ADMA Stock Option (right to buy) Common Stock (17,500) $4.91 June 22, 2028 17,500 Acquired
July 13, 2017 ADMA Employee Stock Option (right to buy) Common Stock (2,800) $2.68 July 16, 2017 2,800 Disposed
June 6, 2017 ADMA Stock Option (right to buy) Common Stock (78,144) $3.66 June 6, 2027 78,144 Acquired
Feb. 14, 2017 ADMA Stock Option (right to buy) Common Stock (10,000) $5.00 Feb. 14, 2027 10,000 Acquired
Nov. 22, 2016 ALT Stock option (right to buy) Common Stock (20,000) $2.20 May 31, 2026 20,000 Disposed
Nov. 22, 2016 ALT Stock option (right to buy) Common Stock (20,000) $1.69 Aug. 1, 2025 20,000 Disposed
Nov. 22, 2016 ALT Stock option (right to buy) Common Stock (135,660) $1.71 Dec. 11, 2024 135,660 Disposed
Nov. 22, 2016 ALT Stock Option (right to buy) Common Stock (240,000) $1.94 Jan. 29, 2024 240,000 Disposed
Nov. 22, 2016 ALT Stock Option (right to buy) Common Stock (37,500) $1.19 Dec. 12, 2022 37,500 Disposed
Nov. 22, 2016 ALT Stock Option (right to buy) Common Stock (30,573) $2.46 Jan. 21, 2019 30,573 Disposed
Sept. 28, 2016 ALT Employee Stock Option (right to buy) Common Stock (37,500) $1.19 Dec. 12, 2022 37,500 Disposed
Sept. 28, 2016 ALT Employee Stock Option (right to buy) Common Stock (100,000) $1.48 May 18, 2020 100,000 Disposed
Sept. 28, 2016 ALT Employee Stock Option (right to buy) Common Stock (100,000) $1.51 March 25, 2020 100,000 Disposed
June 1, 2016 ALT Stock option (right to buy) Common Stock (20,000) $2.20 May 31, 2026 20,000 Acquired
April 13, 2016 ALT Employee Stock Option (right to buy) Common Stock (75,000) $1.19 Dec. 12, 2022 75,000 Disposed
April 13, 2016 ALT Employee Stock Option (right to buy) Common Stock (91,121) $1.16 Dec. 7, 2021 91,121 Disposed
April 13, 2016 ALT Employee Stock Option (right to buy) Common Stock (150,000) $1.16 Dec. 7, 2021 150,000 Disposed
April 13, 2016 ALT Employee Stock Option (right to buy) Common Stock (13,233) $1.76 Sept. 30, 2021 13,233 Disposed
April 8, 2016 ALT Employee Stock Option (right to buy) Common Stock (6,400) $1.76 Sept. 30, 2021 6,400 Disposed
April 7, 2016 ALT Employee Stock Option (right to buy) Common Stock (5,367) $1.76 Sept. 30, 2021 5,367 Disposed
Jan. 28, 2016 ADMA Options to purchase Common Stock (9,000) — Jan. 28, 2026 9,000 Acquired
Aug. 2, 2015 ALT Stock options (right to buy) Common Stock (20,000) $1.69 Aug. 1, 2025 20,000 Acquired
Jan. 30, 2015 ADMA Options to purchase Common Stock (9,000) — Jan. 30, 2025 9,000 Acquired
Dec. 11, 2014 ALT Stock options (right to buy) Common Stock (271,320) $1.71 Dec. 11, 2024 271,320 Acquired
June 19, 2014 ADMA Options to purchase Common Stock (9,000) — June 18, 2024 9,000 Acquired
Jan. 29, 2014 ALT Stock Options (right to buy) Common Stock (320,000) $1.94 Jan. 29, 2024 320,000 Acquired
Dec. 12, 2012 ALT Stock Options (right to buy) Common Stock (150,000) $1.19 Dec. 12, 2022 150,000 Acquired
April 4, 2012 ADMA Options to purchase Common Stock (26,517) $9.60 April 4, 2022 26,517 Acquired
Feb. 13, 2012 ADMA Options to purchase Common Stock (3,677) $1.71 Jan. 22, 2019 3,677 Acquired
Feb. 13, 2012 ADMA Options to purchase Common Stock (2,205) $3.40 Feb. 8, 2018 2,205 Acquired
Dec. 7, 2011 ALT Stock Options (right to buy) Common Stock (150,000) $1.16 Dec. 7, 2021 150,000 Acquired
Dec. 7, 2011 ALT Stock Options (right to buy) Common Stock (91,121) $1.16 Dec. 7, 2021 91,121 Acquired
Sept. 30, 2011 ALT Stock Options (right to buy) Common Stock (25,000) $1.76 Sept. 30, 2021 25,000 Acquired
Dec. 23, 2010 ALT Stock Options (right to buy) Common Stock (225,000) $3.91 Dec. 23, 2020 225,000 Acquired
Nov. 3, 2010 ALT Option to purchase Common Stock (125,000) $3.34 Nov. 3, 2020 125,000 Acquired
Nov. 3, 2010 ALT 10% Convertible Note Common Stock (7,306) $2.54 July 28, 2011 — Disposed
Oct. 20, 2010 ALT Option to purchase Common Stock (125,000) $4.20 Oct. 20, 2020 125,000 Acquired
May 18, 2010 ALT Stock Option (right to buy) Common Stock (100,000) — May 18, 2020 100,000 Acquired
March 25, 2010 ALT Stock Option (right to buy) Common Stock (100,000) — March 25, 2020 100,000 Acquired
July 28, 2009 ALT 8% Unsecured Convertible Note Common Stock (814) $10.00 Aug. 3, 2009 — Disposed
July 28, 2009 ALT Common Stock Warrant Common Stock (2,194) $2.50 Jan. 28, 2015 2,194 Acquired
July 28, 2009 ALT 10% Unsecured Convertible Note Common Stock (6,473) $2.54 July 28, 2011 — Acquired
Jan. 21, 2009 ALT Stock Option (right to buy) Common Stock (30,573) $2.46 Jan. 21, 2019 30,573 Acquired
Oct. 2, 2007 ALT Stock Option (right to buy) Common Stock (260,000) $5.20 Oct. 2, 2017 260,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 21, 2022 GANX Stock Option (right to buy) [F1]→ Common Stock (26,424) 26,424 Direct
March 17, 2021 GANX Common Stock 211,898 Direct
Feb. 15, 2012 ADMA No securities are beneficially owned 0 Direct
Aug. 17, 2007 ALT Stock Option (right to buy)→ Common Stock — Direct
Aug. 17, 2007 ALT Stock Option (right to buy)→ Common Stock — Direct
Aug. 17, 2007 ALT Stock Option (right to buy)→ Common Stock — Direct
Aug. 17, 2007 ALT Stock Option (right to buy)→ Common Stock — Direct
Aug. 17, 2007 ALT 8% Convertible Notes→ Common Stock — Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ALT

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2015 $98,018 — — — $57,127 — $515,349 $670,494
2014 $496,460 — — $332,439 $186,173 — $6,204 $1,021,276
2013 $456,187 — — $455,600 $68,428 — $5,750 $985,965

GANX

CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2020 $131,250 $30,000 — $63,843 $37,500 — $14,540 $277,133

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.