Howard B Rosen

CIK 1307068 · View on SEC EDGAR ↗

Insider

First SEC filing: July 19, 2017 · Latest: July 19, 2017

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 39 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

39 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 30, 2019 KALA P 5,000 $5.42 $27,100 8,240 Direct +154.32% Acquired -100.0% (price as of 2026-08-21)
May 19, 2015 TLPH P 35,400 — — 39,794 Direct +805.64% Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 11, 2024 KALA Stock Option (right to buy) Common Stock (3,150) $6.18 June 10, 2034 3,150 Acquired
Oct. 10, 2023 TLPH Stock Option (Right to Buy) Common Stock (3,487) $0.68 Oct. 10, 2033 3,487 Acquired
June 22, 2023 KALA Stock Option (right to buy) Common Stock (10,651) $14.56 June 21, 2033 10,651 Acquired
June 22, 2023 KALA Stock Option (right to buy) Common Stock (2,500) $14.56 June 21, 2033 2,500 Acquired
May 31, 2023 KALA Stock Option (right to buy) Common Stock — Oct. 2, 2024 764 Disposed
May 31, 2023 KALA Stock Option (right to buy) Common Stock — July 18, 2027 259 Disposed
May 31, 2023 KALA Stock Option (right to buy) Common Stock — June 11, 2028 259 Disposed
May 31, 2023 KALA Stock Option (right to buy) Common Stock — June 4, 2029 420 Disposed
May 31, 2023 KALA Stock Option (right to buy) Common Stock — June 15, 2032 800 Disposed
July 15, 2022 TLPH Stock Option (Right to Buy) Common Stock (31,000) $0.23 July 14, 2032 31,000 Acquired
June 16, 2022 KALA Stock Option (right to buy) Common Stock (40,000) $0.36 June 15, 2032 40,000 Acquired
June 17, 2021 TLPH Stock Option (Right to Buy) Common Stock (20,000) $1.41 June 16, 2031 20,000 Acquired
June 16, 2020 TLPH Stock Option (Right to Buy) Common Stock (15,000) $1.43 June 15, 2030 15,000 Acquired
Aug. 19, 2019 KALA Stock Option (right to buy) Common Stock (1,944) $0.47 June 16, 2021 1,944 Disposed
Aug. 19, 2019 KALA Stock Option (right to buy) Common Stock (2,880) $0.68 May 10, 2023 2,880 Disposed
June 25, 2019 TLPH Stock Option (Right to Buy) Common Stock (7,500) $2.19 June 25, 2029 7,500 Acquired
June 5, 2019 KALA Stock Option (right to buy) Common Stock (21,000) $5.35 June 4, 2029 21,000 Acquired
June 14, 2018 TLPH Stock Options (Right to Buy) Common Stock (15,000) $4.12 June 14, 2028 15,000 Acquired
June 12, 2018 KALA Stock Option (right to buy) Common Stock (12,960) $13.73 June 11, 2028 12,960 Acquired
July 19, 2017 KALA Stock Option (right to buy) Common Stock (12,960) $15.00 July 18, 2027 12,960 Acquired
March 28, 2016 TLPH Stock Option (Right to Buy) [F1] Common Stock (800,000) $3.10 March 28, 2026 800,000 Acquired
April 1, 2015 TLPH Stock Option (Right to Buy) [F1] Common Stock (240,000) $3.92 March 31, 2025 240,000 Acquired
July 24, 2014 TLPH Stock Option (Right to Buy) [F1] Common Stock (15,000) $10.22 July 23, 2024 15,000 Acquired
Sept. 12, 2013 TLPH Stock Option (Right to Buy) [F1] Common Stock (15,000) $10.55 Sept. 11, 2023 15,000 Acquired
July 24, 2012 TLPH Stock Option (Right to Buy) [F1] Common Stock (12,500) $3.11 July 23, 2022 12,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 19, 2017 KALA Common Stock 3,240 Direct
July 19, 2017 KALA Stock Option (right to buy)→ Common Stock (1,944) 1,944 Direct
July 19, 2017 KALA Stock Option (right to buy)→ Common Stock (2,880) 2,880 Direct
July 19, 2017 KALA Stock Option (right to buy)→ Common Stock (38,246) 38,246 Direct
Feb. 10, 2011 TLPH Stock Option (Right to Buy)→ Common Stock — Direct
Feb. 10, 2011 TLPH Stock Option (Right to Buy)→ Common Stock — Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

TLPH

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2017 $110,334 — — — — — $38,173 $870,267
2016 $547,500 $45,000 — — $231,208 — $10,600 $2,538,298
2015 $315,000 $310,000 — — — — $11,875 $1,208,179

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.