James R Sulat
CIK 1229448 · View on SEC EDGAR ↗
Insider
First SEC filing: April 29, 2010 · Latest: April 29, 2010
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 11 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 13, 2022 | XCUR | A | 50,000 | — | — | 50,000 Direct | — | Acquired | (price as of 2026-08-21) |
| June 2, 2021 | XCUR | A | 50,000 | — | — | 50,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Jan. 2, 2021 | XCUR | A | 43,386 | — | — | 43,386 Direct | — | Acquired | (price as of 2026-08-21) |
| April 27, 2010 | CDXS | J | 30,816 | — | — | 30,816 Direct | — | Acquired | (price as of 2026-08-21) |
| April 27, 2010 | CDXS | J | 30,816 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| April 27, 2010 | CDXS | C | 169,892 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| April 27, 2010 | CDXS | C | 1,080,146 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| April 27, 2010 | CDXS | C | 4,040,404 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| April 27, 2010 | CDXS | C | 169,892 | — | — | 5,957,108 Indirect | +2.94% | Acquired | (price as of 2026-08-21) |
| April 27, 2010 | CDXS | C | 1,080,146 | — | — | 5,787,216 Indirect | +22.95% | Acquired | (price as of 2026-08-21) |
| April 27, 2010 | CDXS | C | 4,040,404 | — | — | 4,707,070 Indirect | +606.06% | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 13, 2022 | XCUR | Employee Stock Option (right to buy) | Common Stock (50,000) | $0.13 | June 12, 2032 | 50,000 | Acquired |
| June 2, 2021 | XCUR | Stock Option (right to buy) | Common Stock (50,000) | $1.71 | June 1, 2031 | 50,000 | Acquired |
| Jan. 2, 2021 | XCUR | Stock Option (right to buy) | Common Stock (43,386) | $1.82 | Jan. 1, 2031 | 43,386 | Acquired |
| April 27, 2010 | CDXS | Warrant to Purchase Common Stock | Common Stock | — | May 25, 2013 | 30,816 | Acquired |
| April 27, 2010 | CDXS | Warrant to Purchase Series D Preferred Stock | Series D Preferred Stock | — | May 25, 2013 | 30,816 | Disposed |
| April 27, 2010 | CDXS | Series D Preferred Stock | Common Stock | — | — | 169,892 | Disposed |
| April 27, 2010 | CDXS | Series B Preferred Stock | Common Stock | — | — | 1,080,146 | Disposed |
| April 27, 2010 | CDXS | Series A Preferred Stock | Common Stock | — | — | 4,040,404 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).