John Fritzen Nemelka

CIK 1341163 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 15, 2011 · Latest: Sept. 15, 2011

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

24 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 2, 2010 SWKHL P 6,573 $0.91 $5,981 19,560 Direct +50.61% Acquired 2696.7% (price as of 2026-08-21)
June 2, 2010 SWKHL P 5,484 $0.91 $4,990 25,044 Indirect +28.04% Acquired 2696.7% (price as of 2026-08-21)
May 28, 2010 SWKHL P 12,987 $0.90 $11,688 12,987 Direct — Acquired 2727.8% (price as of 2026-08-21)
Jan. 28, 2010 SNWV P 500 $4.10 $2,050 500 Direct — Acquired 22.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 9, 2016 SNWV Options Common Stock, $0.001 par value (169,800) $0.18 Nov. 8, 2026 169,800 Acquired
June 16, 2016 SNWV Options Common Stock, $0.001 par value (200,000) $0.04 June 15, 2026 200,000 Acquired
March 31, 2016 SNWV Options Common Stock, $0.001 par value (99,205) $0.50 Oct. 1, 2025 99,205 Disposed
March 31, 2016 SNWV Options Common Stock, $0.001 par value (99,205) $0.06 Oct. 1, 2025 99,205 Acquired
Oct. 1, 2015 SNWV Options Common Stock, $0.001 par value (150,795) $0.11 Oct. 1, 2025 150,795 Acquired
Oct. 1, 2015 SNWV Options Common Stock, $0.001 par value (99,205) $0.50 Oct. 1, 2025 99,205 Acquired
Feb. 21, 2013 SNWV Options Common Stock, $0.001 par value (5,000) $2.92 Sept. 15, 2019 5,000 Disposed
Feb. 21, 2013 SNWV Options Common Stock, $0.001 par value (5,000) $4.05 Jan. 29, 2020 5,000 Disposed
Feb. 21, 2013 SNWV Options Common Stock, $0.001 par value (5,000) $2.00 Nov. 1, 2020 5,000 Disposed
Feb. 21, 2013 SNWV Options Common Stock, $0.001 par value (115,000) $0.35 Feb. 21, 2023 115,000 Acquired
Dec. 16, 2011 LIQT Stock options Common stock (20,000) $3.60 Dec. 16, 2014 20,000 Acquired
Dec. 16, 2011 LIQT Stock options Common Stock (20,000) $3.60 Dec. 16, 2021 20,000 Acquired
Nov. 1, 2010 SNWV Options Common Stock, $.001 par value (5,000) $2.00 Nov. 1, 2020 5,000 Acquired
Jan. 29, 2010 SNWV Options Common Stock, $.001 par value (5,000) $4.05 Jan. 29, 2020 5,000 Acquired
July 7, 2009 SWKHL Stock Option (right to buy) Common Stock (10,000) $0.70 July 7, 2019 10,000 Acquired
July 29, 2008 SWKHL Non-Qualified Stock Option (Right to Buy) Common Stock (10,000) $1.24 July 29, 2018 10,000 Acquired
July 26, 2007 SWKHL Non-Qualified Stock Option (Right to Buy) Common Stock (10,000) $2.67 July 25, 2017 10,000 Acquired
March 6, 2007 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (10,000) $3.50 March 5, 2017 10,000 Acquired
Sept. 8, 2006 SWKHL NON QUALIFIED STOCK OPTION (RIGHT TO BUY) COMMON STOCK (40,000) $2.95 Sept. 7, 2016 40,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 15, 2011 LIQT Common Stock 102,000 Direct
Oct. 5, 2009 SNWV Common stock, $0.001 par value ("Common Stock") 1,939,316 Indirect
Oct. 5, 2009 SNWV Non-Statutory Stock Option (right to buy)→ Common Stock (5,000) 5,000 Direct
Oct. 5, 2009 SNWV Class A Warrants to buy Common Stock→ Common Stock (96,966) 96,966 Indirect
Oct. 5, 2009 SNWV Class B Warrants to buy Common Stock→ Common Stock (96,966) 96,966 Indirect
Oct. 5, 2009 SNWV Amended Senior Note convertible into Common Stock→ Common Stock — Indirect
Oct. 14, 2005 SWKHL Common Stock 0 Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SWKHL

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2011 $200,000 — — — — — $4,682 $204,682
2010 $200,000 — — — — — — $200,000

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.