Joshua A Kazam

CIK 1221355 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 14, 2018 · Latest: Feb. 3, 2021

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 46 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

46 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 12, 2022 ALLO P 15,000 $12.60 $189,000 258,885 Direct +6.15% Acquired -83.2% (price as of 2026-08-21)
March 5, 2019 TH P 5,000 $10.20 $51,000 10,000 Direct +100.00% Acquired 73.8% (price as of 2026-08-21)
March 1, 2019 TH P 5,000 $10.13 $50,650 5,000 Direct — Acquired 75.0% (price as of 2026-08-21)
Jan. 22, 2019 TH P 20,000 — — 20,000 Direct — Acquired (price as of 2026-08-21)
Jan. 21, 2015 CAPR P 7,096 $3.52 $24,978 38,084 Direct +22.90% Acquired -80.3% (price as of 2026-08-21)
March 30, 2012 CAPR P 93,750 — — 93,750 Direct — Acquired (price as of 2026-08-21)
March 30, 2012 CAPR P 125,000 — — 1,453,228 Direct +9.41% Acquired (price as of 2026-08-21)
April 22, 2010 CAPR P 15,000 — — 15,000 Direct — Acquired (price as of 2026-08-21)
April 22, 2010 CAPR P 50,000 — — 1,328,228 Direct +3.91% Acquired (price as of 2026-08-21)
July 7, 2009 CAPR P 98,814 — — 98,814 Direct — Acquired (price as of 2026-08-21)
July 7, 2009 CAPR P 49,407 — — 49,407 Direct — Acquired (price as of 2026-08-21)
July 7, 2009 CAPR P 49,407 — — 49,407 Direct — Acquired (price as of 2026-08-21)
July 7, 2009 CAPR P 197,628 — — 1,278,228 Direct +18.29% Acquired (price as of 2026-08-21)
March 12, 2009 CAPR P 510 $0.75 $382 1,080,600 Direct +0.05% Acquired -98.2% (price as of 2026-08-21)
Dec. 16, 2008 CAPR P 3,100 $1.15 $3,565 1,080,090 Direct +0.29% Acquired -98.8% (price as of 2026-08-21)
Dec. 15, 2008 CAPR P 2,500 $1.05 $2,625 1,076,990 Direct +0.23% Acquired -98.7% (price as of 2026-08-21)
Dec. 12, 2008 CAPR P 4,100 $1.44 $5,904 1,074,490 Direct +0.38% Acquired -99.0% (price as of 2026-08-21)
Dec. 11, 2008 CAPR P 4,100 $0.82 $3,362 1,070,390 Direct +0.38% Acquired -98.3% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 18, 2026 ALLO Restricted Stock Unit Common Stock (95,400) — — 95,400 Acquired
June 18, 2026 ALLO Restricted Stock Unit Common Stock (47,700) — — 47,700 Disposed
Dec. 18, 2025 ALLO Restricted Stock Unit [F1] Common Stock (47,700) — — 47,700 Disposed
Jan. 22, 2019 TH Class B Ordinary Shares Class A Ordinary Shares — — 20,000 Acquired
Oct. 15, 2018 ALLO Series A Convertible Preferred Stock Common Stock (18,716) $0.00 — 3,565 Disposed
Jan. 17, 2018 TH Private Placement Warrants Class A Ordinary Shares (333,334) — — 333,334 Acquired
Jan. 2, 2018 CAPR Stock Option (right to buy) Common Stock (18,000) $1.57 Jan. 2, 2028 18,000 Acquired
Jan. 3, 2017 CAPR Stock Option (right to buy) Common Stock (16,060) $2.55 Jan. 3, 2027 16,060 Acquired
June 2, 2016 CAPR Stock Option (right to buy) Common Stock (15,000) $3.12 June 2, 2026 15,000 Acquired
March 3, 2015 CAPR Stock Option (right to buy) Common Stock (7,500) $5.78 March 3, 2025 7,500 Acquired
May 9, 2014 CAPR Stock Option (right to buy) Common Stock (83,661) $4.60 May 9, 2024 83,661 Acquired
Nov. 20, 2013 CAPR Warrant (right to buy) Common Stock — — 1,875 Disposed
Nov. 13, 2013 CAPR Warrant (right to buy) Common Stock — July 15, 2019 633 Disposed
Nov. 13, 2013 CAPR Warrant (right to buy) Common Stock — July 7, 2014 1,976 Disposed
Nov. 13, 2013 CAPR Warrant (right to buy) Common Stock — July 7, 2014 988 Disposed
Nov. 13, 2013 CAPR Warrant (right to buy) Common Stock — July 7, 2014 988 Disposed
March 30, 2012 CAPR Warrant (Right to Buy) Common Stock (93,750) $0.50 — 93,750 Acquired
May 10, 2011 CAPR Stock Option (Right to Buy) Common Stock (80,000) $0.73 May 10, 2021 80,000 Acquired
July 26, 2010 CAPR Stock Option (Right to Buy) Common Stock (80,000) $0.37 July 26, 2020 80,000 Acquired
April 22, 2010 CAPR Warrant (Right to Buy) Common Stock (15,000) $0.94 April 21, 2015 15,000 Acquired
July 21, 2009 CAPR Stock Option (Right to Buy) Common Stock (65,000) $1.77 July 21, 2019 65,000 Acquired
July 15, 2009 CAPR Warrant (Right to Buy) Common Stock (31,650) $1.38 July 15, 2019 31,650 Acquired
July 7, 2009 CAPR Warrant (Right to Buy) Common Stock (98,814) $2.28 July 7, 2014 98,814 Acquired
July 7, 2009 CAPR Warrant (Right to Buy) Common Stock (49,407) $1.71 July 7, 2014 49,407 Acquired
July 7, 2009 CAPR Warrant (Right to Buy) Common Stock (49,407) $1.25 July 7, 2014 49,407 Acquired
Dec. 23, 2008 CAPR Non-Qualified Stock Option (right to buy) Common Stock (25,000) $0.93 Dec. 22, 2018 25,000 Acquired
Jan. 25, 2008 CAPR Non-Qualified Stock Option (right to buy) Common Stock (50,000) $4.50 Jan. 25, 2018 50,000 Acquired
Jan. 11, 2005 TGTX Director Stock Option [F2] Common Stock (25,000) $1.00 Jan. 11, 2015 25,000 Acquired
Jan. 28, 2004 TGTX Option Common (25,000) $1.65 Jan. 27, 2014 75,000 Acquired
Jan. 27, 2004 TGTX Warrant Common (60,173) $1.21 Jan. 27, 2009 60,173 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 5, 2020 FIRY Class B Common Stock→ Class A Common Stock (20,000) 20,000 Direct
Oct. 10, 2018 ALLO Common Stock 1,371,935 Direct
Oct. 10, 2018 ALLO Series A Convertible Preferred Stock→ Common Stock (18,716) 18,716 Direct
Sept. 19, 2007 CAPR Common Stock 1,066,290 Direct
Sept. 19, 2007 CAPR Common Stock 613,841 Indirect
Sept. 19, 2007 CAPR Common Stock — Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CAPR

President & CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2012 — — — — — — — —
2011 — — — $35,321 — — — $35,321
2010 — — — — — — — $16,876

ALLO

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 — — — — — — — $3,592,474

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.