Fred E. Herman

Insider

First SEC filing: July 27, 2020 · Latest: July 27, 2020

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

UPBD selling Jan. 29, 2019

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 5, 2019	UPBD	A	14,493	—	—	40,772 Direct	+55.15%	Acquired	(price as of 2026-08-19)
Feb. 5, 2019	UPBD	F	1,622	$17.89	$29,018	39,150 Direct	-3.98%	Disposed	9.0% (price as of 2026-08-19)
Feb. 5, 2019	UPBD	F	3,925	$17.89	$70,218	35,225 Direct	-10.03%	Disposed	9.0% (price as of 2026-08-19)
Jan. 29, 2019	UPBD	M	2,227	$15.37	$34,229	28,506 Direct	+8.47%	Acquired	26.9% (price as of 2026-08-19)
Jan. 29, 2019	UPBD	S	2,227	$17.50	$38,972	26,279 Direct	-7.81%	Disposed	11.5% (price as of 2026-08-19)
Jan. 29, 2019	UPBD	M	2,227	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Feb. 23, 2018	UPBD	A	7,342	—	—	26,279 Direct	+38.77%	Acquired	(price as of 2026-08-19)
Feb. 23, 2018	UPBD	A	16,267	—	—	16,267 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 6, 2018	UPBD	F	556	$9.42	$5,238	18,937 Direct	-2.85%	Disposed	107.1% (price as of 2026-08-19)
Feb. 16, 2017	UPBD	A	20,643	—	—	20,643 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 16, 2017	UPBD	A	6,178	—	—	19,493 Direct	+46.40%	Acquired	(price as of 2026-08-19)
Jan. 31, 2017	UPBD	F	730	$8.96	$6,541	13,315 Direct	-5.20%	Disposed	117.7% (price as of 2026-08-19)
Feb. 5, 2016	UPBD	A	19,251	—	—	19,251 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 5, 2016	UPBD	A	4,971	—	—	14,045 Direct	+54.78%	Acquired	(price as of 2026-08-19)
Jan. 31, 2016	UPBD	F	259	$13.62	$3,528	9,074 Direct	-2.78%	Disposed	43.2% (price as of 2026-08-19)
Feb. 6, 2015	UPBD	A	5,425	—	—	5,425 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 6, 2015	UPBD	A	1,703	—	—	9,333 Direct	+22.32%	Acquired	(price as of 2026-08-19)
Jan. 31, 2015	UPBD	F	162	$34.28	$5,553	7,630 Direct	-2.08%	Disposed	-43.1% (price as of 2026-08-19)
Jan. 31, 2014	UPBD	A	10,026	—	—	10,026 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 31, 2014	UPBD	F	139	$24.94	$3,467	7,792 Direct	-1.75%	Disposed	-21.8% (price as of 2026-08-19)
Jan. 31, 2014	UPBD	A	2,135	—	—	7,931 Direct	+36.84%	Acquired	(price as of 2026-08-19)
Jan. 2, 2014	UPBD	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 29, 2019	UPBD	Employee Stock Option (Right to Purchase)	Common (2,227)	$15.37	Jan. 30, 2019	2,227	Disposed
Feb. 23, 2018	UPBD	Employee Stock Option (Right to Purchase)	Common (16,267)	$8.22	Feb. 23, 2028	16,267	Acquired
Feb. 16, 2017	UPBD	Employee Stock Option (Right to Purchase)	Common (20,643)	$8.32	Feb. 16, 2027	20,643	Acquired
Feb. 5, 2016	UPBD	Employee Stock Option (Right to Purchase)	Common (19,251)	$10.34	Feb. 5, 2026	19,251	Acquired
Feb. 6, 2015	UPBD	Employee Stock Option (Right to Purchase)	Common (5,425)	$29.31	Feb. 6, 2025	5,425	Acquired
Jan. 31, 2014	UPBD	Employee Stock Option (Right to Purchase)	Common (10,026)	$25.03	Jan. 31, 2024	10,026	Acquired
Jan. 2, 2014	UPBD	Employee Stock Option (Right to Purchase)	Common (10,000)	$33.34	Jan. 2, 2024	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 27, 2020	EZPW	No securities beneficially held	0	Direct
Jan. 6, 2014	UPBD	Common	5,796	Direct
Jan. 6, 2014	UPBD	Employee Stock Option (Right to Purchase)→ Common (2,565)	2,565	Direct
Jan. 6, 2014	UPBD	Employee Stock Option (Right to Purchase)→ Common (2,227)	2,227	Direct
Jan. 6, 2014	UPBD	Employee Stock Option (Right to Purchase)→ Common (530)	530	Direct
Jan. 6, 2014	UPBD	Employee Stock Option (Right to Purchase)→ Common (1,529)	1,529	Direct
Jan. 6, 2014	UPBD	Employee Stock Option (Right to Purchase)→ Common (520)	520	Direct
Jan. 6, 2014	UPBD	Employee Stock Option (Right to Purchase)→ Common (1,244)	1,244	Direct
Jan. 6, 2014	UPBD	Employee Stock Option (Right to Purchase)→ Common (3,486)	3,486	Direct
Jan. 6, 2014	UPBD	Employee Stock Option (Right to Purchase)→ Common (1,912)	1,912	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

UPBD

Chief Information Officer

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2018	$355,000	—	—	—	$330,150	—	$35,301	$1,104,339
2017	$324,981	—	—	—	$17,750	—	$63,811	$737,683
2016	$302,357	—	—	—	$0	—	$23,091	$687,963

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.