Kathleen A Corbet

Insider

First SEC filing: March 31, 2004 · Latest: March 31, 2004

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 22 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

22 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 11, 2022	CWAN	A	22,573	—	—	22,573 Direct	—	Acquired
Sept. 28, 2021	CWAN	P	1,785	$18.00	$32,130	1,785 Direct	—	Acquired
Aug. 27, 2020	TCPC	P	1,000	$9.82	$9,820	10,000 Direct	+11.11%	Acquired	-59.2% (price as of 2026-08-21)
Nov. 30, 2018	TCPC	P	3,000	$14.36	$43,080	9,000 Direct	+50.00%	Acquired	-72.1% (price as of 2026-08-21)
Jan. 30, 2018	TCPC	P	2,500	$15.22	$38,050	6,000 Direct	+71.43%	Acquired	-73.7% (price as of 2026-08-21)
April 20, 2017	TCPC	P	3,500	$16.54	$57,890	3,500 Direct	—	Acquired	-75.8% (price as of 2026-08-21)
March 30, 2004	AB	M	4,000	—	—	16,000 Direct	-20.00%	Disposed	(price as of 2026-08-21)
March 30, 2004	AB	M	32,000	—	—	8,000 Direct	-80.00%	Disposed	(price as of 2026-08-21)
March 30, 2004	AB	M	40,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 30, 2004	AB	M	25,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 30, 2004	AB	M	30,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 30, 2004	AB	M	30,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 30, 2004	AB	M	14,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 30, 2004	AB	S	175,000	$36.63	$6,410,250	155,906 Direct	-52.89%	Disposed	-1.1% (price as of 2026-08-21)
March 30, 2004	AB	M	4,000	$33.18	$132,720	330,906 Direct	+1.22%	Acquired	9.1% (price as of 2026-08-21)
March 30, 2004	AB	M	32,000	$30.25	$968,000	326,906 Direct	+10.85%	Acquired	19.7% (price as of 2026-08-21)
March 30, 2004	AB	M	40,000	$26.31	$1,052,400	294,906 Direct	+15.69%	Acquired	37.6% (price as of 2026-08-21)
March 30, 2004	AB	M	25,000	$18.47	$461,750	254,906 Direct	+10.87%	Acquired	96.0% (price as of 2026-08-21)
March 30, 2004	AB	M	30,000	$13.75	$412,500	229,906 Direct	+15.01%	Acquired	163.3% (price as of 2026-08-21)
March 30, 2004	AB	M	30,000	$12.56	$376,800	199,906 Direct	+17.66%	Acquired	188.3% (price as of 2026-08-21)
March 30, 2004	AB	M	14,000	$9.69	$135,660	169,906 Direct	+8.98%	Acquired	273.7% (price as of 2026-08-21)
Jan. 30, 2004	AB	F	3,631	$36.86	$133,839	171,462 Direct	-2.07%	Disposed	-1.8% (price as of 2026-08-21)
Dec. 31, 2003	AB	F	1,009	$33.75	$34,054	175,093 Direct	-0.57%	Disposed	7.3% (price as of 2026-08-21)
Dec. 23, 2003	AB	M	30,000	$11.12	$333,600	206,102 Direct	+17.04%	Acquired	225.6% (price as of 2026-08-21)
Dec. 23, 2003	AB	S	30,000	$32.86	$985,800	176,102 Direct	-14.56%	Disposed	10.2% (price as of 2026-08-21)
Dec. 23, 2003	AB	M	30,000	$11.12	$333,600	0 Direct	-100.00%	Disposed	225.6% (price as of 2026-08-21)
Dec. 12, 2003	AB	G	6,000	—	—	176,102 Direct	-3.29%	Disposed	(price as of 2026-08-21)
Aug. 19, 2003	AB	A	729	—	—	181,131 Direct	+0.40%	Acquired	(price as of 2026-08-21)
April 4, 2003	AB	A	12,873	—	—	148,713 Direct	+9.48%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 11, 2022	CWAN	Employee Stock Option (right to buy)	Class A Common Stock (22,573)	$17.72	March 11, 2032	22,573	Acquired
March 30, 2004	AB	Employee Unit Option (right to buy)	Units rep. assign. of beneficial ownership of l.p. interests (4,000)	$33.18	Dec. 6, 2012	4,000	Disposed
March 30, 2004	AB	Employee Unit Option (right to buy)	Units rep. assign. of beneficial ownership of l.p. interests (32,000)	$30.25	Dec. 6, 2009	32,000	Disposed
March 30, 2004	AB	Employee Unit Option (right to buy)	Units rep. assign. of beneficial ownership of l.p. interests (40,000)	$26.31	Dec. 10, 2008	40,000	Disposed
March 30, 2004	AB	Employee Unit Option (right to buy)	Units rep. assign. of beneficial ownership of l.p. interests (25,000)	—	Dec. 16, 2007	25,000	Disposed
March 30, 2004	AB	Employee Unit Option (right to buy)	Units rep. assign. of beneficial ownership of l.p. interests (30,000)	$13.75	June 20, 2007	30,000	Disposed
March 30, 2004	AB	Employee Unit Option (right to buy)	Units rep. assign. of beneficial ownership of l.p. interests (30,000)	$12.56	Dec. 16, 2006	30,000	Disposed
March 30, 2004	AB	Employee Unit Option (right to buy)	Units rep. assign. of beneficial ownership of l.p. interests (14,000)	$9.69	April 25, 2005	14,000	Disposed
Dec. 23, 2003	AB	Employee Unit Option (right to buy)	Units rep. assign. of beneficial ownership of l.p. interests [F1] (30,000)	$11.12	Dec. 5, 2005	30,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 23, 2021	CWAN	Class B Common Stock [F1,F2]	20,161	Direct
Sept. 23, 2021	CWAN	CWAN Holdings LLC Interests [F2]→ Class A Common Stock (20,161)	20,161	Direct
Sept. 23, 2021	CWAN	Employee Stock Option (right to buy)→ Class A Common Stock (48,387)	48,387	Direct