Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 43 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

43 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 31, 2021 OPFI P 5,892 $10.17 $59,922 5,892 Indirect · Acquired -40.6% (price as of 2026-10-05)
March 31, 2021 OPFI P 5,892 $10.17 $59,922 5,892 Indirect · Acquired -40.6% (price as of 2026-10-05)
Oct. 2, 2020 OPFI P 462,500 $10.00 $4,625,000 462,500 Indirect · Acquired -39.6% (price as of 2026-10-05)
June 5, 2017 FGCPP P 3,333 $7.80 $25,997 3,333 Direct · Acquired 214.1% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 5, 2025 FGCPP Pre - Funded Common Stock Purchase Warrant Common Stock (200,000) $0.00 Sept. 5, 2025 200,000 Disposed
Sept. 5, 2025 FGCPP Pre - Funded Common Stock Purchase Warrant Common Stock (100,000) $0.00 Sept. 5, 2025 100,000 Disposed
Sept. 5, 2025 FGCPP Pre - Funded Common Stock Purchase Warrant Common Stock (100,000) $0.00 Sept. 5, 2025 100,000 Disposed
Sept. 5, 2025 FGCPP Pre - Funded Common Stock Purchase Warrant Common Stock (200,000) $0.00 Sept. 5, 2025 200,000 Disposed
Aug. 4, 2025 FGCPP Common Stock Purchase Warrant Common Stock (225,000) $5.00 · 225,000 Acquired
Aug. 4, 2025 FGCPP Pre - Funded Common Stock Purchase Warrant Common Stock (200,000) $0.00 · 200,000 Acquired
Aug. 4, 2025 FGCPP Pre - Funded Common Stock Purchase Warrant Common Stock (100,000) $0.00 · 100,000 Acquired
Feb. 29, 2024 FGCPP Stock option Common Stock (50,000) $4.70 Jan. 26, 2028 50,000 Acquired
Feb. 29, 2024 FGCPP Stock option Common Stock (30,000) $2.89 June 6, 2029 30,000 Acquired
Oct. 14, 2020 OPFI Class B Common Stock Class A Common Stock (525,000) · · 525,000 Disposed
March 27, 2020 LMB Restricted Stock Units Common Stock (3,200) · · 3,200 Disposed
March 27, 2020 LMB Restricted Stock Units Common Stock (2,134) · · 2,134 Disposed
Jan. 1, 2020 LMB Restricted Stock Units Common Stock (3,200) · · 3,200 Acquired
Jan. 1, 2020 LMB Restricted Stock Units Common Stock (1,066) · · 1,066 Disposed
March 26, 2019 LMB Restricted Stock Units Common Stock (3,200) · · 3,200 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 13, 2021 HGTY Class B common stock→ Class A common stock (25,000) 25,000 Direct
Sept. 29, 2020 OPFI Class B Common Stock→ Class A Common Stock (250,000) 250,000 Direct
Sept. 29, 2020 OPFI Class B Common Stock→ Class A Common Stock (5,218,750) 5,218,750 Indirect
March 25, 2019 LMB Common Stock 2,343,515 Indirect
March 25, 2019 LMB $15 Exercise Price Sponsor Warrants→ Common Stock (500,000) 500,000 Indirect
March 25, 2019 LMB Sponsor Warrants→ Common Stock · Indirect