Fred E. Herman
Insider
First SEC filing: July 27, 2020 · Latest: July 27, 2020
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 5, 2019 | UPBD | A | 14,493 | · | · | 40,772 Direct | +55.15% | Acquired | (price as of 2026-10-02) |
| Feb. 5, 2019 | UPBD | F | 1,622 | $17.89 | $29,018 | 39,150 Direct | -3.98% | Disposed | -11.1% (price as of 2026-10-02) |
| Feb. 5, 2019 | UPBD | F | 3,925 | $17.89 | $70,218 | 35,225 Direct | -10.03% | Disposed | -11.1% (price as of 2026-10-02) |
| Jan. 29, 2019 | UPBD | M | 2,227 | $15.37 | $34,229 | 28,506 Direct | +8.47% | Acquired | 3.5% (price as of 2026-10-02) |
| Jan. 29, 2019 | UPBD | S | 2,227 | $17.50 | $38,972 | 26,279 Direct | -7.81% | Disposed | -9.1% (price as of 2026-10-02) |
| Jan. 29, 2019 | UPBD | M | 2,227 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 23, 2018 | UPBD | A | 7,342 | · | · | 26,279 Direct | +38.77% | Acquired | (price as of 2026-10-02) |
| Feb. 23, 2018 | UPBD | A | 16,267 | · | · | 16,267 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 6, 2018 | UPBD | F | 556 | $9.42 | $5,238 | 18,937 Direct | -2.85% | Disposed | 68.9% (price as of 2026-10-02) |
| Feb. 16, 2017 | UPBD | A | 20,643 | · | · | 20,643 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 16, 2017 | UPBD | A | 6,178 | · | · | 19,493 Direct | +46.40% | Acquired | (price as of 2026-10-02) |
| Jan. 31, 2017 | UPBD | F | 730 | $8.96 | $6,541 | 13,315 Direct | -5.20% | Disposed | 77.6% (price as of 2026-10-02) |
| Feb. 5, 2016 | UPBD | A | 19,251 | · | · | 19,251 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 5, 2016 | UPBD | A | 4,971 | · | · | 14,045 Direct | +54.78% | Acquired | (price as of 2026-10-02) |
| Jan. 31, 2016 | UPBD | F | 259 | $13.62 | $3,528 | 9,074 Direct | -2.78% | Disposed | 16.8% (price as of 2026-10-02) |
| Feb. 6, 2015 | UPBD | A | 5,425 | · | · | 5,425 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 6, 2015 | UPBD | A | 1,703 | · | · | 9,333 Direct | +22.32% | Acquired | (price as of 2026-10-02) |
| Jan. 31, 2015 | UPBD | F | 162 | $34.28 | $5,553 | 7,630 Direct | -2.08% | Disposed | -53.6% (price as of 2026-10-02) |
| Jan. 31, 2014 | UPBD | A | 10,026 | · | · | 10,026 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 31, 2014 | UPBD | F | 139 | $24.94 | $3,467 | 7,792 Direct | -1.75% | Disposed | -36.2% (price as of 2026-10-02) |
| Jan. 31, 2014 | UPBD | A | 2,135 | · | · | 7,931 Direct | +36.84% | Acquired | (price as of 2026-10-02) |
| Jan. 2, 2014 | UPBD | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 29, 2019 | UPBD | Employee Stock Option (Right to Purchase) | Common | $15.37 | Jan. 30, 2019 | 2,227 | Disposed |
| Feb. 23, 2018 | UPBD | Employee Stock Option (Right to Purchase) | Common | $8.22 | Feb. 23, 2028 | 16,267 | Acquired |
| Feb. 16, 2017 | UPBD | Employee Stock Option (Right to Purchase) | Common | $8.32 | Feb. 16, 2027 | 20,643 | Acquired |
| Feb. 5, 2016 | UPBD | Employee Stock Option (Right to Purchase) | Common | $10.34 | Feb. 5, 2026 | 19,251 | Acquired |
| Feb. 6, 2015 | UPBD | Employee Stock Option (Right to Purchase) | Common | $29.31 | Feb. 6, 2025 | 5,425 | Acquired |
| Jan. 31, 2014 | UPBD | Employee Stock Option (Right to Purchase) | Common | $25.03 | Jan. 31, 2024 | 10,026 | Acquired |
| Jan. 2, 2014 | UPBD | Employee Stock Option (Right to Purchase) | Common | $33.34 | Jan. 2, 2024 | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 10 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 27, 2020 | EZPW | No securities beneficially held | 0 | Direct |
| Jan. 6, 2014 | UPBD | Common | 5,796 | Direct |
| Jan. 6, 2014 | UPBD | Employee Stock Option (Right to Purchase) | 2,565 | Direct |
| Jan. 6, 2014 | UPBD | Employee Stock Option (Right to Purchase) | 2,227 | Direct |
| Jan. 6, 2014 | UPBD | Employee Stock Option (Right to Purchase) | 530 | Direct |
| Jan. 6, 2014 | UPBD | Employee Stock Option (Right to Purchase) | 1,529 | Direct |
| Jan. 6, 2014 | UPBD | Employee Stock Option (Right to Purchase) | 520 | Direct |
| Jan. 6, 2014 | UPBD | Employee Stock Option (Right to Purchase) | 1,244 | Direct |
| Jan. 6, 2014 | UPBD | Employee Stock Option (Right to Purchase) | 3,486 | Direct |
| Jan. 6, 2014 | UPBD | Employee Stock Option (Right to Purchase) | 1,912 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2018 | $355,000 | · | · | · | $330,150 | · | $35,301 | $1,104,339 |
| 2017 | $324,981 | · | · | · | $17,750 | · | $63,811 | $737,683 |
| 2016 | $302,357 | · | · | · | $0 | · | $23,091 | $687,963 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.