Herbert Simon

CIK 1235745 · View on SEC EDGAR ↗

Insider

First SEC filing: June 8, 2011 · Latest: Jan. 4, 2013

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 18, 2020 SPG P 94,286 $52.67 $4,966,044 94,286 Indirect — Acquired 322.8% (price as of 2026-08-19)
March 18, 2020 SPG P 94,286 $52.68 $4,966,986 94,286 Indirect — Acquired 322.7% (price as of 2026-08-19)
Nov. 6, 2017 CAKE P 1,600 $43.48 $69,568 195,000 Indirect +0.83% Acquired 152.3% (price as of 2026-08-19)
Nov. 6, 2017 CAKE P 300 $43.49 $13,047 193,400 Indirect +0.16% Acquired 152.2% (price as of 2026-08-19)
Nov. 6, 2017 CAKE P 22,861 $43.50 $994,454 193,100 Indirect +13.43% Acquired 152.1% (price as of 2026-08-19)
Nov. 6, 2017 CAKE P 239 $43.51 $10,399 170,239 Indirect +0.14% Acquired 152.1% (price as of 2026-08-19)
Feb. 28, 2013 CAKE P 300 $34.90 $10,470 150,300 Indirect +0.20% Acquired 214.3% (price as of 2026-08-19)
Feb. 28, 2013 CAKE P 2,200 $34.91 $76,802 152,500 Indirect +1.46% Acquired 214.2% (price as of 2026-08-19)
Feb. 28, 2013 CAKE P 17,500 $34.92 $611,100 170,000 Indirect +11.48% Acquired 214.1% (price as of 2026-08-19)
Dec. 12, 2012 SPG S 928,200 $149.75 $138,997,950 277,640 Indirect -76.98% Disposed 58.1% (price as of 2026-08-19)
Aug. 13, 2012 CAKE P 25,000 $32.82 $820,500 150,000 Indirect +20.00% Acquired 234.2% (price as of 2026-08-19)
June 4, 2012 CAKE P 1,400 $29.68 $41,552 125,000 Indirect +1.13% Acquired 269.5% (price as of 2026-08-19)
June 4, 2012 CAKE P 400 $29.69 $11,876 123,600 Indirect +0.32% Acquired 269.4% (price as of 2026-08-19)
June 4, 2012 CAKE P 1,108 $29.70 $32,908 123,200 Indirect +0.91% Acquired 269.3% (price as of 2026-08-19)
June 4, 2012 CAKE P 2,111 $29.71 $62,718 122,092 Indirect +1.76% Acquired 269.2% (price as of 2026-08-19)
June 4, 2012 CAKE P 3,615 $29.72 $107,438 119,981 Indirect +3.11% Acquired 269.0% (price as of 2026-08-19)
June 4, 2012 CAKE P 4,829 $29.73 $143,566 116,366 Indirect +4.33% Acquired 268.9% (price as of 2026-08-19)
June 4, 2012 CAKE P 5,300 $29.74 $157,622 111,537 Indirect +4.99% Acquired 268.8% (price as of 2026-08-19)
June 4, 2012 CAKE P 2,874 $29.75 $85,502 106,237 Indirect +2.78% Acquired 268.7% (price as of 2026-08-19)
June 4, 2012 CAKE P 2,263 $29.76 $67,347 103,363 Indirect +2.24% Acquired 268.5% (price as of 2026-08-19)
June 4, 2012 CAKE P 1,100 $29.95 $32,945 101,100 Indirect +1.10% Acquired 266.2% (price as of 2026-08-19)
March 14, 2012 CAKE P 25,000 $30.70 $767,500 100,000 Indirect +33.33% Acquired 257.3% (price as of 2026-08-19)
Dec. 22, 2011 SPG S 75,000 $129.21 $9,690,750 1,205,840 Indirect -5.86% Disposed 83.2% (price as of 2026-08-19)
Dec. 21, 2011 SPG S 28,827 $126.38 $3,643,156 1,280,840 Indirect -2.20% Disposed 87.3% (price as of 2026-08-19)
Dec. 20, 2011 SPG S 25,000 $126.30 $3,157,500 1,309,667 Indirect -1.87% Disposed 87.4% (price as of 2026-08-19)
Dec. 20, 2011 SPG S 25,000 $126.93 $3,173,250 1,334,667 Indirect -1.84% Disposed 86.5% (price as of 2026-08-19)
Dec. 9, 2011 SPG S 25,000 $124.30 $3,107,500 1,359,667 Indirect -1.81% Disposed 90.4% (price as of 2026-08-19)
Dec. 9, 2011 SPG S 25,000 $123.25 $3,081,250 1,384,667 Indirect -1.77% Disposed 92.1% (price as of 2026-08-19)
Dec. 2, 2011 SPG S 26,500 $123.68 $3,277,520 1,409,667 Indirect -1.85% Disposed 91.4% (price as of 2026-08-19)
Nov. 15, 2011 CAKE P 25,000 $27.54 $688,500 75,000 Indirect +50.00% Acquired 298.3% (price as of 2026-08-19)
Nov. 11, 2011 SPG S 51,807 $128.05 $6,633,886 1,436,167 Indirect -3.48% Disposed 84.9% (price as of 2026-08-19)
Nov. 9, 2011 SPG S 70,017 $128.12 $8,970,578 1,487,974 Indirect -4.49% Disposed 84.8% (price as of 2026-08-19)
Aug. 8, 2011 CAKE P 25,000 $25.65 $641,250 50,000 Indirect +100.00% Acquired 327.6% (price as of 2026-08-19)
Feb. 26, 2010 SPG P 328,598 $78.51 $25,798,229 1,215,264 Indirect +37.06% Acquired 201.5% (price as of 2026-08-19)
May 18, 2007 SPG P 100 $103.24 $10,324 69,151 Direct +0.14% Acquired 132.4% (price as of 2026-08-19)
Sept. 20, 2005 SPG P 50 $74.53 $3,726 69,101 Direct +0.07% Acquired 221.9% (price as of 2026-08-19)
June 21, 2005 SPG P 50 $72.62 $3,631 69,101 Direct +0.07% Acquired 230.4% (price as of 2026-08-19)
Feb. 22, 2005 SPG P 100 $62.01 $6,201 236,951 Direct +0.04% Acquired 286.9% (price as of 2026-08-19)
March 1, 2004 SPG S 2,480 — — 0 Indirect -100.00% Disposed (price as of 2026-08-19)
March 1, 2004 SPG P 2,480 — — 1,149,139 Indirect +0.22% Acquired (price as of 2026-08-19)
Nov. 5, 2003 SPG P 100 $46.26 $4,626 236,951 Direct +0.04% Acquired 418.7% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 1, 2004 SPG Class B Common Stock Common Stock (2,480) — — 2,480 Disposed
March 1, 2004 SPG Class B Common Stock Common Stock (989,520) — — 989,520 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 8, 2011 CAKE Common Stock 25,000 Indirect