Jeffrey E Stiefler

CIK 1227965 · View on SEC EDGAR ↗

Insider

First SEC filing: July 10, 2007 · Latest: July 10, 2007

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 51 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

51 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 22, 2023 FIS P 2,243 $66.88 $150,012 3,343 Direct +203.91% Acquired -37.2% (price as of 2026-08-19)
June 28, 2021 OSW S 25,000 $9.10 $227,500 63,676 Indirect -28.19% Disposed 188.5% (price as of 2026-08-19)
Aug. 8, 2019 FIS S 32,750 $134.16 $4,393,740 29,448 Direct -52.65% Disposed -68.7% (price as of 2026-08-19)
June 4, 2013 LPLA S 46,942 $37.18 $1,745,304 5,077 Indirect -90.24% Disposed 898.9% (price as of 2026-08-19)
Feb. 27, 2013 LPLA S 25,000 $31.41 $785,250 52,019 Indirect -32.46% Disposed 1082.4% (price as of 2026-08-19)
Aug. 24, 2007 INTU P 1,392 $27.90 $38,837 1,392 Direct — Acquired 1192.0% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 7, 2024 OSW Warrants Common Shares (42,602) $11.50 March 19, 2024 42,602 Disposed
March 7, 2024 OSW Warrants Common Shares (6,667) $5.75 June 12, 2025 6,667 Disposed
May 25, 2022 FIS Restricted Stock Units Common Stock (2,637) — — 2,637 Acquired
Aug. 3, 2021 OSW Restricted Stock Unit Common Shares (17,365) — — 17,365 Acquired
May 19, 2021 FIS Restricted Stock Units Common Stock (1,796) — — 1,796 Acquired
Aug. 15, 2020 OSW Restricted Stock Units Common Shares (29,930) — — 29,930 Acquired
Aug. 7, 2020 FIS Restricted Stock Units Common Stock (1,100) — — 1,100 Disposed
June 12, 2020 OSW Warrant (right to buy) Common Shares (6,667) $5.75 June 12, 2025 6,667 Acquired
May 28, 2020 FIS Restricted Stock Units Common Stock (1,915) — — 1,915 Acquired
Aug. 8, 2019 FIS Restricted Stock Units Common Stock (1,100) — — 1,100 Acquired
July 30, 2019 OSW Restricted Stock Units Common Shares (9,616) — — 9,616 Acquired
May 20, 2019 OSW Warrants Common Shares (42,602) $11.50 March 19, 2024 42,602 Acquired
Nov. 16, 2009 LPLA Option to purchase Common Stock Common Stock (4,500) $23.02 Nov. 16, 2019 4,500 Acquired
June 2, 2009 LPLA Option to purchase Common Stock Common (4,500) $19.74 June 2, 2019 4,500 Acquired
Feb. 12, 2009 LPLA Option to purchase Common Stock Common (4,500) $18.04 Feb. 12, 2019 4,500 Acquired
Nov. 19, 2008 LPLA Option to purchase common stock Common Stock (4,500) $24.96 Nov. 19, 2018 4,500 Acquired
Sept. 9, 2008 LPLA Option award (right to buy) Common Stock (4,500) $26.33 Sept. 9, 2018 4,500 Acquired
May 14, 2008 LPLA Option award (right to buy) Common Stock (4,500) — May 14, 2018 4,500 Disposed
May 14, 2008 LPLA Option award (right to buy) Common Stock (4,500) $27.80 May 14, 2018 4,500 Acquired
Feb. 12, 2008 LPLA Option award (right to buy) Common Stock (4,500) $27.80 Feb. 12, 2018 4,500 Disposed
Feb. 12, 2008 LPLA Option award (right to buy) Common Stock (4,500) $27.80 Feb. 12, 2018 4,500 Acquired
Feb. 5, 2008 LPLA Option award (right to buy) Common Stock (4,500) $27.80 Feb. 5, 2018 4,500 Disposed
Feb. 5, 2008 LPLA Option award (right to buy) Common Stock (4,500) $27.80 Feb. 5, 2018 4,500 Acquired
Aug. 24, 2007 INTU Restricted Stock Unit ( MSPP Matching Award) Common Stock (1,392) — — 1,392 Acquired
Aug. 24, 2007 INTU Restricted Stock Unit (MSPP Purchased Award) Common Stock (1,392) — — 1,392 Acquired
March 9, 2007 INTU Restricted Stock Unit Common Stock (100,000) — — 100,000 Acquired
March 9, 2007 INTU Employee Non-Qualified Stock Option (right to buy) Common Stock (100,000) $28.22 March 8, 2014 100,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 10, 2007 LPLA Option awards→ Common (600) 600 Direct
July 10, 2007 LPLA Option awards→ Common (600) 600 Direct
July 10, 2007 LPLA Option awards→ Common (600) 600 Direct
July 10, 2007 LPLA Option awards→ Common (150) 150 Direct
July 10, 2007 LPLA Option awards→ Common (150) 150 Direct
July 10, 2007 LPLA Option awards→ Common (150) 150 Direct